Chief Compliance Officer

0000950123-23-010704.txt : 20231114 0000950123-23-010704.hdr.sgml : 20231114 20231114141429 ACCESSION NUMBER: 0000950123-23-010704 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231114 DATE AS OF CHANGE: 20231114 EFFECTIVENESS DATE: 20231114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CLOUGH CAPITAL PARTNERS L P CENTRAL INDEX KEY: 0001276144 IRS NUMBER: 043486480 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10679 FILM NUMBER: 231404307 BUSINESS ADDRESS: STREET 1: 53 STATE STREET STREET 2: 27TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6172043400 MAIL ADDRESS: STREET 1: 53 STATE STREET STREET 2: 27TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE 0001276144 XXXXXXXX 09-30-2023 09-30-2023 false Clough Capital Partners L P

53 State Street 27th Floor Boston MA 02109

13F HOLDINGS REPORT 028-10679 000131257 801-63142 N Daniel Gillis Chief Compliance Officer 617-204-3409 /s/ Daniel Gillis Boston MA 11-14-2023 1 202 931903507 false 1 028-12502 028-12502 Charles I. Clough, Jr. INFORMATION TABLE 2 28098.xml INFORMATION TABLE FOR FORM 13F 2SEVENTY BIO INC COMMON STOCK 901384107 2002767 510910 SH DFND 1 510910 0 0 3M CO COM 88579Y101 1404300 15000 SH DFND 1 15000 0 0 ABBVIE INC COM 00287Y109 521710 3500 SH DFND 1 3500 0 0 ABRDN INCOME CREDIT STRATEGI COM 003057106 7949798 1169088 SH DFND 1 1169088 0 0 ACADIA HEALTHCARE COMPANY IN COM 00404A109 6219623 88460 SH DFND 1 88460 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 6234333 20300 SH DFND 1 20300 0 0 AEHR TEST SYS COM 00760J108 259805 5685 SH DFND 1 5685 0 0 AGNICO EAGLE MINES LTD COM 008474108 274973 6050 SH DFND 1 6050 0 0 AIR PRODS & CHEMS INC COM 009158106 2323880 8200 SH DFND 1 8200 0 0 AKERO THERAPEUTICS INC COM 00973Y108 3651876 72200 SH DFND 1 72200 0 0 ALPHABET INC CAP STK CL C 02079K107 54781038 415480 SH DFND 1 415480 0 0 AMAZON COM INC COM 023135106 20131359 158365 SH DFND 1 158365 0 0 AMERICAN ELEC PWR CO INC COM 025537101 298323 3966 SH DFND 1 3966 0 0 AMGEN INC COM 031162100 1150293 4280 SH DFND 1 4280 0 0 AMPHENOL CORP NEW CL A 032095101 562733 6700 SH DFND 1 6700 0 0 ANALOG DEVICES INC COM 032654105 12483917 71300 SH DFND 1 71300 0 0 APOLLO TACTICAL INCOME FD IN COM 037638103 209909 15700 SH DFND 1 15700 0 0 APPLE INC COM 037833100 20351733 118870 SH DFND 1 118870 0 0 ARCELLX INC COMMON STOCK 03940C100 3687101 102762 SH DFND 1 102762 0 0 ARCOS DORADOS HOLDINGS INC SHS CLASS -A - G0457F107 194990 20612 SH DFND 1 20612 0 0 ARDELYX INC COM 039697107 327624 80300 SH DFND 1 80300 0 0 ARGENX SE SPONSORED