0000950123-21-011181.txt : 20210816 0000950123-21-011181.hdr.sgml : 20210816 20210816105811 ACCESSION NUMBER: 0000950123-21-011181 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210816 DATE AS OF CHANGE: 20210816 EFFECTIVENESS DATE: 20210816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CLOUGH CAPITAL PARTNERS L P CENTRAL INDEX KEY: 0001276144 IRS NUMBER: 043486480 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10679 FILM NUMBER: 211175434 BUSINESS ADDRESS: STREET 1: 53 STATE STREET STREET 2: 27TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6172043400 MAIL ADDRESS: STREET 1: 53 STATE STREET STREET 2: 27TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001276144 XXXXXXXX 06-30-2021 06-30-2021 false Clough Capital Partners L P

53 State Street 27th Floor Boston MA 02109

13F HOLDINGS REPORT 028-10679 N Daniel Gillis 617-204-3409 /s/ Daniel Gillis Quincy MA 08-16-2021 1 132 1839349 false 1 028-12502 Charles I. Clough, Jr. INFORMATION TABLE 2 5658.xml INFORMATION TABLE FOR FORM 13F 1LIFE HEALTHCARE INC COM 68269G107 15826 478700 SH DFND 1 478700 0 0 ABCELLERA BIOLOGICS INC COM 00288U106 15374 698800 SH DFND 1 698800 0 0 ABERDEEN EMRG MRKTS EQT INM COM 00301W105 390 43144 SH DFND 1 43144 0 0 ACADIA HEALTHCARE COMPANY IN COM 00404A109 20257 322820 SH DFND 1 322820 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 4670 20591 SH DFND 1 20591 0 0 ALPHABET INC CAP STK CL C 02079K107 14697 5864 SH DFND 1 5864 0 0 AMAZON COM INC COM 023135106 75979 22086 SH DFND 1 22086 0 0 ANTHEM INC COM 036752103 12876 33725 SH DFND 1 33725 0 0 APELLIS PHARMACEUTICALS INC COM 03753U106 8706 137749 SH DFND 1 137749 0 0 APOLLO SR FLOATING RATE FD I COM 037636107 217 13761 SH DFND 1 13761 0 0 APPLIED MATLS INC COM 038222105 11435 80300 SH DFND 1 80300 0 0 ARVINAS INC COM 04335A105 11111 144300 SH DFND 1 144300 0 0 AVEO PHARMACEUTICALS INC COM NEW 053588307 691 104800 SH DFND 1 104800 0 0 BAIDU INC SPON ADR REP A 056752108 1305 6400 SH DFND 1 6400 0 0 BARINGS BDC INC COM 06759L103 11475 1086626 SH DFND 1 1086626 0 0 BAXTER INTL INC COM 071813109 3896 48400 SH DFND 1 48400 0 0 BILIBILI INC SPONS ADS REP Z 090040106 19672 161460 SH DFND 1 161460 0 0 BK OF AMERICA CORP COM 060505104 2642 64081 SH DFND 1 64081 0 0 BOEING CO COM 097023105 20751 86620 SH DFND 1 86620 0 0 BROOKDALE SR LIVING INC COM 112463104 9172 1160999 SH DFND 1 1160999 0 0 C4 THERAPEUTICS INC COM STK 12529R107 4753 125600 SH DFND 1 125600 0 0 CARNIVAL CORP UNIT 99/99/9999 143658300 44668 1694540 SH DFND 1 1694540 0 0 CARVANA CO CL A 146869102 40157 133049 SH DFND 1 133049 0 0 CENTER COAST BRKFLD MLP ENRG SHS BEN INT 151461209 708 53064 SH DFND 1 53064 0 0 CHECKMATE PHARMACEUTICALS IN COM 162818108 9341 1567326 SH DFND 1 1567326 0 0 CIGNA CORP NEW COM 125523100 20194 85180 SH DFND 1 85180 0 0 CISCO SYS INC COM 17275R102 22032 415700 SH DFND 1 415700 0 0 CITIGROUP INC COM NEW 172967424 3450 48761 SH DFND 1 48761 0 0 COHEN & STEERS MLP INCOME & COM SHS 19249B106 4039 992467 SH DFND 1 992467 0 0 COMMUNITY HEALTH SYS INC NEW COM 203668108 5588 361888 SH DFND 1 361888 0 0 COMMUNITY HEALTHCARE TR INC COM 20369C106 3308 69700 SH DFND 1 69700 0 0 CORNERSTONE STRATEGIC VALUE COM 21924B302 4652 400700 SH DFND 1 400700 0 0 CORNERSTONE TOTAL RETURN FD COM 21924U300 4462 393100 SH DFND 1 393100 0 0 COUPA SOFTWARE INC COM 22266L106 20872 79630 SH DFND 1 79630 0 0 CRISPR THERAPEUTICS