0000950123-21-002595.txt : 20210216 0000950123-21-002595.hdr.sgml : 20210216 20210216124836 ACCESSION NUMBER: 0000950123-21-002595 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210216 DATE AS OF CHANGE: 20210216 EFFECTIVENESS DATE: 20210216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CLOUGH CAPITAL PARTNERS L P CENTRAL INDEX KEY: 0001276144 IRS NUMBER: 043486480 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10679 FILM NUMBER: 21635128 BUSINESS ADDRESS: STREET 1: 53 STATE STREET STREET 2: 27TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6172043400 MAIL ADDRESS: STREET 1: 53 STATE STREET STREET 2: 27TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001276144 XXXXXXXX 12-31-2020 12-31-2020 false Clough Capital Partners L P

53 State Street 27th Floor Boston MA 02109

13F HOLDINGS REPORT 028-10679 N Daniel Gillis 617-204-3409 /s/ Daniel Gillis Quincy MA 02-16-2021 1 134 1406819 false 1 028-12502 Charles I. Clough, Jr. INFORMATION TABLE 2 3323.xml INFORMATION TABLE FOR FORM 13F 1LIFE HEALTHCARE INC COM 68269G107 24492 561100 SH DFND 1 561100 0 0 21VIANET GROUP INC SPONSORED ADS A 90138A103 895 25800 SH DFND 1 25800 0 0 ABBVIE INC COM 00287Y109 8925 83290 SH DFND 1 83290 0 0 ADVANCED ENERGY INDS COM 007973100 14914 153800 SH DFND 1 153800 0 0 AGNC INVT CORP COM 00123Q104 30648 1964600 SH DFND 1 1964600 0 0 AIRBNB INC COM CL A 009066101 1468 10000 SH DFND 1 10000 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 4572 19647 SH DFND 1 19647 0 0 ALPHABET INC CAP STK CL C 02079K107 25320 14453 SH DFND 1 14453 0 0 AMAZON COM INC COM 023135106 15083 4631 SH DFND 1 4631 0 0 AMGEN INC COM 031162100 7342 31932 SH DFND 1 31932 0 0 ANGEL OAK FINL STRATEGIES IN COM BEN INT 03464A100 342 20300 SH DFND 1 20300 0 0 ANNALY CAPITAL MANAGEMENT IN COM 035710409 36850 4360900 SH DFND 1 4360900 0 0 APELLIS PHARMACEUTICALS INC COM 03753U106 13296 232449 SH DFND 1 232449 0 0 APOLLO SR FLOATING RATE FD I COM 037636107 198 13761 SH DFND 1 13761 0 0 APPLE INC COM 037833100 48100 362500 SH DFND 1 362500 0 0 ARES CAPITAL CORP NOTE 3.750% 2/0 04010LAT0 3077 3000000 PRN DFND 1 3000000 0 0 AUTOHOME INC SP ADR RP CL A 05278C107 309 3100 SH DFND 1 3100 0 0 BARINGS BDC INC COM 06759L103 11829 1285726 SH DFND 1 1285726 0 0 BAXTER INTL INC COM 071813109 11442 142600 SH DFND 1 142600 0 0 BILIBILI INC SPON ADS REP Z 090040106 1166 13600 SH DFND 1 13600 0 0 BK OF AMERICA CORP COM 060505104 28767 949092 SH DFND 1 949092 0 0 BROADCOM INC COM 11135F101 10057 22970 SH DFND 1 22970 0 0 CALAMOS LNG SHR EQT DYNAMIC COM 12812C106 1400 80300 SH DFND 1 80300 0 0 CARNIVAL CORP UNIT 99/99/9999 143658300 26701 1232740 SH DFND 1 1232740 0 0 CARVANA CO CL A 146869102 28545 119164 SH DFND 1 119164 0 0 CENTER COAST BRKFLD MLP ENRG SHS BEN INT 151461209 715 75464 SH DFND 1 75464 0 0 CENTRAL SECS CORP COM 155123102 2247 68828 SH DFND 1 68828 0 0 CHECKMATE PHARMACEUTICALS IN COM 162818108 19353 1332397 SH DFND 1 1332397 0 0 CITIGROUP INC COM NEW 172967424 22641 367190 SH DFND 1 367190 0 0 COMMUNITY HEALTHCARE TR INC COM 20369C106 22715 482159 SH DFND 1 482159 0 0 COVETRUS INC COM 22304C100 16347 568800 SH DFND 1 568800 0 0 CRISPR THERAPEUTICS AG NAMEN AKT H17182108 22202 145007 SH DFND 1 145007 0 0 CROWDSTRIKE HLDGS INC CL A 22788C105 16164 76310 SH DFND 1 76310 0 0 D R HORTON INC COM 23331A109 27072 392800 SH