0001104659-16-145907.txt : 20160921 0001104659-16-145907.hdr.sgml : 20160921 20160921163148 ACCESSION NUMBER: 0001104659-16-145907 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160919 FILED AS OF DATE: 20160921 DATE AS OF CHANGE: 20160921 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SYNERGY PHARMACEUTICALS, INC. CENTRAL INDEX KEY: 0001347613 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 330505269 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 420 LEXINGTON AVENUE STREET 2: SUITE 2012 CITY: NEW YORK STATE: NY ZIP: 10170 BUSINESS PHONE: 212-297-0010 MAIL ADDRESS: STREET 1: 420 LEXINGTON AVENUE STREET 2: SUITE 2012 CITY: NEW YORK STATE: NY ZIP: 10170 FORMER COMPANY: FORMER CONFORMED NAME: Synergy Pharmaceuticals, Inc. DATE OF NAME CHANGE: 20080812 FORMER COMPANY: FORMER CONFORMED NAME: PAWFECT FOODS INC DATE OF NAME CHANGE: 20051221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRANCACCIO JOHN P CENTRAL INDEX KEY: 0001276551 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35268 FILM NUMBER: 161895902 MAIL ADDRESS: STREET 1: C/O TAMIR BIOTECHNOLOGY, INC. STREET 2: 11 DEER PARK DRIVE, SUITE 204 CITY: MONMOUTH JUNCTION STATE: NJ ZIP: 08852 4 1 a4.xml 4 X0306 4 2016-09-19 0 0001347613 SYNERGY PHARMACEUTICALS, INC. SGYP 0001276551 BRANCACCIO JOHN P C/O SYNERGY PHARMACEUTICALS INC. 420 LEXINGTON AVENUE, SUITE 2012 NEW YORK NY 10170 1 0 0 0 Common Stock 2016-09-19 4 M 0 1439 4.61 A 21883 D Common Stock 2016-09-19 4 M 0 1079 4.28 A 22962 D Common Stock 2016-09-19 4 S 0 2518 5.76 D 20444 D Stock Options 4.61 2016-09-19 4 M 0 1439 0 D 2016-10-19 Common Stock 1439 419951 D Stock Options 4.28 2016-09-19 4 M 0 1079 0 D 2016-10-12 Common Stock 1079 418872 D Fully vested. /s/ John Brancaccio 2016-09-21