0000950123-22-002664.txt : 20220214 0000950123-22-002664.hdr.sgml : 20220214 20220214110434 ACCESSION NUMBER: 0000950123-22-002664 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220214 DATE AS OF CHANGE: 20220214 EFFECTIVENESS DATE: 20220214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CLOUGH CAPITAL PARTNERS L P CENTRAL INDEX KEY: 0001276144 IRS NUMBER: 043486480 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10679 FILM NUMBER: 22627147 BUSINESS ADDRESS: STREET 1: 53 STATE STREET STREET 2: 27TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6172043400 MAIL ADDRESS: STREET 1: 53 STATE STREET STREET 2: 27TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001276144 XXXXXXXX 12-31-2021 12-31-2021 false Clough Capital Partners L P
53 State Street 27th Floor Boston MA 02109
13F HOLDINGS REPORT 028-10679 N
Daniel Gillis Chief Compliance Officer 617-204-3409 /s/ Daniel Gillis Quincy MA 02-14-2022 1 111 1495706 false 1 028-12502 Charles I. Clough, Jr.
INFORMATION TABLE 2 10134.xml INFORMATION TABLE FOR FORM 13F ACADIA HEALTHCARE COMPANY IN COM 00404A109 9974 164320 SH DFND 1 164320 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 652 5491 SH DFND 1 5491 0 0 ALPHABET INC CAP STK CL C 02079K107 8574 2963 SH DFND 1 2963 0 0 AMAZON COM INC COM 023135106 89590 26869 SH DFND 1 26869 0 0 APELLIS PHARMACEUTICALS INC COM 03753U106 6229 131749 SH DFND 1 131749 0 0 ARVINAS INC COM 04335A105 18835 229300 SH DFND 1 229300 0 0 BARINGS BDC INC COM 06759L103 8815 799916 SH DFND 1 799916 0 0 BILL COM HLDGS INC COM 090043100 19670 78950 SH DFND 1 78950 0 0 BLACKROCK ESG CAP ALLC TR SHS BEN INT 09262F100 873 46800 SH DFND 1 46800 0 0 BLACKROCK INNOVATION AND GRW SHS BEN INT 09260Q108 2766 190264 SH DFND 1 190264 0 0 BLACKSTONE SECD LENDING FD COMMON STOCK 09261X102 3920 115305 SH DFND 1 115305 0 0 BOEING CO COM 097023105 12512 62150 SH DFND 1 62150 0 0 BOULDER GROWTH & INCOME FD I COM 101507101 1198 84312 SH DFND 1 84312 0 0 BRANDYWINEGBL GBL INCM OPP F COM 10537L104 315 26880 SH DFND 1 26880 0 0 BROOKDALE SR LIVING INC COM 112463104 931 180399 SH DFND 1 180399 0 0 C4 THERAPEUTICS INC COM STK 12529R107 8233 255681 SH DFND 1 255681 0 0 CARNIVAL CORP COMMON STOCK 143658300 7385 367070 SH DFND 1 367070 0 0 CARVANA CO CL A 146869102 18536 79969 SH DFND 1 79969 0 0 CENTER COAST BRKFLD MLP ENRG SHS BEN INT 151461209 1455 107485 SH DFND 1 107485 0 0 CHECKMATE PHARMACEUTICALS IN COM 162818108 3750 1306626 SH DFND 1 1306626 0 0 CISCO SYS INC COM 17275R102 4037 63700 SH DFND 1 63700 0 0 COHEN & STEERS REIT & PFD & COM 19247X100 487 17000 SH DFND 1 17000 0 0 COMMUNITY HEALTH SYS INC NEW COM 203668108 13628 1023859 SH DFND 1 1023859 0 0 COMMUNITY HEALTHCARE TR INC COM 20369C106 3295 69700 SH DFND 1 69700 0 0 CRISPR THERAPEUTICS AG NAMEN AKT H17182108 6123 80800 SH Call DFND 1 80800 0 0 CRISPR THERAPEUTICS AG NAMEN AKT H17182108 8033 106007 SH DFND 1 106007 0 0 CUSHING MLP & INFRASTRUCT COM NEW 231631300 1132 37100 SH DFND 