0001181431-12-055535.txt : 20121025
0001181431-12-055535.hdr.sgml : 20121025
20121025165345
ACCESSION NUMBER: 0001181431-12-055535
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120912
FILED AS OF DATE: 20121025
DATE AS OF CHANGE: 20121025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lowe R Atticus
CENTRAL INDEX KEY: 0001407604
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33893
FILM NUMBER: 121162080
MAIL ADDRESS:
STREET 1: 2151 ALESSANDRO DRIVE
STREET 2: SUITE 100
CITY: VENTURA
STATE: CA
ZIP: 93001
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Helfert Lance W
CENTRAL INDEX KEY: 0001407605
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33893
FILM NUMBER: 121162079
MAIL ADDRESS:
STREET 1: 2151 ALESSANDRO DRIVE
STREET 2: SUITE 100
CITY: VENTURA
STATE: CA
ZIP: 93001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GreenHunter Energy, Inc.
CENTRAL INDEX KEY: 0001410056
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860]
IRS NUMBER: 204864036
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1048 TEXAN TRAIL
CITY: GRAPEVINE
STATE: TX
ZIP: 76051
BUSINESS PHONE: 972-410-1044
MAIL ADDRESS:
STREET 1: 1048 TEXAN TRAIL
CITY: GRAPEVINE
STATE: TX
ZIP: 76051
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WEST COAST ASSET MANAGEMENT INC
CENTRAL INDEX KEY: 0001276537
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33893
FILM NUMBER: 121162081
BUSINESS ADDRESS:
STREET 1: 1205 COAST VILLAGE ROAD
CITY: MONTECITO
STATE: CA
ZIP: 93108
BUSINESS PHONE: 8056535333
MAIL ADDRESS:
STREET 1: 1205 COAST VILLAGE ROAD
CITY: MONTECITO
STATE: CA
ZIP: 93108
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WEST COAST OPPORTUNITY FUND LLC
CENTRAL INDEX KEY: 0001405965
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33893
FILM NUMBER: 121162082
BUSINESS ADDRESS:
STREET 1: C/O WEST COAST ASSET MANAGEMENT INC
STREET 2: 2151 ALESANDRO DRIVE, SUITE 100
CITY: VENTURA
STATE: CA
ZIP: 93001
BUSINESS PHONE: 805-653-5333
MAIL ADDRESS:
STREET 1: C/O WEST COAST ASSET MANAGEMENT INC
STREET 2: 2151 ALESANDRO DRIVE, SUITE 100
CITY: VENTURA
STATE: CA
ZIP: 93001
3
1
rrd358729.xml
FORM 3
X0206
3
2012-09-12
0
0001410056
GreenHunter Energy, Inc.
GRH
0001405965
WEST COAST OPPORTUNITY FUND LLC
1205 COAST VILLAGE ROAD
MONTECITO
CA
93108
0
0
1
0
0001276537
WEST COAST ASSET MANAGEMENT INC
1205 COAST VILLAGE ROAD
MONTECITO
CA
93108
0
0
1
0
0001407604
Lowe R Atticus
1205 COAST VILLAGE ROAD
MONTECITO
CA
93108
0
0
1
0
0001407605
Helfert Lance W
1205 COAST VILLAGE ROAD
MONTECITO
CA
93108
0
0
1
0
Common Stock
2450500
D
Series C Preferred Stock
345000
D
Warrant
1.50
2014-01-31
Common Stock
772500
D
Warrant
2.50
2014-01-31
Common Stock
772500
D
May be exercised at any time
West Coast Asset Management, Inc. (the "Investment Manager") is the investment manager to separately managed accounts, some of which are affilited with the Reporting Persons (the "Accounts"). The Accounts directly own all of the shares reported herein. Atticus Lowe and Lance Helfert serve on the investment committee of teh Investments Manager. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to teh extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act or for any other purpose.
/s/ West Coast Opportunity Fund, LLC By: West Coast Asset Management, Inc., its Managing Member /s/ By: Diana Pereira Chief Financial Officer By: Power of Attorney
2012-10-24
West Coast Asset Management, Inc. By Diana Pereira, Chief Financial Officer
2012-10-24
Lance Helfert By: Diana Pereira By: Power of Attorney
2012-10-24
Atticus Lowe By: Diana Pereira By: Power of Attorney
2012-10-24