0001209191-21-026066.txt : 20210408
0001209191-21-026066.hdr.sgml : 20210408
20210408161716
ACCESSION NUMBER: 0001209191-21-026066
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210407
FILED AS OF DATE: 20210408
DATE AS OF CHANGE: 20210408
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gupta Rohit
CENTRAL INDEX KEY: 0001848069
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32195
FILM NUMBER: 21815110
MAIL ADDRESS:
STREET 1: C/O GENWORTH FINANCIAL, INC.
STREET 2: 6620 WEST BROAD STREET
CITY: RICHMOND
STATE: VA
ZIP: 23230
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GENWORTH FINANCIAL INC
CENTRAL INDEX KEY: 0001276520
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 800873306
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6620 WEST BROAD STREET
CITY: RICHMOND
STATE: VA
ZIP: 23230
BUSINESS PHONE: 804-281-6000
MAIL ADDRESS:
STREET 1: 6620 WEST BROAD STREET
CITY: RICHMOND
STATE: VA
ZIP: 23230
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-04-07
0
0001276520
GENWORTH FINANCIAL INC
GNW
0001848069
Gupta Rohit
C/O GENWORTH FINANCIAL, INC.
6620 WEST BROAD STREET
RICHMOND
VA
23230
0
1
0
0
EVP - U.S. Mortgage Insurance
Class A Common Stock
2021-04-07
4
M
0
44683
A
145756
D
Class A Common Stock
2021-04-07
4
F
0
19974
3.38
D
125782
D
Class A Common Stock
7194.289
I
by 401(k)
Restricted Stock Units
2021-04-07
4
M
0
44683
0.00
D
Class A Common Stock
44683
89366
D
Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.
The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on April 7, 2021.
Restricted Stock Units vested and converted to Class A Common Stock on April 7, 2021.
/s/ David F. Kurzawa, by power of attorney
2021-04-08