0001181431-13-043322.txt : 20130807 0001181431-13-043322.hdr.sgml : 20130807 20130807161440 ACCESSION NUMBER: 0001181431-13-043322 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130806 FILED AS OF DATE: 20130807 DATE AS OF CHANGE: 20130807 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENWORTH FINANCIAL INC CENTRAL INDEX KEY: 0001276520 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 800873306 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6620 WEST BROAD STREET CITY: RICHMOND STATE: VA ZIP: 23230 BUSINESS PHONE: 804-281-6000 MAIL ADDRESS: STREET 1: 6620 WEST BROAD STREET CITY: RICHMOND STATE: VA ZIP: 23230 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Roday Leon E CENTRAL INDEX KEY: 0001290509 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32195 FILM NUMBER: 131017681 MAIL ADDRESS: STREET 1: 6620 WEST BROAD STREET CITY: RICHMOND STATE: VA ZIP: 23230 4 1 rrd387689.xml RODAY FORM 4 (8-6-13) X0306 4 2013-08-06 0 0001276520 GENWORTH FINANCIAL INC GNW 0001290509 Roday Leon E C/O GENWORTH FINANCIAL, INC. 6620 WEST BROAD STREET RICHMOND VA 23230 0 1 0 0 SVP, Gen. Counsel & Secretary Class A Common Stock 2013-08-06 4 S 0 30000 12.9282 D 32526 D Class A Common Stock 10 I Trust for Child Class A Common Stock 10 I Trust for Child Price indicated is the weighted average sales price as a result of a series of broker-assisted transactions ranging in price from $12.90 to $12.955 per share. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range upon request by the SEC staff, the issuer, or any security holder of the issuer. On April 1, 2013, pursuant to a previously announced plan to implement a holding company reorganization, Genworth Financial, Inc., a Delaware corporation (formerly named Sub XLVI, Inc.), became the successor issuer to Genworth Holdings, Inc., a Delaware corporation (formerly named Genworth Financial, Inc.). /s/ Michael J. McCullough, by power of attorney 2013-08-07