0000950123-23-005031.txt : 20230515 0000950123-23-005031.hdr.sgml : 20230515 20230515121238 ACCESSION NUMBER: 0000950123-23-005031 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230515 DATE AS OF CHANGE: 20230515 EFFECTIVENESS DATE: 20230515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CLOUGH CAPITAL PARTNERS L P CENTRAL INDEX KEY: 0001276144 IRS NUMBER: 043486480 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10679 FILM NUMBER: 23920080 BUSINESS ADDRESS: STREET 1: 53 STATE STREET STREET 2: 27TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6172043400 MAIL ADDRESS: STREET 1: 53 STATE STREET STREET 2: 27TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE 0001276144 XXXXXXXX 03-31-2023 03-31-2023 false Clough Capital Partners L P

53 State Street 27th Floor Boston MA 02109

13F HOLDINGS REPORT 028-10679 000131257 801-63142 N Daniel Gillis 617-204-3409 /s/ Daniel Gillis Boston MA 05-15-2023 1 164 927816864 false 1 028-12502 028-12502 Charles I. Clough, Jr. INFORMATION TABLE 2 23337.xml INFORMATION TABLE FOR FORM 13F 2SEVENTY BIO INC COMMON STOCK 901384107 2535822 248610 SH DFND 1 248610 0 0 3M CO COM 88579Y101 1576650 15000 SH DFND 1 15000 0 0 ABBVIE INC COM 00287Y109 557795 3500 SH DFND 1 3500 0 0 ABRDN GLOBAL DYNAMIC DIVIDEN COM 00302M106 344529 36927 SH DFND 1 36927 0 0 ABRDN INCOME CREDIT STRATEGI COM 003057106 7986638 1197397 SH DFND 1 1197397 0 0 ACADIA HEALTHCARE COMPANY IN COM 00404A109 6063220 83920 SH DFND 1 83920 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 5801943 20300 SH DFND 1 20300 0 0 AES CORP COM 00130H105 5088104 211300 SH DFND 1 211300 0 0 AIR PRODS & CHEMS INC COM 009158106 2355122 8200 SH DFND 1 8200 0 0 ALPHABET INC CAP STK CL C 02079K107 17135040 164760 SH DFND 1 164760 0 0 AMAZON COM INC COM 023135106 16332215 158120 SH DFND 1 158120 0 0 AMERICAN TOWER CORP NEW COM 03027X100 16631437 81391 SH DFND 1 81391 0 0 AMGEN INC COM 031162100 821950 3400 SH DFND 1 3400 0 0 AMPHENOL CORP NEW CL A 032095101 1544508 18900 SH DFND 1 18900 0 0 ANALOG DEVICES INC COM 032654105 13332072 67600 SH DFND 1 67600 0 0 APELLIS PHARMACEUTICALS INC COM 03753U106 1838899 27879 SH DFND 1 27879 0 0 APPLE INC COM 037833100 11684814 70860 SH DFND 1 70860 0 0 ARCELLX INC COMMON STOCK 03940C100 6084297 197478 SH DFND 1 197478 0 0 AT&T INC COM 00206R102 2473625 128500 SH DFND 1 128500 0 0 AUTOLIV INC COM 052800109 2175288 23300 SH DFND 1 23300 0 0 BANK AMERICA CORP COM 060505104 9058764 316740 SH DFND 1 316740 0 0 BAXTER INTL INC COM 071813109 4749576 117100 SH DFND 1 117100 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 305682 990 SH DFND 1 990 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 10708800 23 SH DFND 1 23 0 0 BLACKROCK CAP ALLOCATION TR COM 09260U109 7297934 482030 SH DFND 1 482030 0 0 BLACKROCK ESG CAP ALLC TR SHS BEN INT 09262F100 168588 10800 SH DFND 1 10800 0 0 BLACKROCK HEALTH SCIENCS TR COM SHS 09260E105 4062639 243136 SH DFND 1 243136 0 0 BLACKROCK INNOVATION AND GRW SHS BEN INT 09260Q108 18616005 2318226 SH DFND 1 2318226 0 0 BLACKROCK SCIENCE & TECHNOLO SHS BEN INT 09260K101 4179084 223600 SH DFND 1 223600 0 0 BLACKSTONE MTG TR INC COM CL A 09257W100 2754309 154303 SH