DFND 1 392800 0 0 DBX ETF TR XTRACK HRVST CSI 233051879 5252 131100 SH DFND 1 131100 0 0 DELAWARE ENHANCED GBL DIV & COM 246060107 1027 105426 SH DFND 1 105426 0 0 DTF TAX-FREE INCOME INC COM 23334J107 168 11246 SH DFND 1 11246 0 0 DUFF & PHELPS SLT ENGY AND M COM NEW 26433F207 174 35980 SH DFND 1 35980 0 0 DUFF & PHELPS UTIL CORP BD T COM 26432K108 3258 325100 SH DFND 1 325100 0 0 DYNATRACE INC COM NEW 268150109 4777 110400 SH DFND 1 110400 0 0 EATON VANCE FLTG RATE INCOM COM SHS BEN INT 278284104 1597 102698 SH DFND 1 102698 0 0 EATON VANCE FLTING RATE INC COM 278279104 259 19664 SH DFND 1 19664 0 0 EATON VANCE SR INCOME TR SH BEN INT 27826S103 1126 177033 SH DFND 1 177033 0 0 ETF MANAGERS TR ETFMG ALTR HRVST 26924G508 16207 1129386 SH DFND 1 1129386 0 0 FIRST AMERN FINL CORP COM 31847R102 40457 783600 SH DFND 1 783600 0 0 FIRST TR SR FLG RTE INCM FD COM 33733U108 950 81781 SH DFND 1 81781 0 0 FIVE9 INC COM 338307101 9984 57250 SH DFND 1 57250 0 0 FLEXION THERAPEUTICS INC COM 33938J106 14381 1246150 SH DFND 1 1246150 0 0 FUSION PHARMACEUTICALS INC COM 36118A100 4693 399399 SH DFND 1 399399 0 0 GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 36465A109 335 95300 SH DFND 1 95300 0 0 GDL FD COM SH BEN IT 361570104 384 44021 SH DFND 1 44021 0 0 GDS HLDGS LTD SPONSORED ADS 36165L108 8933 95395 SH DFND 1 95395 0 0 GOLUB CAP BDC INC COM 38173M102 11645 823525 SH DFND 1 823525 0 0 GOSSAMER BIO INC COM 38341P102 4447 459834 SH DFND 1 459834 0 0 GOSSAMER BIO INC NOTE 5.000% 6/0 38341PAA0 3170 3500000 PRN DFND 1 3500000 0 0 GUGGENHEIM ENHANCED EQUITY I COM 40167B100 312 47565 SH DFND 1 47565 0 0 GW PHARMACEUTICALS PLC ADS 36197T103 10558 91486 SH DFND 1 91486 0 0 HANCOCK JOHN INVT TR TAX ADV GLB SH 41013P749 956 172930 SH DFND 1 172930 0 0 HERCULES CAPITAL INC DBCV 4.375% 2/0 427096AF9 31 30000 PRN DFND 1 30000 0 0 HERZFELD CARIBBEAN BASIN FD COM 42804T106 344 67300 SH DFND 1 67300 0 0 HIGHLAND GLOBAL ALLOCATION F COM 43010T104 2891 442756 SH DFND 1 442756 0 0 HIGHLAND INCOME FD HIGHLAND INCOME 43010E404 2750 267533 SH DFND 1 267533 0 0 HOLOGIC INC COM 436440101 15830 217350 SH DFND 1 217350 0 0 IDEXX LABS INC COM 45168D104 1240 2481 SH DFND 1 2481 0 0 INVESCO DYNAMIC CR OPPORTUNI COM 46132R104 1119 104200 SH DFND 1 104200 0 0 JD.COM INC SPON ADR CL A 47215P106 1433 16300 SH DFND 1 16300 0 0 JPMORGAN CHASE & CO COM 46625H100 18991 149453 SH DFND 1 149453 0 0 KURA ONCOLOGY INC COM 50127T109 828 25361 SH DFND 1 25361 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 16545 81280 SH DFND 1 81280 0 0 LAM RESEARCH CORP COM 512807108 14050 29750 SH DFND 1 29750 0 0 LAZARD GLOBAL TOTAL RETURN & COM 52106W103 430 24132 SH DFND 1 24132 0 0 LENNAR CORP CL A 526057104 26871 352500 SH DFND 1 352500 0 0 LILLY ELI & CO COM 532457108 1556 9213 SH DFND 1 9213 0 0 LUMENTUM HLDGS INC COM 55024U109 11774 124200 SH DFND 1 124200 0 0 LYFT INC CL A COM 55087P104 10352 210700 SH DFND 1 210700 0 0 MASIMO CORP COM 574795100 751 2800 SH DFND 1 2800 0 0 MASTERCARD INCORPORATED CL A 57636Q104 17884 50104 SH DFND 1 50104 0 0 MCKESSON CORP COM 58155Q103 13405 77075 SH DFND 1 77075 0 0 MICRON TECHNOLOGY INC COM 595112103 36139 480700 SH DFND 1 480700 0 0 MICROSOFT CORP COM 594918104 23442 105394 SH DFND 1 105394 0 0 MILLER HOWARD HIGH INC EQTY COM SHS BEN IN 600379101 1415 182600 SH DFND 1 182600 0 0 MIRATI