1 37100 0 0 D R HORTON INC COM 23331A109 48510 447300 SH DFND 1 447300 0 0 DBX ETF TR XTRACK HRVST CSI 233051879 5125 131100 SH DFND 1 131100 0 0 DELAWARE IVY HIGH INCOME OPP COM 246107106 518 37200 SH DFND 1 37200 0 0 DOUBLELINE INCOME SOLUTIONS COM 258622109 1033 64100 SH DFND 1 64100 0 0 DOXIMITY INC CL A 26622P107 16307 325300 SH DFND 1 325300 0 0 EATON VANCE ENHANCED EQUITY COM 278277108 270 11000 SH DFND 1 11000 0 0 EATON VANCE TAX ADVT DIV INC COM 27828G107 283 9500 SH DFND 1 9500 0 0 EATON VANCE TX ADV GLBL DIV COM 27828S101 223 9806 SH DFND 1 9806 0 0 EQUITABLE HLDGS INC COM 29452E101 40473 1234300 SH DFND 1 1234300 0 0 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 57252 1097200 SH DFND 1 1097200 0 0 FIRST AMERN FINL CORP COM 31847R102 70409 900030 SH DFND 1 900030 0 0 FIVE9 INC COM 338307101 21495 156530 SH DFND 1 156530 0 0 FRANKLIN UNVL TR SH BEN INT 355145103 177 20937 SH DFND 1 20937 0 0 GODADDY INC CL A 380237107 11032 130000 SH DFND 1 130000 0 0 GOSSAMER BIO INC NOTE 5.000% 6/0 38341PAA0 3333 3500000 PRN DFND 1 3500000 0 0 GUGGENHEIM STRATEGIC OPPORTU COM SBI 40167F101 2923 159528 SH DFND 1 159528 0 0 HCA HEALTHCARE INC COM 40412C101 9318 36270 SH DFND 1 36270 0 0 HERTZ GLOBAL HLDGS INC COM NEW 42806J700 4971 198900 SH DFND 1 198900 0 0 HERTZ GLOBAL HLDGS INC W EXP 06/30/205 42806J148 12655 793400 SH DFND 1 793400 0 0 HERZFELD CARIBBEAN BASIN FD COM 42804T106 112 20213 SH DFND 1 20213 0 0 HIGH INCOME SECS FD SHS BEN INT 42968F108 273 31510 SH DFND 1 31510 0 0 HIGHLAND GLOBAL ALLOCATION F COM 43010T104 838 92400 SH DFND 1 92400 0 0 HOLOGIC INC COM 436440101 17457 228020 SH DFND 1 228020 0 0 HUBSPOT INC COM 443573100 16518 25060 SH DFND 1 25060 0 0 IRHYTHM TECHNOLOGIES INC COM 450056106 11225 95375 SH DFND 1 95375 0 0 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 19453 152690 SH DFND 1 152690 0 0 JD.COM INC SPON ADR CL A 47215P106 799 11400 SH DFND 1 11400 0 0 JOHNSON & JOHNSON COM 478160104 26360 154090 SH DFND 1 154090 0 0 KB HOME COM 48666K109 10847 242500 SH DFND 1 242500 0 0 KYMERA THERAPEUTICS INC COM 501575104 17206 271000 SH DFND 1 271000 0 0 LAM RESEARCH CORP COM 512807108 45529 63310 SH DFND 1 63310 0 0 LEGEND BIOTECH CORP SPONSORED ADS 52490G102 9091 195052 SH DFND 1 195052 0 0 LENNAR CORP CL A 526057104 36004 309949 SH DFND 1 309949 0 0 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 1793 213952 SH DFND 1 213952 0 0 LILLY ELI & CO COM 532457108 3318 12013 SH DFND 1 12013 0 0 MCKESSON CORP COM 58155Q103 18225 73320 SH DFND 1 73320 0 0 MERCK & CO INC COM 58933Y105 20271 264500 SH DFND 1 264500 0 0 MICRON TECHNOLOGY INC COM 595112103 83025 891300 SH DFND 1 891300 0 0 MICROSOFT CORP COM 594918104 77848 231470 SH DFND 1 231470 0 0 MILLER HOWARD HIGH INC EQTY COM SHS BEN IN 600379101 3382 327704 SH DFND 1 327704 0 0 MIRATI THERAPEUTICS INC COM 60468T105 14736 100455 SH DFND 1 100455 0 0 NETEASE INC SPONSORED ADS 64110W102 427 4200 SH DFND 1 4200 0 0 NEUBERGER BERMAN NEXT