DFND 1 154303 0 0 BLACKSTONE SECD LENDING FD COMMON STOCK 09261X102 5551911 222700 SH DFND 1 222700 0 0 BOEING CO COM 097023105 25687036 120920 SH DFND 1 120920 0 0 BOOKING HOLDINGS INC COM 09857L108 2917651 1100 SH DFND 1 1100 0 0 BOSTON SCIENTIFIC CORP COM 101137107 7873571 157377 SH DFND 1 157377 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 3721947 53700 SH DFND 1 53700 0 0 BROADCOM INC COM 11135F101 13857264 21600 SH DFND 1 21600 0 0 CBRE GBL REAL ESTATE INC FD RIGHT 04/06/2023 12504G118 17335 561012 SH DFND 1 561012 0 0 CENTER COAST BRKFLD MLP ENRG SHS BEN INT 151461209 1361995 70753 SH DFND 1 70753 0 0 CHENIERE ENERGY INC COM NEW 16411R208 5516788 35005 SH DFND 1 35005 0 0 CHEVRON CORP NEW COM 166764100 1664232 10200 SH DFND 1 10200 0 0 CISCO SYS INC COM 17275R102 7234860 138400 SH DFND 1 138400 0 0 CLEARBRIDGE ENERGY MIDSTRM O COM 18469P209 444159 15728 SH DFND 1 15728 0 0 CLEARBRIDGE MLP AND MIDSTRM COM 18469Q207 745620 25800 SH DFND 1 25800 0 0 COCA COLA CO COM 191216100 4472363 72100 SH DFND 1 72100 0 0 COMCAST CORP NEW CL A 20030N101 1963738 51800 SH DFND 1 51800 0 0 COMERICA INC COM 200340107 4737122 109100 SH DFND 1 109100 0 0 CRISPR THERAPEUTICS AG NAMEN AKT H17182108 5522583 122100 SH DFND 1 122100 0 0 CROWN CASTLE INC COM 22822V101 5913051 44180 SH DFND 1 44180 0 0 DEERE & CO COM 244199105 1445080 3500 SH DFND 1 3500 0 0 DISNEY WALT CO COM 254687106 5647332 56400 SH DFND 1 56400 0 0 DOW INC COM 260557103 2099606 38300 SH DFND 1 38300 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 5788200 60000 SH DFND 1 60000 0 0 EATON VANCE NEW YORK MUN BD COM 27827Y109 959364 98700 SH DFND 1 98700 0 0 EATON VANCE SR INCOME TR SH BEN INT 27826S103 471677 88164 SH DFND 1 88164 0 0 ECOFIN SUSTAINABLE AND SOCIA COM SH BEN INT 27901F109 158234 12200 SH DFND 1 12200 0 0 ELEVANCE HEALTH INC COM 036752103 2299050 5000 SH DFND 1 5000 0 0 ENCOMPASS HEALTH CORP COM 29261A100 4658010 86100 SH DFND 1 86100 0 0 ENHABIT INC COM 29332G102 2710628 194869 SH DFND 1 194869 0 0 EXELON CORP COM 30161N101 6065672 144800 SH DFND 1 144800 0 0 EXXON MOBIL CORP COM 30231G102 15980203 145725 SH DFND 1 145725 0 0 FIRST TR DYNAMIC EUROPE EQUI COM SHS 33740D107 1322094 103775 SH DFND 1 103775 0 0 GENERAL MLS INC COM 370334104 3888430 45500 SH DFND 1 45500 0 0 GILEAD SCIENCES INC COM 375558103 638869 7700 SH DFND 1 7700 0 0 GOLUB CAP BDC INC COM 38173M102 1321286 97440 SH DFND 1 97440 0 0 HALOZYME THERAPEUTICS INC COM 40637H109 4632447 121300 SH DFND 1 121300 0 0 HANCOCK JOHN INVT TR TAX ADV GLB SH 41013P749 1018432 207420 SH DFND 1 207420 0 0 HCA HEALTHCARE INC COM 40412C101 4353357 16510 SH DFND 1 16510 0 0 HDFC BANK LTD SPONSORED ADS 40415F101 17269197 259025 SH DFND 1 259025 0 0 HERTZ GLOBAL HLDGS INC COM NEW 42806J700 1614176 99090 SH DFND 1 99090 0 0 HERTZ GLOBAL HLDGS INC W EXP 06/30/205 42806J148 3412850 384330 SH DFND 1 384330 0 0 HERZFELD CARIBBEAN BASIN FD COM 42804T106 225179 60289 SH DFND 1 60289 0 0 HOLOGIC INC COM 436440101 4414290 54700 SH DFND 1 54700 0 0 HOME DEPOT INC COM 437076102 12271090 41580 SH DFND 1 41580 0 0 ICICI BANK LIMITED ADR 45104G104 13377507 619903 SH DFND 1 619903 0 0 ILLINOIS TOOL WKS INC COM 452308109 