THERAPEUTICS INC COM 60468T105 3449 15705 SH DFND 1 15705 0 0 MODERNA INC COM 60770K107 5752 55062 SH DFND 1 55062 0 0 NETEASE INC SPONSORED ADS 64110W102 1037 10825 SH DFND 1 10825 0 0 NEW ORIENTAL ED & TECHNOLOGY SPON ADR 647581107 966 5200 SH DFND 1 5200 0 0 NEXPOINT STRATEGIC OPPORTES COM NEW 65340G205 572 54358 SH DFND 1 54358 0 0 NUVEEN CR STRATEGIES INCOME COM SHS 67073D102 1283 202717 SH DFND 1 202717 0 0 NUVEEN DIVERSIFIED DIVID & I COM 6706EP105 359 40900 SH DFND 1 40900 0 0 NUVEEN FLOATING RATE INCOME COM 67072T108 358 41000 SH DFND 1 41000 0 0 NUVEEN REAL ASSET INCOME & G COM 67074Y105 206 15293 SH DFND 1 15293 0 0 NUVEEN TAX-ADVANTAGED DIVID COM 67073G105 365 25700 SH DFND 1 25700 0 0 NUVEEN TX ADV TOTAL RET STRG COM 67090H102 707 75000 SH DFND 1 75000 0 0 PENNYMAC FINL SVCS INC NEW COM 70932M107 77295 1177918 SH DFND 1 1177918 0 0 PHYSICIANS RLTY TR COM 71943U104 11104 623800 SH DFND 1 623800 0 0 PINDUODUO INC SPONSORED ADS 722304102 10554 59400 SH DFND 1 59400 0 0 PIONEER FLOATING RATE TR COM 72369J102 260 25528 SH DFND 1 25528 0 0 QORVO INC COM 74736K101 16916 101740 SH DFND 1 101740 0 0 QUEST DIAGNOSTICS INC COM 74834L100 28902 242525 SH DFND 1 242525 0 0 REGENERON PHARMACEUTICALS COM 75886F107 4050 8384 SH DFND 1 8384 0 0 REPARE THERAPEUTICS INC COM 760273102 9638 280979 SH DFND 1 280979 0 0 RINGCENTRAL INC CL A 76680R206 9880 26070 SH DFND 1 26070 0 0 ROYAL CARIBBEAN GROUP COM V7780T103 30051 402347 SH DFND 1 402347 0 0 ROYCE GLOBAL VALUE TR INC COM 78081T104 733 54851 SH DFND 1 54851 0 0 SALIENT MIDSTREAM & MLP FD SH BEN INT 79471V105 798 186772 SH DFND 1 186772 0 0 SEA LTD SPONSORD ADS 81141R100 9252 46480 SH DFND 1 46480 0 0 SIXTH STREET SPECIALTY LENDN COM 83012A109 14279 688127 SH DFND 1 688127 0 0 SMART GLOBAL HLDGS INC SHS G8232Y101 9133 242700 SH DFND 1 242700 0 0 SMILEDIRECTCLUB INC CL A COM 83192H106 9051 758000 SH DFND 1 758000 0 0 SPLUNK INC COM 848637104 6196 36470 SH DFND 1 36470 0 0 SQUARE INC CL A 852234103 13980 64235 SH DFND 1 64235 0 0 STARWOOD PPTY TR INC NOTE 4.375% 4/0 85571BAH8 2309 2315000 PRN DFND 1 2315000 0 0 STEWART INFORMATION SVCS COR COM 860372101 9870 204100 SH DFND 1 204100 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 36910 338500 SH DFND 1 338500 0 0 TAL EDUCATION GROUP SPONSORED ADS 874080104 708 9900 SH DFND 1 9900 0 0 TELADOC HEALTH INC COM 87918A105 4704 23525 SH DFND 1 23525 0 0 TESLA INC COM 88160R101 18803 26645 SH DFND 1 26645 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 26154 56152 SH DFND 1 56152 0 0 TRANSDIGM GROUP INC COM 893641100 23337 37711 SH DFND 1 37711 0 0 TWILIO INC CL A 90138F102 9453 27925 SH DFND 1 27925 0 0 TWO HBRS INVT CORP NOTE 6.250% 1/1 90187BAA9 2330 2299000 PRN DFND 1 2299000 0 0 VANECK VECTORS ETF TR PHARMACEUTICAL 92189F692 21962 330400 SH DFND 1 330400 0 0 VERACYTE INC COM 92337F107 9453 193160 SH DFND 1 193160 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 20467 86600 SH DFND 1 86600 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 35451 150000 SH Call DFND 1 150000 0 0 VIRTUS GLOBAL DIVID & INCOME COM 92835W107 2129 242479 SH DFND 1 242479 0 0 VIRTUS GLOBAL MULTI-SECTOR I COM 92829B101 210 17332 SH DFND 1 17332 0 0 VOYA GLBL ADV & PREM OPP FD COM 92912R104 528 60339 SH DFND 1 60339 0 0 VOYA INFRASTRUCTURE INDLS & COM 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