ADR 04016X101 8628107 17550 SH DFND 1 17550 0 0 AT&T INC COM 00206R102 965786 64300 SH DFND 1 64300 0 0 AUTOLIV INC COM 052800109 1683576 17450 SH DFND 1 17450 0 0 AVISTA CORP COM 05379B107 259737 8024 SH DFND 1 8024 0 0 B2GOLD CORP COM 11777Q209 248164 85870 SH DFND 1 85870 0 0 BANK AMERICA CORP COM 060505104 807710 29500 SH DFND 1 29500 0 0 BARINGS GLOBAL SHORT DURATIO COM 06760L100 130315 10261 SH DFND 1 10261 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 255719 730 SH DFND 1 730 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 9035109 17 SH DFND 1 17 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 316758 3580 SH DFND 1 3580 0 0 BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 355375 34536 SH DFND 1 34536 0 0 BLACKROCK CAP ALLOCATION TER COM 09260U109 3838836 264930 SH DFND 1 264930 0 0 BLACKROCK ESG CAP ALLC TERM SHS BEN INT 09262F100 1084107 73300 SH DFND 1 73300 0 0 BLACKROCK HEALTH SCIENCES TE COM SHS 09260E105 2158359 149782 SH DFND 1 149782 0 0 BLACKROCK INNOVATION AND GRW SHS BEN INT 09260Q108 7853086 1128317 SH DFND 1 1128317 0 0 BLUE BIRD CORP COM 095306106 274839 12873 SH DFND 1 12873 0 0 BOEING CO COM 097023105 23401253 122085 SH DFND 1 122085 0 0 BOOKING HOLDINGS INC COM 09857L108 3392345 1100 SH DFND 1 1100 0 0 BOSTON SCIENTIFIC CORP COM 101137107 475200 9000 SH DFND 1 9000 0 0 BRANDYWINEGBL GBL INCM OPP F COM 10537L104 159963 21300 SH DFND 1 21300 0 0 BROADCOM INC COM 11135F101 8446999 10170 SH DFND 1 10170 0 0 CARNIVAL CORP COMMON STOCK 143658300 14174132 1033100 SH DFND 1 1033100 0 0 CBRE GBL REAL ESTATE INC FD COM 12504G100 1909269 424282 SH DFND 1 424282 0 0 CENTER COAST BRKFLD MLP ENRG SHS BEN INT 151461209 4319585 203754 SH DFND 1 203754 0 0 CHART INDS INC COM 16115Q308 228481 1351 SH DFND 1 1351 0 0 CHENIERE ENERGY INC COM NEW 16411R208 14153899 85285 SH DFND 1 85285 0 0 CHESAPEAKE ENERGY CORP COM 165167735 21637866 250932 SH DFND 1 250932 0 0 CHEVRON CORP NEW COM 166764100 1719924 10200 SH DFND 1 10200 0 0 CISCO SYS INC COM 17275R102 4155648 77300 SH DFND 1 77300 0 0 CLEARBRIDGE ENERGY MIDSTRM O COM 18469P209 1719028 54228 SH DFND 1 54228 0 0 CLEARBRIDGE MLP AND MIDSTRM COM 184692200 265987 7550 SH DFND 1 7550 0 0 CLEARBRIDGE MLP AND MIDSTRM COM 18469Q207 1564215 48775 SH DFND 1 48775 0 0 COCA COLA CO COM 191216100 3596715 64250 SH DFND 1 64250 0 0 COMCAST CORP NEW CL A 20030N101 2296812 51800 SH DFND 1 51800 0 0 D R HORTON INC COM 23331A109 2880196 26800 SH DFND 1 26800 0 0 DESTRA MULTI-ALTERNATIVE FD COMMON SHARES 25065A502 2156986 360700 SH DFND 1 360700 0 0 DEXCOM INC