-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TeryzlpnseVdgr2ciexZA4rIvPxyPCZPbtNIqwPCzyzS7yc5dzi7R0xek5uU5lj5 I2oAVIGwvZvqoq1fej0y+Q== 0001209191-07-065052.txt : 20071119 0001209191-07-065052.hdr.sgml : 20071119 20071119165156 ACCESSION NUMBER: 0001209191-07-065052 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20071115 FILED AS OF DATE: 20071119 DATE AS OF CHANGE: 20071119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EnteroMedics Inc CENTRAL INDEX KEY: 0001371217 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 000000000 BUSINESS ADDRESS: STREET 1: 2800 Patton Rd CITY: St Paul STATE: MN ZIP: 55113 MAIL ADDRESS: STREET 1: 2800 Patton Rd CITY: St Paul STATE: MN ZIP: 55113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Westerlind Victor A CENTRAL INDEX KEY: 0001381840 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33818 FILM NUMBER: 071257047 BUSINESS ADDRESS: BUSINESS PHONE: 650-854-8585 MAIL ADDRESS: STREET 1: C/O INTERWEST PARTNERS STREET 2: 2710 SAND HILL ROAD, SECOND FLOOR CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NASR KHALED CENTRAL INDEX KEY: 0001276600 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33818 FILM NUMBER: 071257049 BUSINESS ADDRESS: BUSINESS PHONE: 4153824022 MAIL ADDRESS: STREET 1: ONE EMBARCADERO CENTER STE 3700 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nash H Ronald CENTRAL INDEX KEY: 0001294107 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33818 FILM NUMBER: 071257050 BUSINESS ADDRESS: BUSINESS PHONE: 650-854-8585 MAIL ADDRESS: STREET 1: C/O INTERWEST PARTNERS STREET 2: 2710 SAND HILL ROAD, 2ND FLOOR CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Grais Linda S CENTRAL INDEX KEY: 0001413306 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33818 FILM NUMBER: 071257052 BUSINESS ADDRESS: BUSINESS PHONE: 650-854-8585 MAIL ADDRESS: STREET 1: C/O INTERWEST PARTNERS STREET 2: 2710 SAND HILL ROAD SECOND FLOOR CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ehrlich Christopher B CENTRAL INDEX KEY: 0001293973 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33818 FILM NUMBER: 071257053 BUSINESS ADDRESS: BUSINESS PHONE: 650 854 8585 MAIL ADDRESS: STREET 1: C/O INTERWEST PARTNERS STREET 2: 2710 SAND HILL ROAD, 2ND FLOOR CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: InterWest Management Partners IX, LLC CENTRAL INDEX KEY: 0001398927 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33818 FILM NUMBER: 071257054 BUSINESS ADDRESS: STREET 1: 2710 SAND HILL ROAD STREET 2: SECOND FLOOR CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-854-8585 MAIL ADDRESS: STREET 1: 2710 SAND HILL ROAD STREET 2: SECOND FLOOR CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kjellson Nina S CENTRAL INDEX KEY: 0001381980 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33818 FILM NUMBER: 071257051 BUSINESS ADDRESS: BUSINESS PHONE: 650-854-8585 MAIL ADDRESS: STREET 1: C/O INTERWEST PARTNERS STREET 2: 2710 SAND HILL ROAD, SECOND FLOOR CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pepper Douglas A CENTRAL INDEX KEY: 0001381839 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33818 FILM NUMBER: 071257048 BUSINESS ADDRESS: BUSINESS PHONE: 650-854-8585 MAIL ADDRESS: STREET 1: C/O INTERWEST PARTNERS STREET 2: 2710 SAND HILL ROAD, SECOND FLOOR CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 bpa35597_bpa5iwp.xml MAIN DOCUMENT DESCRIPTION X0202 4 2007-11-15 0001371217 EnteroMedics Inc ETRM 0001398927 InterWest Management Partners IX, LLC 2710 SAND HILL RD 2ND FLOOR MENLO PARK CA 94025 0 0 1 0 0001293973 Ehrlich Christopher B 2710 SAND HILL RD 2ND FLOOR MENLO PARK CA 94025 0 0 1 0 0001413306 Grais Linda S 2710 SAND HILL RD 2ND FLOOR MENLO PARK CA 94025 0 0 1 0 0001381980 Kjellson Nina S 2710 SAND HILL RD 2ND FLOOR MENLO PARK CA 94025 0 0 1 0 0001294107 Nash H Ronald 2710 SAND HILL RD 2ND FLOOR MENLO PARK CA 94025 0 0 1 0 0001276600 NASR KHALED 2710 SAND HILL RD 2ND FLOOR MENLO PARK CA 94025 0 0 1 0 0001381839 Pepper Douglas A 2710 SAND HILL RD 2ND FLOOR MENLO PARK CA 94025 0 0 1 0 0001381840 Westerlind Victor A 2710 SAND HILL RD 2ND FLOOR MENLO PARK CA 94025 0 0 1 0 Common Stock 2007-11-15 4 P 0 187500 8.00 A 187500 I By: InterWest Partners IX, LP Series C Preferred Stock Common Stock 1359261 1359261 I by: InterWest Partners IX, LP Each share of Series C Preferred Stock shall be automatically converted into one share of Common Stock upon the closing of the Issuer's initial public offering on 11/20/07, and has no expiration date. The shares are owned by InterWest Partners IX, LP ("IW9"). InterWest Management Partners IX, LLC ("IMP9") is the general partner of IW9. Harvey B. Cash, Philip T. Gianos, W. Stephen Holmes, Gilbert H. Kliman, Arnold L. Oronsky, Thomas L. Rosch, and Michael B. Sweeney are Managing Directors of IMP9. Michael D. Boich, Bruce A. Cleveland, Christopher B. Ehrlich, Linda S. Grais, Ellen E. Koskinas, Nina Kjellson, H. Ronald Nash, Khaled A. Nasr, Douglas A. Pepper, and Victor A. Westerlind are Venture Members of IMP9. Each Managing Director and Venture Member of IMP9 disclaims beneficial ownership of such shares, except to the extent of their pecuniary interest therein. Due to limitations of the EDGAR software, this Form 4 is filed on behalf of InterWest Partners IX, LP and certain other Reporting Persons, and is being filed on two Forms 4 (Part I and Part II) (collectively, the "InterWest Form 4"). This filing represents Part II of the InterWest Form 4 and should be read together with Part I. Part I and Part II of the InterWest Form 4 shall constitute one filing. /s/ Michael B. Sweeney, Managing Director 2007-11-15 /s/ Christopher B. Ehrlich by Karen A. Wilson Power of Attorney 2007-11-15 /s/ Linda S. Grais by Karen A. Wilson Power of Attorney 2007-11-15 /s/ Nina Kjellson by Karen A. Wilson Power of Attorney 2007-11-15 /s/ H. Ronald Nash by Karen A. Wilson Power of Attorney 2007-11-15 /s/ Khaled A. Nasr by Karen A. Wilson Power of Attorney 2007-11-15 /s/ Douglas A. Pepper by Karen A. Wilson Power of Attorney 2007-11-15 /s/ Victor A. Westerlind by Karen A. Wilson Power of Attorney 2007-11-15 EX-99 2 bpa35597_bpa5ex99.htm ADDITIONAL EXHIBITS
Exhibit 99
Exhibit 99
FORM 4 JOINT FILER INFORMATION
     