GENERA COMMON STOCK 64133Q108 3559 205700 SH DFND 1 205700 0 0 NURIX THERAPEUTICS INC COM 67080M103 13695 473048 SH DFND 1 473048 0 0 OXFORD LANE CAP CORP COM 691543102 886 114900 SH DFND 1 114900 0 0 PENNYMAC FINL SVCS INC NEW COM 70932M107 79796 1143540 SH DFND 1 1143540 0 0 PFIZER INC COM 717081103 6147 104090 SH DFND 1 104090 0 0 PHYSICIANS RLTY TR COM 71943U104 1770 94000 SH DFND 1 94000 0 0 PIMCO GLOBAL STOCKSPLS INCM COM 722011103 825 76200 SH DFND 1 76200 0 0 PINDUODUO INC SPONSORED ADS 722304102 251 4300 SH DFND 1 4300 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 21584 250800 SH DFND 1 250800 0 0 REDWOOD TR INC COM 758075402 19136 1450800 SH DFND 1 1450800 0 0 REDWOOD TRUST INC NOTE 4.750% 8/1 758075AC9 2018 1978000 PRN DFND 1 1978000 0 0 REGENERON PHARMACEUTICALS COM 75886F107 16445 26040 SH DFND 1 26040 0 0 RIVERNORTH FLEXIBLE MUNI INC COM 76883Y107 385 19395 SH DFND 1 19395 0 0 ROYAL CARIBBEAN GROUP COM V7780T103 8793 114347 SH DFND 1 114347 0 0 SABA CAPITAL INCOME & OPRNT SHARES 78518H103 2523 558188 SH DFND 1 558188 0 0 SALIENT MIDSTREAM & MLP FD SH BEN INT 79471V105 641 95038 SH DFND 1 95038 0 0 SERVICENOW INC COM 81762P102 10850 16715 SH DFND 1 16715 0 0 SHOPIFY INC CL A 82509L107 17011 12350 SH DFND 1 12350 0 0 STARWOOD PPTY TR INC COM 85571B105 20611 848200 SH DFND 1 848200 0 0 STARWOOD PPTY TR INC NOTE 4.375% 4/0 85571BAH8 11306 10815000 PRN DFND 1 10815000 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 38331 318600 SH DFND 1 318600 0 0 TELADOC HEALTH INC COM 87918A105 8636 94050 SH DFND 1 94050 0 0 TELADOC HEALTH INC NOTE 1.250% 6/0 87918AAF2 643 700000 PRN DFND 1 700000 0 0 TENET HEALTHCARE CORP COM NEW 88033G407 9345 114400 SH DFND 1 114400 0 0 TESLA INC COM 88160R101 72832 68919 SH DFND 1 68919 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 10420 15617 SH DFND 1 15617 0 0 THORNBURG INCM BUILDER OPP T COM 885213108 881 47200 SH DFND 1 47200 0 0 T-MOBILE US INC COM 872590104 11370 98030 SH DFND 1 98030 0 0 TORTOISE MIDSTRM ENERGY FD I COM 89148B200 769 25219 SH DFND 1 25219 0 0 TRANSDIGM GROUP INC COM 893641100 18156 28534 SH DFND 1 28534 0 0 TWO HARBORS INVENTMENT CORPO NOTE 6.250% 1/1 90187BAA9 1799 1799000 PRN DFND 1 1799000 0 0 VANECK ETF TRUST PHARMACEUTCL ETF 92189F692 5372 69800 SH DFND 1 69800 0 0 VERACYTE INC COM 92337F107 7567 183660 SH DFND 1 183660 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 23521 107110 SH DFND 1 107110 0 0 VIACOMCBS INC CL B 92556H206 14103 467300 SH DFND 1 467300 0 0 VIRTUS ALLIANZGI EQUITY & CO COM 92841M101 901 29900 SH DFND 1 29900 0 0 VISA INC COM CL A 92826C839 5843 26960 SH DFND 1 26960 0 0 WALKER & DUNLOP INC COM 93148P102 13689 90730 SH DFND 1 90730 0 0 WESTERN ASSET DIVERSIFIED IN COM SHS BEN INT 95790K109 875 47800 SH DFND 1 47800 0 0 WESTERN AST INFL LKD OPP & I COM 95766R104 866 63800 SH DFND 1 63800 0 0 YUM CHINA HLDGS INC COM 98850P109 368 7500 SH DFND 1 7500 0 0 ZOETIS INC CL A 98978V103 9195 37681 SH DFND 1 37681 0 0