COM 252131107 10037214 107580 SH DFND 1 107580 0 0 DIAMONDBACK ENERGY INC COM 25278X109 4699059 30340 SH DFND 1 30340 0 0 DOW INC COM 260557103 1974748 38300 SH DFND 1 38300 0 0 DRAFTKINGS INC NEW COM CL A 26142V105 26785631 909838 SH DFND 1 909838 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 4236480 48000 SH DFND 1 48000 0 0 EATON VANCE NEW YORK MUN BD COM 27827Y109 1060291 127900 SH DFND 1 127900 0 0 ECOFIN SUSTAINABLE AND SOCIA COM SH BEN INT 27901F109 475271 39672 SH DFND 1 39672 0 0 ELEVANCE HEALTH INC COM 036752103 2177100 5000 SH DFND 1 5000 0 0 ENCOMPASS HEALTH CORP COM 29261A100 9250551 137739 SH DFND 1 137739 0 0 EXELON CORP COM 30161N101 5471992 144800 SH DFND 1 144800 0 0 EXXON MOBIL CORP COM 30231G102 15873888 135005 SH DFND 1 135005 0 0 FIRST TR DYNAMIC EUROPE EQUI COM SHS 33740D107 1431890 115475 SH DFND 1 115475 0 0 FIRST TR MLP & ENERGY INCOM COM 33739B104 194586 24600 SH DFND 1 24600 0 0 FIRST TR SR FLTG RATE INCOME COM 33733U108 165860 16586 SH DFND 1 16586 0 0 FREEPORT-MCMORAN INC CL B 35671D857 8371605 224500 SH DFND 1 224500 0 0 FS CREDIT OPPORTUNITIES CORP COMMON STOCK 30290Y101 280355 51726 SH DFND 1 51726 0 0 GENERAL DYNAMICS CORP COM 369550108 26867742 121590 SH DFND 1 121590 0 0 GENERAL MLS INC COM 370334104 2911545 45500 SH DFND 1 45500 0 0 GILEAD SCIENCES INC COM 375558103 577038 7700 SH DFND 1 7700 0 0 HALOZYME THERAPEUTICS INC COM 40637H109 343800 9000 SH DFND 1 9000 0 0 HANCOCK JOHN INVT TR TAX ADV GLB SH 41013P749 1321848 300420 SH DFND 1 300420 0 0 HAWAIIAN ELEC INDUSTRIES COM 419870100 6175927 501700 SH DFND 1 501700 0 0 HCA HEALTHCARE INC COM 40412C101 10227848 41580 SH DFND 1 41580 0 0 HDFC BANK LTD SPONSORED ADS 40415F101 15991415 270995 SH DFND 1 270995 0 0 HELIX ENERGY SOLUTIONS GRP I COM 42330P107 310694 27815 SH DFND 1 27815 0 0 HERTZ GLOBAL HLDGS INC COM NEW 42806J700 2933998 239510 SH DFND 1 239510 0 0 HERTZ GLOBAL HLDGS INC W EXP 06/30/205 42806J148 2210575 361205 SH DFND 1 361205 0 0 HERZFELD CARIBBEAN BASIN FD COM 42804T106 207197 62035 SH DFND 1 62035 0 0 HOLOGIC INC COM 436440101 496904 7160 SH DFND 1 7160 0 0 HOME DEPOT INC COM 437076102 7650691 25320 SH DFND 1 25320 0 0 HUMACYTE INC COM 44486Q103 232375 79309 SH DFND 1 79309 0 0 ICF INTL INC COM 44925C103 279675 2315 SH DFND 1 2315 0 0 ICICI BANK LIMITED ADR 45104G104 11424979 494160 SH DFND 1 494160 0 0 ILLINOIS TOOL WKS INC COM 452308109 506682 2200 SH DFND 1 2200 0 0 INDIE SEMICONDUCTOR INC CLASS A COM 45569U101 252466 40074 SH DFND 1 40074 0 0 INTERNATIONAL PAPER CO COM 460146103 808716 22800 SH DFND 1 22800 0 0 