Name of
    
“Reporting Persons”:
  InterWest Partners IX, L.P. (“IW9”)
 
  InterWest Management Partners IX, LLC (“IMP9”)
 
    
 
  Harvey B. Cash
 
  Philip T. Gianos
 
  W. Stephen Holmes
 
  Gilbert H. Kliman
 
  Arnold L. Oronsky
 
  Thomas L. Rosch
 
  Michael B. Sweeney
 
  Michael D. Boich
 
  Bruce A. Cleveland
 
  Christopher B. Ehrlich
 
  Linda S. Grais
 
  Nina Kjellson
 
  H. Ronald Nash
 
  Khaled A. Nasr
 
  Douglas A. Pepper
 
  Victor A. Westerlind
 
    
Address:
  2710 Sand Hill Road, Second Floor
 
  Menlo Park, CA 94025
 
    
Designated Filer:
  InterWest Partners IX, L.P.
 
    
Issuer and Ticker Symbol:
  EnteroMedics Inc. (ETRM)
 
    
Date of Event:
  November 15, 2007
Each of the following is a Joint Filer with InterWest Partners IX L.P. (“IW9”) and may be deemed to share indirect beneficial ownership in the securities set forth on the attached Form 4:
InterWest Management Partners IX, LLC (“IMP9”) is the general partner of IW9 and has sole voting and investment control over the shares owned by IW9. Harvey B. Cash, Philip T. Gianos, W. Stephen Holmes, Gilbert H. Kliman, Arnold L. Oronsky, Thomas L. Rosch, and Michael B. Sweeney are Managing Directors of IMP9 and Michael D. Boich, Bruce A. Cleveland, Christopher B. Ehrlich, Linda S. Grais, Nina Kjellson, H. Ronald Nash, Khaled A. Nasr, Douglas A. Pepper, and Victor A. Westerlind are Venture Members of IMP9. Ellen Koskinas, a Venture Member of IMP9 is also a Director of the Issuer, and has filed a separate Form 4 in her own name.
All Reporting Persons disclaim beneficial ownership of shares of EnteroMedics Inc. stock held by IW9, except to the extent of their respective pecuniary interest therein. The filing of this statement shall not be deemed an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, or otherwise, any of the Reporting Persons are the beneficial owner of all of the equity securities covered by this statement.