535590 2200 SH DFND 1 2200 0 0 ILLUMINA INC COM 452327109 16815691 72310 SH DFND 1 72310 0 0 INTERNATIONAL PAPER CO COM 460146103 822168 22800 SH DFND 1 22800 0 0 INVESCO SR INCOME TR COM 46131H107 245824 66800 SH DFND 1 66800 0 0 ISHARES TR MSCI CHINA ETF 46429B671 8351586 167400 SH DFND 1 167400 0 0 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 9425115 64410 SH DFND 1 64410 0 0 JOHNSON & JOHNSON COM 478160104 24777525 159855 SH DFND 1 159855 0 0 JOHNSON CTLS INTL PLC SHS G51502105 493804 8200 SH DFND 1 8200 0 0 JPMORGAN CHASE & CO COM 46625H100 8144375 62500 SH DFND 1 62500 0 0 KAYNE ANDERSON NEXTGEN ENRGY COM 48661E108 479693 62460 SH DFND 1 62460 0 0 KEYCORP COM 493267108 4748836 379300 SH DFND 1 379300 0 0 KINDER MORGAN INC DEL COM 49456B101 15361733 877312 SH DFND 1 877312 0 0 KKR INCOME OPPORTUNITIES FD COM 48249T106 7797063 710115 SH DFND 1 710115 0 0 KRAFT HEINZ CO COM 500754106 3198009 82700 SH DFND 1 82700 0 0 KRANESHARES TR CSI CHI INTERNET 500767306 2417225 77500 SH DFND 1 77500 0 0 KROGER CO COM 501044101 2394445 48500 SH DFND 1 48500 0 0 LAM RESEARCH CORP COM 512807108 14148903 26690 SH DFND 1 26690 0 0 LEGEND BIOTECH CORP SPONSORED ADS 52490G102 9703600 201236 SH DFND 1 201236 0 0 LILLY ELI & CO COM 532457108 4574354 13320 SH DFND 1 13320 0 0 LINDE PLC SHS G54950103 4940616 13900 SH DFND 1 13900 0 0 LOCKHEED MARTIN CORP COM 539830109 1843647 3900 SH DFND 1 3900 0 0 LULULEMON ATHLETICA INC COM 550021109 1937491 5320 SH DFND 1 5320 0 0 M & T BK CORP COM 55261F104 4642903 38830 SH DFND 1 38830 0 0 MAINSTAY CBRE GBL INFRSTR ME COM 56064Q107 5862584 412858 SH DFND 1 412858 0 0 MARRIOTT INTL INC NEW CL A 571903202 1444548 8700 SH DFND 1 8700 0 0 MARVELL TECHNOLOGY INC COM 573874104 4884240 112800 SH DFND 1 112800 0 0 MASTERCARD INCORPORATED CL A 57636Q104 4506284 12400 SH DFND 1 12400 0 0 MCDONALDS CORP COM 580135101 2376685 8500 SH DFND 1 8500 0 0 MEDTRONIC PLC SHS G5960L103 2571778 31900 SH DFND 1 31900 0 0 MELCO RESORTS AND ENTMNT LTD ADR 585464100 5723408 449600 SH DFND 1 449600 0 0 MERCK & CO INC COM 58933Y105 10516652 98850 SH DFND 1 98850 0 0 MICROSOFT CORP COM 594918104 25166284 87292 SH DFND 1 87292 0 0 MILLER HOWARD HIGH INC EQTY COM SHS BEN IN 600379101 1022326 101724 SH DFND 1 101724 0 0 MORGAN STANLEY COM NEW 617446448 3292500 37500 SH DFND 1 37500 0 0 NEUBERGER BERMAN HIGH YIELD COM 64128C106 2543782 298566 SH DFND 1 298566 0 0 NEUBERGER BERMAN NEXT GENERA COMMON STOCK 64133Q108 1879005 180500 SH DFND 1 180500 0 0 NEUBERGER BERMAN REAL ESTATE COM 64190A103 93016 30200 SH DFND 1 30200 0 0 NEWELL BRANDS INC COM 651229106 624488 50200 SH DFND 1 50200 0 0 NORTHROP GRUMMAN CORP COM 666807102 37373925 80945 SH DFND 1 80945 0 0 NORWEGIAN CRUISE LINE HLDG L SHS G66721104 1555627 115660 SH DFND 1 115660 0 0 NOVO-NORDISK A S ADR 670100205 3074585 19320 SH DFND 1 19320 0 0 NUVEEN CORE PLUS IMPACT FUND COM BEN INT 67080D103 649992 63600 SH DFND 1 63600 0 0 NUVEEN MULTI ASSET INCOME FU COM 670750108 2796142 242300 SH DFND 1 242300 0 0 PALO ALTO NETWORKS INC COM 697435105 7968627 39895 SH DFND 1 39895 0 0 PARAMOUNT GLOBAL CLASS B COM 92556H206 379270 17000 SH DFND 1 17000 0 0 PEPSICO INC COM 713448108 1239640 