INVESCO HIG INCM 2023 TARG T COM 46135X108 4692281 689028 SH DFND 1 689028 0 0 INVESCO SR INCOME TR COM 46131H107 1550360 395500 SH DFND 1 395500 0 0 INVESCO VALUE MUN INCOME TR COM 46132P108 174720 16800 SH DFND 1 16800 0 0 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 406442 3140 SH DFND 1 3140 0 0 JOHNSON & JOHNSON COM 478160104 8821369 56638 SH DFND 1 56638 0 0 JOHNSON CTLS INTL PLC SHS G51502105 436322 8200 SH DFND 1 8200 0 0 JPMORGAN CHASE & CO COM 46625H100 9310284 64200 SH DFND 1 64200 0 0 KARUNA THERAPEUTICS INC COM 48576A100 5399044 31930 SH DFND 1 31930 0 0 KAYNE ANDERSON NEXTGEN ENRGY COM 48661E108 1588045 223040 SH DFND 1 223040 0 0 KENVUE INC COM 49177J102 1200222 59772 SH DFND 1 59772 0 0 KINROSS GOLD CORP COM 496902404 284941 62487 SH DFND 1 62487 0 0 KKR INCOME OPPORTUNITIES FD COM 48249T106 7819627 653815 SH DFND 1 653815 0 0 KROGER CO COM 501044101 2170375 48500 SH DFND 1 48500 0 0 LAM RESEARCH CORP COM 512807108 19016202 30340 SH DFND 1 30340 0 0 LINDE PLC SHS G54950103 5175665 13900 SH DFND 1 13900 0 0 LOCKHEED MARTIN CORP COM 539830109 408960 1000 SH DFND 1 1000 0 0 LOWES COS INC COM 548661107 7199578 34640 SH DFND 1 34640 0 0 MAINSTAY CBRE GBL INFRA MEG COM 56064Q107 3697353 313867 SH DFND 1 313867 0 0 MAKEMYTRIP LIMITED MAURITIUS SHS V5633W109 290083 7159 SH DFND 1 7159 0 0 MARRIOTT INTL INC NEW CL A 571903202 1710072 8700 SH DFND 1 8700 0 0 MASTERCARD INCORPORATED CL A 57636Q104 8882241 22435 SH DFND 1 22435 0 0 MCDONALDS CORP COM 580135101 2239240 8500 SH DFND 1 8500 0 0 MEDTRONIC PLC SHS G5960L103 2499684 31900 SH DFND 1 31900 0 0 MELCO RESORTS AND ENTMNT LTD ADR 585464100 9495389 960100 SH DFND 1 960100 0 0 MERCK & CO INC COM 58933Y105 13759268 133650 SH DFND 1 133650 0 0 MERITAGE HOMES CORP COM 59001A102 2643624 21600 SH DFND 1 21600 0 0 MFS INVT GRADE MUN TR SH BEN INT 59318B108 78109 11048 SH DFND 1 11048 0 0 MICRON TECHNOLOGY INC COM 595112103 3245031 47700 SH DFND 1 47700 0 0 MICROSOFT CORP COM 594918104 46521658 147337 SH DFND 1 147337 0 0 MORGAN STANLEY COM NEW 617446448 1857992 22750 SH DFND 1 22750 0 0 MORGAN STANLEY EMKT DBT FD I COM 61744H105 68145 10500 SH DFND 1 10500 0 0 NATURA &CO HLDG S A ADS 63884N108 98777 17119 SH DFND 1 17119 0 0 NET POWER INC COM CL A 64107A105 213212 14120 SH DFND 1 14120 0 0 NEUBERGER BERMAN ENERGY INFR COM 64129H104 145237 21110 SH DFND 1 21110 0 0 NEUBERGER BERMAN HIGH YIELD COM 64128C106 3539552 470060 SH DFND 1 470060 0 0 NEUBERGER BERMAN REAL ESTATE COM 64190A103 238171 85366 SH DFND 1 85366 0 0 NEW FORTRESS ENERGY INC COM CL A 644393100 323244 