0001181431-12-055535.txt : 20121025 0001181431-12-055535.hdr.sgml : 20121025 20121025165345 ACCESSION NUMBER: 0001181431-12-055535 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120912 FILED AS OF DATE: 20121025 DATE AS OF CHANGE: 20121025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lowe R Atticus CENTRAL INDEX KEY: 0001407604 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33893 FILM NUMBER: 121162080 MAIL ADDRESS: STREET 1: 2151 ALESSANDRO DRIVE STREET 2: SUITE 100 CITY: VENTURA STATE: CA ZIP: 93001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Helfert Lance W CENTRAL INDEX KEY: 0001407605 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33893 FILM NUMBER: 121162079 MAIL ADDRESS: STREET 1: 2151 ALESSANDRO DRIVE STREET 2: SUITE 100 CITY: VENTURA STATE: CA ZIP: 93001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GreenHunter Energy, Inc. CENTRAL INDEX KEY: 0001410056 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 204864036 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1048 TEXAN TRAIL CITY: GRAPEVINE STATE: TX ZIP: 76051 BUSINESS PHONE: 972-410-1044 MAIL ADDRESS: STREET 1: 1048 TEXAN TRAIL CITY: GRAPEVINE STATE: TX ZIP: 76051 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEST COAST ASSET MANAGEMENT INC CENTRAL INDEX KEY: 0001276537 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33893 FILM NUMBER: 121162081 BUSINESS ADDRESS: STREET 1: 1205 COAST VILLAGE ROAD CITY: MONTECITO STATE: CA ZIP: 93108 BUSINESS PHONE: 8056535333 MAIL ADDRESS: STREET 1: 1205 COAST VILLAGE ROAD CITY: MONTECITO STATE: CA ZIP: 93108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEST COAST OPPORTUNITY FUND LLC CENTRAL INDEX KEY: 0001405965 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33893 FILM NUMBER: 121162082 BUSINESS ADDRESS: STREET 1: C/O WEST COAST ASSET MANAGEMENT INC STREET 2: 2151 ALESANDRO DRIVE, SUITE 100 CITY: VENTURA STATE: CA ZIP: 93001 BUSINESS PHONE: 805-653-5333 MAIL ADDRESS: STREET 1: C/O WEST COAST ASSET MANAGEMENT INC STREET 2: 2151 ALESANDRO DRIVE, SUITE 100 CITY: VENTURA STATE: CA ZIP: 93001 3 1 rrd358729.xml FORM 3 X0206 3 2012-09-12 0 0001410056 GreenHunter Energy, Inc. GRH 0001405965 WEST COAST OPPORTUNITY FUND LLC 1205 COAST VILLAGE ROAD MONTECITO CA 93108 0 0 1 0 0001276537 WEST COAST ASSET MANAGEMENT INC 1205 COAST VILLAGE ROAD MONTECITO CA 93108 0 0 1 0 0001407604 Lowe R Atticus 1205 COAST VILLAGE ROAD MONTECITO CA 93108 0 0 1 0 0001407605 Helfert Lance W 1205 COAST VILLAGE ROAD MONTECITO CA 93108 0 0 1 0 Common Stock 2450500 D Series C Preferred Stock 345000 D Warrant 1.50 2014-01-31 Common Stock 772500 D Warrant 2.50 2014-01-31 Common Stock 772500 D May be exercised at any time West Coast Asset Management, Inc. (the "Investment Manager") is the investment manager to separately managed accounts, some of which are affilited with the Reporting Persons (the "Accounts"). The Accounts directly own all of the shares reported herein. Atticus Lowe and Lance Helfert serve on the investment committee of teh Investments Manager. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to teh extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act or for any other purpose. /s/ West Coast Opportunity Fund, LLC By: West Coast Asset Management, Inc., its Managing Member /s/ By: Diana Pereira Chief Financial Officer By: Power of Attorney 2012-10-24 West Coast Asset Management, Inc. By Diana Pereira, Chief Financial Officer 2012-10-24 Lance Helfert By: Diana Pereira By: Power of Attorney 2012-10-24 Atticus Lowe By: Diana Pereira By: Power of Attorney 2012-10-24