Chief Compliance Officer

0000950123-16-015114.txt : 20160216 0000950123-16-015114.hdr.sgml : 20160215 20160216164925 ACCESSION NUMBER: 0000950123-16-015114 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160216 DATE AS OF CHANGE: 20160216 EFFECTIVENESS DATE: 20160216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CLOUGH CAPITAL PARTNERS L P CENTRAL INDEX KEY: 0001276144 IRS NUMBER: 043486480 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10679 FILM NUMBER: 161429681 BUSINESS ADDRESS: STREET 1: ONE POST OFFICE SQUARE STREET 2: 40TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6172043400 MAIL ADDRESS: STREET 1: ONE POST OFFICE SQUARE STREET 2: 40TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001276144 XXXXXXXX 12-31-2015 12-31-2015 Clough Capital Partners L P

One Post Office Square 40th Floor Boston MA 02109

13F HOLDINGS REPORT 028-10679 N Daniel Gillis Chief Compliance Officer 617-204-3409 /s/ Daniel Gillis Boston MA 02-16-2016 3 194 2138549 false 1 028-12502 Charles I. Clough, Jr. 2 028-12503 James E. Canty 3 028-12501 Eric A. Brock INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F ACCELERON PHARMA INC COM 00434H108 10137 207897 SH DFND 1,2,3 207897 0 0 ADURO BIOTECH INC COM 00739L101 7256 257837 SH DFND 1,2,3 257837 0 0 ADVENT CLAY CONV SEC INC FD COM 007639107 367 66100 SH DFND 1,2,3 66100 0 0 AKORN INC COM 009728106 17579 471153 SH DFND 1,2,3 471153 0 0 ALBANY MOLECULAR RESH INC COM 012423109 9867 497100 SH DFND 1,2,3 497100 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 28068 345370 SH DFND 1,2,3 345370 0 0 ALLERGAN PLC SHS G0177J108 16438 52600 SH DFND 1,2,3 52600 0 0 ALLIANZGI DIVERS INC & CNV F COM 01883J108 1714 94400 SH DFND 1,2,3 94400 0 0 ALLIANZGI NFJ DIVID INT & PR COM 01883A107 513 41400 SH DFND 1,2,3 41400 0 0 ALLISON TRANSMISSION HLDGS I COM 01973R101 25545 986662 SH DFND 1,2,3 986662 0 0 ALPHABET INC CAP STK CL A 02079K305 24402 31365 SH DFND 1,2,3 31365 0 0 ALPHABET INC CAP STK CL C 02079K107 23939 31545 SH DFND 1,2,3 31545 0 0 AMC ENTMT HLDGS INC CL A COM 00165C104 16841 701690 SH DFND 1,2,3 701690 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 38727 624938 SH DFND 1,2,3 624938 0 0 AMSURG CORP COM 03232P405 7600 100000 SH DFND 1,2,3 100000 0 0 ANADARKO PETE CORP COM 032511107 18936 389800 SH DFND 1,2,3 389800 0 0 APOLLO SR FLOATING RATE FD I COM 037636107 256 16900 SH DFND 1,2,3 16900 0 0 ARES CAP CORP COM 04010L103 7330 514400 SH DFND 1,2,3 514400 0 0 ARMSTRONG WORLD INDS INC NEW COM 04247X102 19485 426094 SH DFND 1,2,3 426094 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 13767 405503 SH DFND 1,2,3 405503 0 0 AT&T INC COM 00206R102 28065 815600 SH DFND 1,2,3 815600 0 0 AVENUE INCOME CR STRATEGIES COM 05358E106 716 63050 SH DFND 1,2,3 63050 0 0 AXALTA COATING SYS LTD COM G0750C108 23708 889600 SH DFND 1,2,3 889600 0 0 BAIDU INC SPON ADR REP A 056752108 11399 60300 SH DFND 1,2,3 60300 0 0 BANK AMER CORP COM 060505104 76881 4568074 SH DFND 1,2,3 4568074 0 0 BLACK KNIGHT FINL SVCS INC CL A 09214X100 2406 72778 SH DFND 1,2,3 72778 0 0 BLUE NILE INC COM 09578R103 13771 370892 SH DFND 1,2,3 370892 0 0 BONA FILM GROUP LTD SPONSORED ADS 09777B107 448 33900 SH DFND 1,2,3 33900 0 0 BOSTON BEER INC CL A 100557107 2483 12300 SH DFND 1,2,3 12300 0 0 BP PLC SPONSORED ADR 055622104 4945 158200 SH DFND 1,2,3 158200 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 7922 115165 SH DFND 1,2,3 115165 0 0 BROOKFIELD GLOBL LISTED INFR COM SHS 11273Q109 255 21700 SH DFND 1,2,3 21700 0 0 BROOKFIELD TOTAL RETURN FD I COM 11283U108 266 12100 SH DFND 1,2,3 12100 0 0 CABLE ONE INC COM 12685J105 12750 29400 SH DFND 1,2,3 29400 0 0 CALAMOS CONV & HIGH INCOME F COM SHS 12811P108 385 36600 SH DFND 1,2,3 36600 0 0 CALAMOS CONV OPP AND INC FD SH BEN INT 