9861 SH DFND 1 9861 0 0 NEWELL BRANDS INC COM 651229106 453306 50200 SH DFND 1 50200 0 0 NOBLE CORP PLC ORD SHS A G65431127 9917270 195800 SH DFND 1 195800 0 0 NORTHROP GRUMMAN CORP COM 666807102 18325110 41630 SH DFND 1 41630 0 0 NU HLDGS LTD ORD SHS CL A G6683N103 262392 36192 SH DFND 1 36192 0 0 NUVEEN CR STRATEGIES INCOME COM SHS 67073D102 1263482 249700 SH DFND 1 249700 0 0 NUVEEN MUN CR OPPORTUNITIES COM 670663103 177327 18300 SH DFND 1 18300 0 0 NVIDIA CORPORATION COM 67066G104 7990766 18370 SH DFND 1 18370 0 0 NXG NEXTGEN INFRASTR INCM FD COM 231647207 237975 6346 SH DFND 1 6346 0 0 ONESPAWORLD HOLDINGS LIMITED COM P73684113 193141 17214 SH DFND 1 17214 0 0 PALO ALTO NETWORKS INC COM 697435105 14328973 61120 SH DFND 1 61120 0 0 PEPSICO INC COM 713448108 1152192 6800 SH DFND 1 6800 0 0 PIONEER FLOATING RATE FUND I COM 72369J102 2189574 243016 SH DFND 1 243016 0 0 PIONEER NAT RES CO COM 723787107 313565 1366 SH DFND 1 1366 0 0 PRINCIPAL REAL ESTATE INCOME SHS BEN INT 74255X104 469822 52029 SH DFND 1 52029 0 0 PROCTER AND GAMBLE CO COM 742718109 9553830 65500 SH DFND 1 65500 0 0 PROLOGIS INC. COM 74340W103 1178205 10500 SH DFND 1 10500 0 0 PRUDENTIAL FINL INC COM 744320102 379560 4000 SH DFND 1 4000 0 0 PULTE GROUP INC COM 745867101 3221175 43500 SH DFND 1 43500 0 0 PUTNAM MANAGED MUN INCOME TR COM 746823103 92328 16879 SH DFND 1 16879 0 0 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 185428 61400 SH DFND 1 61400 0 0 REGENERON PHARMACEUTICALS COM 75886F107 473202 575 SH DFND 1 575 0 0 RIVERNORTH DOUBLELINE STRATE COM 76882G107 2171572 274535 SH DFND 1 274535 0 0 RIVERNORTH FLEXIBLE MUNI INC COM 76883Y107 133056 10800 SH DFND 1 10800 0 0 RIVERNORTH MANAGED DUR MUN I COM 76882M104 186191 12975 SH DFND 1 12975 0 0 ROIVANT SCIENCES LTD SHS G76279101 8442304 722800 SH DFND 1 722800 0 0 ROLLINS INC COM 775711104 318537 8533 SH DFND 1 8533 0 0 ROYAL CARIBBEAN GROUP COM V7780T103 8933618 96957 SH DFND 1 96957 0 0 SABA CAPITAL INCOME & OPRNT SHS NEW 78518H202 3605760 469500 SH DFND 1 469500 0 0 SANOFI SPONSORED ADR 80105N105 14718816 274400 SH DFND 1 274400 0 0 SCHLUMBERGER LTD COM STK 806857108 6414749 110030 SH DFND 1 110030 0 0 SCHWAB CHARLES CORP COM 808513105 3711240 67600 SH DFND 1 67600 0 0 SELECT MED HLDGS CORP COM 81619Q105 8816703 348900 SH DFND 1 348900 0 0 SELECT WATER SOLUTIONS INC CL A COM 81617J301 111777 14060 SH DFND 1 14060 0 0 SERVICE CORP INTL COM 817565104 284500 4979 SH DFND 1 4979 0 0 SERVICENOW INC COM 81762P102 12436860 22250 SH DFND 1 22250 0 0 SHERWIN WILLIAMS CO COM 824348106 2371965 9300 SH DFND 