1.

Exhibit 99
Each of the Reporting Persons listed above has designated InterWest Partners IX, L.P. as its designated filer of Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder. Each Reporting Person has appointed InterWest Management Partners IX, LLC as its attorney in fact for the purpose of making reports relating to transaction in EnteroMedics Inc. Common Stock.
             
InterWest Management Partners IX, L.L.C.   Thomas L. Rosch, an individual
 
      By:   InterWest Management Partners IX, LLC,
 
          as Attorney-in-Fact
By:
  /s/ Michael B. Sweeney        
 
           
 
  Michael B. Sweeney, Managing Director   By:   /s/ Karen A. Wilson
 
           
 
          Karen A. Wilson, Power of Attorney
 
            
InterWest Partners IX, LP   Michael B. Sweeney, an individual
 
      By:   InterWest Management Partners IX, LLC,
By:
  InterWest Management Partners IX, LLC       as Attorney-in-Fact
 
  Its General Partner        
 
            
 
      By:   /s/ Karen A. Wilson
 
           
 
          Karen A. Wilson, Power of Attorney
By:
  /s/ Michael B. Sweeney        
 
           
 
  Michael B. Sweeney, Managing Director        
 
            
Harvey B. Cash, an individual   Michael D. Boich, an individual
By:
  InterWest Management Partners IX, LLC,   By:   InterWest Management Partners IX, LLC,
 
  as Attorney-in-Fact       as Attorney-in-Fact
 
            
By:
  /s/ Karen A. Wilson   By:   /s/ Karen A. Wilson
 
           
 
  Karen A. Wilson, Power of Attorney       Karen A. Wilson, Power of Attorney
 
            
Philip T. Gianos, an individual   Bruce A. Cleveland, an individual
By:
  InterWest Management Partners IX, LLC,   By:   InterWest Management Partners IX, LLC,
 
  as Attorney-in-Fact       as Attorney-in-Fact
 
            
By:
  /s/ Karen A. Wilson   By:   /s/ Karen A. Wilson
 
           
 
  Karen A. Wilson, Power of Attorney       Karen A. Wilson, Power of Attorney
 
            
W. Stephen Holmes, an individual   Christopher B. Ehrlich, an individual
By:
  InterWest Management Partners IX, LLC,   By:   InterWest Management Partners IX, LLC,
 
  as Attorney-in-Fact       as Attorney-in-Fact
 
            
By:
  /s/ Karen A. Wilson   By:   /s/ Karen A. Wilson
 
           
 
  Karen A. Wilson, Power of Attorney       Karen A. Wilson, Power of Attorney
 
            
Gilbert H. Kliman, an individual   Linda S. Grais, an individual
By:
  InterWest Management Partners IX, LLC,   By:   InterWest Management Partners IX, LLC,
 
  as Attorney-in-Fact       as Attorney-in-Fact
 
            
By:
  /s/ Karen A. Wilson   By:   /s/ Karen A. Wilson
 
           
 
  Karen A. Wilson, Power of Attorney       Karen A. Wilson, Power of Attorney
 
            
Arnold L. Oronsky, an individual   Nina Kjellson, an individual
By:
  InterWest Management Partners IX, LLC,   By:   InterWest Management Partners IX, LLC,
 
  as Attorney-in-Fact       as Attorney-in-Fact
 
            
By:
  /s/ Karen A. Wilson   By:   /s/ Karen A. Wilson
 
           
 
  Karen A. Wilson, Power of Attorney       Karen A. Wilson, Power of Attorney

2.

Exhibit 99
             
H. Ronald Nash, an individual        
By:
  InterWest Management Partners IX, LLC,        
 
  as Attorney-in-Fact        
 
            
By:
  /s/ Karen A. Wilson        
 
           
 
  Karen A. Wilson, Power of Attorney        
 
            
Khaled A. Nasr, an individual        
By:
  InterWest Management Partners IX, LLC,        
 
  as Attorney-in-Fact        
 
            
By:
  /s/ Karen A. Wilson        
 
           
 
  Karen A. Wilson, Power of Attorney        
 
            
Douglas A. Pepper, an individual        
By:
  InterWest Management Partners IX, LLC,        
 
  as Attorney-in-Fact        
 
            
By:
  /s/ Karen A. Wilson        
 
           
 
  Karen A. Wilson, Power of Attorney        
 
            
Victor A. Westerlind, an individual        
By:
  InterWest Management Partners IX, LLC,        
 
  as Attorney-in-Fact        
 
            
By:
  /s/ Karen A. Wilson        
 
           
 
  Karen A. Wilson, Power of Attorney        

3.

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