6800 SH DFND 1 6800 0 0 PFIZER INC COM 717081103 6221592 152490 SH DFND 1 152490 0 0 PIONEER FLOATING RATE FUND I COM 72369J102 1372999 157816 SH DFND 1 157816 0 0 PRINCIPAL REAL ESTATE INCOME SHS BEN INT 74255X104 171756 18156 SH DFND 1 18156 0 0 PROCTER AND GAMBLE CO COM 742718109 9739195 65500 SH DFND 1 65500 0 0 PROLOGIS INC. COM 74340W103 1310085 10500 SH DFND 1 10500 0 0 PRUDENTIAL FINL INC COM 744320102 330960 4000 SH DFND 1 4000 0 0 QUALCOMM INC COM 747525103 6697950 52500 SH DFND 1 52500 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 27781762 283690 SH DFND 1 283690 0 0 REDWOOD TRUST INC NOTE 4.750% 8/1 758075AC9 1691653 1700000 SH DFND 1 1700000 0 0 RIVERNORTH DOUBLELINE STRATE COM 76882G107 200176 23385 SH DFND 1 23385 0 0 ROYAL CARIBBEAN GROUP COM V7780T103 14028856 214837 SH DFND 1 214837 0 0 SABA CAPITAL INCOME & OPRNT SHS NEW 78518H202 266945 32754 SH DFND 1 32754 0 0 SCHLUMBERGER LTD COM STK 806857108 4189703 85330 SH DFND 1 85330 0 0 SELECT MED HLDGS CORP COM 81619Q105 7690375 297500 SH DFND 1 297500 0 0 SERVICENOW INC COM 81762P102 532104 1145 SH DFND 1 1145 0 0 SHERWIN WILLIAMS CO COM 824348106 2090361 9300 SH DFND 1 9300 0 0 SIMON PPTY GROUP INC NEW COM 828806109 1836308 16400 SH DFND 1 16400 0 0 SOURCE CAP INC COM 836144105 266457 7051 SH DFND 1 7051 0 0 STARBUCKS CORP COM 855244109 1988883 19100 SH DFND 1 19100 0 0 STARWOOD PPTY TR INC COM 85571B105 2818265 159314 SH DFND 1 159314 0 0 STARWOOD PPTY TR INC NOTE 4.375% 4/0 85571BAH8 5630210 5645000 SH DFND 1 5645000 0 0 SURGERY PARTNERS INC COM 86881A100 5160262 149703 SH DFND 1 149703 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 12148412 130600 SH DFND 1 130600 0 0 TENET HEALTHCARE CORP COM NEW 88033G407 9223469 155225 SH DFND 1 155225 0 0 TESLA INC COM 88160R101 8421631 40594 SH DFND 1 40594 0 0 TEXAS INSTRS INC COM 882508104 1283469 6900 SH DFND 1 6900 0 0 THE CIGNA GROUP COM 125523100 1405415 5500 SH DFND 1 5500 0 0 T-MOBILE US INC COM 872590104 13998786 96650 SH DFND 1 96650 0 0 TRANSDIGM GROUP INC COM 893641100 17528523 23782 SH DFND 1 23782 0 0 TRANSOCEAN LTD REG SHS H8817H100 6759681 1062843 SH DFND 1 1062843 0 0 UNITED PARCEL SERVICE INC CL B 911312106 523773 2700 SH DFND 1 2700 0 0 UNITED STS NAT GAS FD LP UNIT PAR 912318300 1136286 163730 SH DFND 1 163730 0 0 UNITEDHEALTH GROUP INC COM 91324P102 12822312 27132 SH DFND 1 27132 0 0 VERACYTE INC COM 92337F107 7581509 339978 SH DFND 1 339978 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1046141 26900 SH DFND 1 26900 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 11506671 36521 SH DFND 1 36521 0 0 VICI PPTYS INC COM 925652109 658924 20200 SH DFND 1 20200 0 0 VIRTUS STONE HBR EMG MKTS TO COM 86164W100 432737 79111 SH DFND 1 79111 0 0 VIRTUS TOTAL RETURN FD INC COM 92835W107 7803133 1205117 SH DFND 1 1205117 0 0 VISA INC COM CL A 92826C839 11651773 51680 SH DFND 1 51680 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 3824548 110600 SH DFND 1 110600 0 0 WESTERN ASSET INTER MUNI FD COM 958435109 1062160 134335 SH DFND 1 134335 0 0 WYNN RESORTS LTD COM 983134107 10854151 96990 SH DFND 1 96990 0 0 ZIMMER BIOMET HOLDINGS INC COM 98956P102 7270084 56270 SH DFND 1 56270 0 0