1 9300 0 0 SIMON PPTY GROUP INC NEW COM 828806109 1771692 16400 SH DFND 1 16400 0 0 SKYLINE CHAMPION CORPORATION COM 830830105 332873 5224 SH DFND 1 5224 0 0 SOUTHWESTERN ENERGY CO COM 845467109 19819560 3072800 SH DFND 1 3072800 0 0 SPOTIFY TECHNOLOGY S A SHS L8681T102 304486 1969 SH DFND 1 1969 0 0 SS&C TECHNOLOGIES HLDGS INC COM 78467J100 322648 6141 SH DFND 1 6141 0 0 STARBUCKS CORP COM 855244109 1743257 19100 SH DFND 1 19100 0 0 STARWOOD PPTY TR INC COM 85571B105 2778931 143614 SH DFND 1 143614 0 0 STERLING INFRASTRUCTURE INC COM 859241101 316772 4311 SH DFND 1 4311 0 0 STONECO LTD COM CL A G85158106 202175 18948 SH DFND 1 18948 0 0 SURGERY PARTNERS INC COM 86881A100 4033663 137903 SH DFND 1 137903 0 0 TECHNIPFMC PLC COM G87110105 363923 17892 SH DFND 1 17892 0 0 TECNOGLASS INC ORD SHS G87264100 216218 6560 SH DFND 1 6560 0 0 TEKLA HEALTHCARE INVS SH BEN INT 87911J103 1596488 102668 SH DFND 1 102668 0 0 TEKLA LIFE SCIENCES INVS SH BEN INT 87911K100 1626712 130450 SH DFND 1 130450 0 0 TEMPLETON GLOBAL INCOME FD COM 880198106 5909274 1530900 SH DFND 1 1530900 0 0 TENET HEALTHCARE CORP COM NEW 88033G407 2127588 32290 SH DFND 1 32290 0 0 TEXAS INSTRS INC COM 882508104 1097169 6900 SH DFND 1 6900 0 0 THE CIGNA GROUP COM 125523100 543533 1900 SH DFND 1 1900 0 0 TRANSDIGM GROUP INC COM 893641100 15357613 18215 SH DFND 1 18215 0 0 TRANSMEDICS GROUP INC COM 89377M109 236137 4313 SH DFND 1 4313 0 0 TRANSOCEAN LTD REG SHS H8817H100 13657688 1663543 SH DFND 1 1663543 0 0 TRIP COM GROUP LTD ADS 89677Q107 2255565 64500 SH DFND 1 64500 0 0 UNITED PARCEL SERVICE INC CL B 911312106 420849 2700 SH DFND 1 2700 0 0 UNITED STS NAT GAS FD LP UNIT PAR 912318300 1037682 151930 SH DFND 1 151930 0 0 UNITEDHEALTH GROUP INC COM 91324P102 236969 470 SH DFND 1 470 0 0 UNIVERSAL HLTH SVCS INC CL B 913903100 440055 3500 SH DFND 1 3500 0 0 VALE S A SPONSORED ADS 91912E105 13233840 987600 SH DFND 1 987600 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 437535 13500 SH DFND 1 13500 0 0 VICI PPTYS INC COM 925652109 587820 20200 SH DFND 1 20200 0 0 VIRTUS STONE HBR EMG MKTS TO COM 86164W100 367382 70111 SH DFND 1 70111 0 0 VIRTUS TOTAL RETURN FD INC COM 92835W107 4313515 898649 SH DFND 1 898649 0 0 VISA INC COM CL A 92826C839 4748556 20645 SH DFND 1 20645 0 0 VOYA GLBL EQTY DIV & PREM OP COM 92912T100 95550 19500 SH DFND 1 19500 0 0 WESTERN ASSET EMERGING MKTS COM 95766A101 509911 61435 SH DFND 1 61435 0 0 WYNN RESORTS LTD COM 983134107 14860452 160810 SH DFND 1 160810 0 0 ZIMMER BIOMET HOLDINGS INC COM 98956P102 11991829 106860 SH DFND 1 106860 0 0