AG NAMEN AKT H17182108 28034 173167 SH DFND 1 173167 0 0 CRISPR THERAPEUTICS AG NAMEN AKT H17182108 39258 242500 SH Call DFND 1 242500 0 0 COVETRUS INC COM 22304C100 14450 535200 SH DFND 1 535200 0 0 CROWDSTRIKE HLDGS INC CL A 22788C105 20130 80100 SH DFND 1 80100 0 0 D R HORTON INC COM 23331A109 27988 309700 SH DFND 1 309700 0 0 DBX ETF TR XTRACK HRVST CSI 233051879 5315 131100 SH DFND 1 131100 0 0 DYNATRACE INC COM NEW 268150109 18543 317400 SH DFND 1 317400 0 0 DIVERSIFIED HEALTHCARE TR COM SH BEN INT 25525P107 3811 911800 SH DFND 1 911800 0 0 EATON VANCE FLTING RATE INC COM 278279104 1135 78864 SH DFND 1 78864 0 0 EATON VANCE SHORT DURATION D COM 27828V104 845 63700 SH DFND 1 63700 0 0 EATON VANCE SR FLTNG RTE TR COM 27828Q105 838 59200 SH DFND 1 59200 0 0 EATON VANCE SR INCOME TR SH BEN INT 27826S103 164 24048 SH DFND 1 24048 0 0 EQUITABLE HLDGS INC COM 29452E101 33452 1098600 SH DFND 1 1098600 0 0 EURONET WORLDWIDE INC COM 298736109 9301 68720 SH DFND 1 68720 0 0 EXXON MOBIL CORP COM 30231G102 21113 334700 SH DFND 1 334700 0 0 FACEBOOK INC CL A 30303M102 41357 118940 SH DFND 1 118940 0 0 FIRST AMERN FINL CORP COM 31847R102 59153 948730 SH DFND 1 948730 0 0 FIRST EAGLE SENIOR LOAN FUND COM NEW 32010E100 3292 208600 SH DFND 1 208600 0 0 FIVE9 INC COM 338307101 19527 106480 SH DFND 1 106480 0 0 FLEXION THERAPEUTICS INC COM 33938J106 1752 212900 SH DFND 1 212900 0 0 FRANKLIN UNVL TR SH BEN INT 355145103 534 64535 SH DFND 1 64535 0 0 GABELLI EQUITY TR INC RIGHT 07/14/2021 362397218 82 700200 SH DFND 1 700200 0 0 GOSSAMER BIO INC COM 38341P102 1297 159725 SH DFND 1 159725 0 0 GOSSAMER BIO INC NOTE 5.000% 6/0 38341PAA0 2811 3500000 PRN DFND 1 3500000 0 0 GUGGENHEIM ENHANCED EQT INCM COM 40167B100 4599 534102 SH DFND 1 534102 0 0 HERZFELD CARIBBEAN BASIN FD COM 42804T106 433 69082 SH DFND 1 69082 0 0 HIGHLAND GLOBAL ALLOCATION F COM 43010T104 595 65684 SH DFND 1 65684 0 0 HOLOGIC INC COM 436440101 14640 219420 SH DFND 1 219420 0 0 HUBSPOT INC COM 443573100 19725 33850 SH DFND 1 33850 0 0 HUMANA INC COM 444859102 26187 59150 SH DFND 1 59150 0 0 INTEL CORP COM 458140100 18414 328000 SH DFND 1 328000 0 0 JPMORGAN CHASE & CO COM 46625H100 1776 11420 SH DFND 1 11420 0 0 KAYNE ANDERSON NEXTGEN ENRGY COM 48661E108 873 115300 SH DFND 1 115300 0 0 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 24644 138730 SH DFND 1 138730 0 0 JD.COM INC SPON ADR CL A 47215P106 958 12000 SH DFND 1 12000 0 0 JOHNSON & JOHNSON COM 478160104 21449 130200 SH DFND 1 130200 0 0 KURA ONCOLOGY INC COM 50127T109 529 25361 SH DFND 1 25361 0 0 KYMERA THERAPEUTICS INC COM 501575104 4879 100600 SH DFND 1 100600 0 0 LAM RESEARCH CORP COM 512807108 7506 11535 SH DFND 1 11535 0 0 LENNAR CORP CL A 526057104 27599 277799 SH DFND 1 277799 0 0 LILLY ELI & CO COM 532457108 2757 12013 SH DFND 1 12013 0 0 MASTERCARD INCORPORATED CL A 57636Q104 37743 103381 SH DFND 1 103381 0 0 MILLER HOWARD HIGH INC EQTY COM SHS BEN IN 600379101 1481 141304 SH DFND 1 141304 0 0 MODERNA INC COM 60770K107 11523 49040 SH DFND 1 49040 0 0 MCKESSON CORP COM 58155Q103 32265 168715 SH DFND 1 168715 0 0 MERCK & CO INC COM 58933Y105 3655 47000 SH DFND 1 47000 0 0 MICRON TECHNOLOGY INC COM 595112103 11047 130000 SH DFND 1 130000 0 0 MICROSOFT CORP COM 594918104 51159 188849 SH DFND 1 188849 0 0 MIRATI THERAPEUTICS INC COM 60468T105 15945 98715 SH DFND 1 98715 0 0 NETEASE INC SPONSORED ADS 64110W102 