0001209191-21-026066.txt : 20210408 0001209191-21-026066.hdr.sgml : 20210408 20210408161716 ACCESSION NUMBER: 0001209191-21-026066 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210407 FILED AS OF DATE: 20210408 DATE AS OF CHANGE: 20210408 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gupta Rohit CENTRAL INDEX KEY: 0001848069 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32195 FILM NUMBER: 21815110 MAIL ADDRESS: STREET 1: C/O GENWORTH FINANCIAL, INC. STREET 2: 6620 WEST BROAD STREET CITY: RICHMOND STATE: VA ZIP: 23230 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENWORTH FINANCIAL INC CENTRAL INDEX KEY: 0001276520 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 800873306 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6620 WEST BROAD STREET CITY: RICHMOND STATE: VA ZIP: 23230 BUSINESS PHONE: 804-281-6000 MAIL ADDRESS: STREET 1: 6620 WEST BROAD STREET CITY: RICHMOND STATE: VA ZIP: 23230 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-04-07 0 0001276520 GENWORTH FINANCIAL INC GNW 0001848069 Gupta Rohit C/O GENWORTH FINANCIAL, INC. 6620 WEST BROAD STREET RICHMOND VA 23230 0 1 0 0 EVP - U.S. Mortgage Insurance Class A Common Stock 2021-04-07 4 M 0 44683 A 145756 D Class A Common Stock 2021-04-07 4 F 0 19974 3.38 D 125782 D Class A Common Stock 7194.289 I by 401(k) Restricted Stock Units 2021-04-07 4 M 0 44683 0.00 D Class A Common Stock 44683 89366 D Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on April 7, 2021. Restricted Stock Units vested and converted to Class A Common Stock on April 7, 2021. /s/ David F. Kurzawa, by power of attorney 2021-04-08