0001209191-23-045674.txt : 20230814 0001209191-23-045674.hdr.sgml : 20230814 20230814170111 ACCESSION NUMBER: 0001209191-23-045674 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230811 FILED AS OF DATE: 20230814 DATE AS OF CHANGE: 20230814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McInerney Thomas J CENTRAL INDEX KEY: 0001321272 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32195 FILM NUMBER: 231171742 MAIL ADDRESS: STREET 1: 6620 WEST BROAD STREET CITY: RICHMOND STATE: VA ZIP: 23230 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENWORTH FINANCIAL INC CENTRAL INDEX KEY: 0001276520 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 800873306 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6620 WEST BROAD STREET CITY: RICHMOND STATE: VA ZIP: 23230 BUSINESS PHONE: 804-281-6000 MAIL ADDRESS: STREET 1: 6620 WEST BROAD STREET CITY: RICHMOND STATE: VA ZIP: 23230 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-08-11 0 0001276520 GENWORTH FINANCIAL INC GNW 0001321272 McInerney Thomas J C/O GENWORTH FINANCIAL, INC. 6620 WEST BROAD STREET RICHMOND VA 23230 1 1 0 0 President and CEO; Director 0 Class A Common Stock 2023-08-11 4 S 0 200000 6.006 D 3470010 D Class A Common Stock 979964 I By GRAT Price indicated is the weighted average sales price as a result of a series of broker-assisted transactions ranging in price from $6.000 to $6.025 per share. The reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range upon request by the SEC staff, the issuer, or any security holder of the issuer. On May 30, 2023, the reporting person contributed 979,964 shares that were previously reported as directly beneficially owned to a grantor retained annuity trust (GRAT). /s/ David F. Kurzawa, by power of attorney 2023-08-14