0001209191-23-023897.txt : 20230410 0001209191-23-023897.hdr.sgml : 20230410 20230410161803 ACCESSION NUMBER: 0001209191-23-023897 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230406 FILED AS OF DATE: 20230410 DATE AS OF CHANGE: 20230410 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Upton Jerome T CENTRAL INDEX KEY: 0001509299 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32195 FILM NUMBER: 23811338 MAIL ADDRESS: STREET 1: GENWORTH FINANCIAL, INC. STREET 2: 6620 WEST BROAD STREET CITY: RICHMOND STATE: VA ZIP: 23230 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENWORTH FINANCIAL INC CENTRAL INDEX KEY: 0001276520 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 800873306 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6620 WEST BROAD STREET CITY: RICHMOND STATE: VA ZIP: 23230 BUSINESS PHONE: 804-281-6000 MAIL ADDRESS: STREET 1: 6620 WEST BROAD STREET CITY: RICHMOND STATE: VA ZIP: 23230 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-04-06 0 0001276520 GENWORTH FINANCIAL INC GNW 0001509299 Upton Jerome T C/O GENWORTH FINANCIAL, INC. 6620 WEST BROAD STREET RICHMOND VA 23230 0 1 0 0 EVP & Chief Financial Officer 0 Class A Common Stock 2023-04-06 4 M 0 13405 A 206271 D Class A Common Stock 2023-04-06 4 F 0 5926 5.26 D 200345 D Restricted Stock Units 2023-04-06 4 M 0 13405 0.00 D Class A Common Stock 13405 0 D Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on April 6, 2023. Restricted Stock Units vested and converted to Class A Common Stock on April 6, 2023. /s/ David F. Kurzawa, by power of attorney 2023-04-10