0000000000-23-003393.txt : 20230803 0000000000-23-003393.hdr.sgml : 20230803 20230404173010 ACCESSION NUMBER: 0000000000-23-003393 CONFORMED SUBMISSION TYPE: UPLOAD PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20230404 FILED FOR: COMPANY DATA: COMPANY CONFORMED NAME: GENWORTH FINANCIAL INC CENTRAL INDEX KEY: 0001276520 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 800873306 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: UPLOAD BUSINESS ADDRESS: STREET 1: 6620 WEST BROAD STREET CITY: RICHMOND STATE: VA ZIP: 23230 BUSINESS PHONE: 804-281-6000 MAIL ADDRESS: STREET 1: 6620 WEST BROAD STREET CITY: RICHMOND STATE: VA ZIP: 23230 PUBLIC REFERENCE ACCESSION NUMBER: 0001308179-23-000371 LETTER 1 filename1.pdf begin 644 filename1 M)5!$1BTQ+C4*)>+CS],*,2 P(&]B:@H\/"]#;VQO7!E+UA/8FIE8W0O5VED=&@@,30R."],96YG=&@@,S8U+T)I='-097)# M;VUP;VYE;G0@.#X^7M0Q1$1$1$1$1&3"Q\<'QA6_?__&K *98K_? 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Please respond to this comment by providing the requested information or advise us as soon as possible when you will respond. If you do not believe our comment applies to your facts and circumstances, please tell us why in your response. After reviewing your response to this comment, we may have additional comments. Response letter dated April 4, 2023 Election of Directors, page 101 1. We note the disclosure in this section of the preliminary proxy statement regarding the plurality voting standard for contested elections as it relates to Mr. Klarquist's director nomination. Please revise here and where appropriate in the proxy statement to explain the Company's determination, as outlined in your response letter dated April 4, 2023, that a plurality voting standard applies here, where Mr. Klarquist has not included an affirmative representation of compliance with the requirements of Rule 14a-19 with respect to his solicitation. Your revised disclosure should explain how the Company interprets the specific applicable bylaw provisions to reach this conclusion, as presented in your April 4, 2023 response letter. In addition, the revised proxy statement should explain that whether a nominating shareholder states that it will or will not comply with Rule 14a- 19(b)(3)'s minimum solicitation requirement, an election may be contested for purposes of the Company's amended bylaws, and would thus be subject to a plurality versus a majority voting standard. We remind you that the filing persons are responsible for the accuracy and adequacy of their disclosures, notwithstanding any review, comments, action or absence of action by the staff. Kai Liekefett Sidley Austin LLP April 4, 2023 Page 2 Please direct any questions to Christina Chalk at (202) 551-3263. FirstName LastNameKai Liekefett Sincerely, Comapany NameSidley Austin LLP Division of Corporation Finance April 4, 2023 Page 2 Office of Mergers & Acquisitions FirstName LastName