983 8525 SH DFND 1 8525 0 0 NEW IRELAND FD INC COM 645673104 253 20736 SH DFND 1 20736 0 0 NEW ORIENTAL ED & TECHNOLOGY SPON ADR 647581107 244 29800 SH DFND 1 29800 0 0 NURIX THERAPEUTICS INC COM 67080M103 4478 168800 SH DFND 1 168800 0 0 NUVEEN DIVERSIFIED DIVID & I COM 6706EP105 119 11436 SH DFND 1 11436 0 0 NUVEEN FLOATING RATE INCOME COM 67072T108 477 47614 SH DFND 1 47614 0 0 NUVEEN SHORT DURATION CR OPP COM 67074X107 417 27800 SH DFND 1 27800 0 0 PENNYMAC FINL SVCS INC NEW COM 70932M107 60584 981601 SH DFND 1 981601 0 0 PFIZER INC COM 717081103 31904 814700 SH DFND 1 814700 0 0 PHYSICIANS RLTY TR COM 71943U104 1736 94000 SH DFND 1 94000 0 0 PIMCO DYNAMIC CR INCOME FD COM SHS 72202D106 1247 55700 SH DFND 1 55700 0 0 PINDUODUO INC SPONSORED ADS 722304102 406 3200 SH DFND 1 3200 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 23929 280500 SH DFND 1 280500 0 0 REDWOOD TR INC COM 758075402 15475 1282100 SH DFND 1 1282100 0 0 REDWOOD TR INC NOTE 4.750% 8/1 758075AC9 2008 1978000 PRN DFND 1 1978000 0 0 REGENERON PHARMACEUTICALS COM 75886F107 31010 55520 SH DFND 1 55520 0 0 REPARE THERAPEUTICS INC COM 760273102 10859 348279 SH DFND 1 348279 0 0 RINGCENTRAL INC CL A 76680R206 26021 89550 SH DFND 1 89550 0 0 ROYAL CARIBBEAN GROUP COM V7780T103 46482 545047 SH DFND 1 545047 0 0 SABA CAPITAL INCOME & OPRNT SHARES 78518H103 4539 963800 SH DFND 1 963800 0 0 SALESFORCE COM INC COM 79466L302 19285 78950 SH DFND 1 78950 0 0 SALIENT MIDSTREAM & MLP FD SH BEN INT 79471V105 438 73538 SH DFND 1 73538 0 0 SEA LTD SPONSORD ADS 81141R100 20812 75790 SH DFND 1 75790 0 0 SERVICENOW INC COM 81762P102 6419 11680 SH DFND 1 11680 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 9348 77800 SH DFND 1 77800 0 0 SPECIAL OPPORTUNITIES FD INC COM 84741T104 583 38400 SH DFND 1 38400 0 0 STARWOOD PPTY TR INC NOTE 4.375% 4/0 85571BAH8 11696 10815000 PRN DFND 1 10815000 0 0 TALARIS THERAPEUTICS INC COM 87410C104 494 33600 SH DFND 1 33600 0 0 TELADOC HEALTH INC COM 87918A105 1072 6447 SH DFND 1 6447 0 0 TELADOC HEALTH INC NOTE 1.250% 6/0 87918AAF2 786 700000 PRN DFND 1 700000 0 0 TEMPLETON GLOBAL INCOME FD COM 880198106 962 171705 SH DFND 1 171705 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 21232 42087 SH DFND 1 42087 0 0 VENTAS INC COM 92276F100 26433 462930 SH DFND 1 462930 0 0 TRANSDIGM GROUP INC COM 893641100 45385 70116 SH DFND 1 70116 0 0 VERACYTE INC COM 92337F107 9070 226860 SH DFND 1 226860 0 0 TWILIO INC CL A 90138F102 19367 49135 SH DFND 1 49135 0 0 TWO HBRS INVT CORP NOTE 6.250% 1/1 90187BAA9 1828 1799000 PRN DFND 1 1799000 0 0 UBER TECHNOLOGIES INC COM 90353T100 27170 542100 SH DFND 1 542100 0 0 UNITEDHEALTH GROUP INC COM 91324P102 11609 28990 SH DFND 1 28990 0 0 UNIVERSAL HLTH SVCS INC CL B 913903100 27329 186635 SH DFND 1 186635 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 16030 79500 SH Call DFND 1 79500 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 18068 89610 SH DFND 1 89610 0 0 VIACOMCBS INC CL B 92556H206 31785 703200 SH DFND 1 703200 0 0 VISA INC COM CL A 92826C839 30315 129650 SH DFND 1 129650 0 0 WELLTOWER INC COM 95040Q104 27974 336630 SH DFND 1 336630 0 0 YUM CHINA HLDGS INC COM 98850P109 489 7500 SH DFND 1 7500 0 0 ZAI LAB LTD ADR 98887Q104 12018 67900 SH DFND 1 67900 0 0 ZIMMER BIOMET HOLDINGS INC COM 98956P102 18710 116340 SH DFND 1 116340 0 0 ZOETIS INC CL A 98978V103 13542 72665 SH DFND 1 72665 0 0