128117108 512 51700 SH DFND 1,2,3 51700 0 0 CALAMOS DYNAMIC CONV & INCOM COM 12811V105 1415 78400 SH DFND 1,2,3 78400 0 0 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 2527 255278 SH DFND 1,2,3 255278 0 0 CALATLANTIC GROUP INC COM 128195104 5196 137020 SH DFND 1,2,3 137020 0 0 CALPINE CORP COM NEW 131347304 32191 2224652 SH DFND 1,2,3 2224652 0 0 CARDIOME PHARMA CORP COM NO PAR 14159U301 14098 1738353 SH DFND 1,2,3 1738353 0 0 CARTER INC COM 146229109 24403 274094 SH DFND 1,2,3 274094 0 0 CELLECTIS S A SPONSORED ADS 15117K103 6457 208100 SH DFND 1,2,3 208100 0 0 CERNER CORP COM 156782104 10553 175385 SH DFND 1,2,3 175385 0 0 CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 281 17600 SH DFND 1,2,3 17600 0 0 CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 356 5943 SH DFND 1,2,3 5943 0 0 CHINA TELECOM CORP LTD SPON ADR H SHS 169426103 516 11100 SH DFND 1,2,3 11100 0 0 CIGNA CORPORATION COM 125509109 17411 118986 SH DFND 1,2,3 118986 0 0 CITIGROUP INC *W EXP 01/04/201 172967226 56 313400 SH DFND 1,2,3 313400 0 0 CITIGROUP INC COM NEW 172967424 101948 1970007 SH DFND 1,2,3 1970007 0 0 COHEN & STEERS GLOBAL INC BL COM 19248M103 249 26300 SH DFND 1,2,3 26300 0 0 COHEN & STEERS INFRASTRUCTUR COM 19248A109 259 13600 SH DFND 1,2,3 13600 0 0 COHEN & STEERS QUALITY RLTY COM 19247L106 777 63600 SH DFND 1,2,3 63600 0 0 COHEN & STEERS REIT & PFD IN COM 19247X100 1684 91300 SH DFND 1,2,4 91300 0 0 COLONY FINL INC COM 19624R106 3947 202600 SH DFND 1,2,3 202600 0 0 COMCAST CORP NEW CL A 20030N101 27825 493095 SH DFND 1,2,3 493095 0 0 COMMUNITY HEALTH SYS INC NEW COM 203668108 2581 97300 SH DFND 1,2,3 97300 0 0 CONCHO RES INC COM 20605P101 13609 146550 SH DFND 1,2,3 146550 0 0 CORINDUS VASCULAR ROBOTICS I COM 218730109 6783 2112954 SH DFND 1,2,3 2112954 0 0 CORNERSTONE STRATEGIC VALUE COM PAR $0.001 21924B302 332 21200 SH DFND 1,2,3 21200 0 0 CVS HEALTH CORP COM 126650100 11400 116600 SH DFND 1,2,3 116600 0 0 D R HORTON INC COM 23331A109 45390 1417101 SH DFND 1,2,3 1417101 0 0 DBX ETF TR DBXTR HAR CS 300 233051879 1237 44200 SH DFND 1,2,3 44200 0 0 DERMIRA INC COM 24983L104 1965 56784 SH DFND 1,2,3 56784 0 0 DEVON ENERGY CORP NEW COM 25179M103 5982 186935 SH DFND 1,2,3 186935 0 0 DUFF & PHELPS GLB UTL INC FD COM 26433C105 521 35400 SH DFND 1,2,3 35400 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 1057 14800 SH DFND 1,2,3 14800 0 0 DYNAVAX TECHNOLOGIES CORP COM NEW 268158201 8755 362383 SH DFND 1,2,3 362383 0 0 EAGLE GRWTH & INCOME OPPTY F COM SHS BEN IN 26958J105 177 11658 SH DFND 1,2,3 11658 0 0 EATON VANCE RISK MNGD DIV EQ COM 27829G106 391 38500 SH DFND 1,2,3 38500 0 0 EATON VANCE TXMGD GL BUYWR O COM 27829C105 259 23100 SH DFND 1,2,3 23100 0 0 ELECTRONICS FOR IMAGING INC COM 286082102 10970 234700 SH DFND 1,2,3 234700 0 0 EOG RES INC COM 26875P101 5656 79900 SH DFND 1,2,3 79900 0 0 ESSENT GROUP LTD COM G3198U102 15897 726222 SH DFND 1,2,3 726222 0 0 EVERSOURCE ENERGY COM 30040W108 31857 623800 SH DFND 1,2,3 623800 0 0 EXXON MOBIL CORP COM 30231G102 935 12000 SH DFND 1,2,3 12000 0 0 FACEBOOK INC CL A 30303M102 35335 337619 SH DFND 1,2,3 337619 0 0 FEDEX CORP COM 31428X106 6556 44000 SH DFND 1,2,3 44000 0 0 FIRST REP BK SAN FRANCISCO C COM 33616C100 10134 153400 SH DFND 1,2,3 153400 0 0 FORWARD PHARMA A/S SPONSORED ADR 34986J105 2585 136064 SH DFND 1,2,3 136064 0 0 GABELLI EQUITY TR INC COM 362397101 2874 541298 SH DFND 1,2,3 541298 0 0 GALAPAGOS NV SPON ADR 36315X101 7910 125800 SH DFND 1,2,3 125800 0 0 GOLDMAN SACHS BDC INC SHS 38147U107 1007 53000 SH DFND 1,2,3 53000 0 0 GOLDMAN SACHS MLP ENERGY REN COM 38148G107 203 37032 SH DFND 1,2,3 37032 0 0 GOLUB CAP BDC INC COM 38173M102 6622 398200 SH DFND 1,2,3 398200 0 0 GRACE W R & CO DEL NEW COM 38388F108 26824 269340 SH DFND 1,2,3 269340 0 0 GUGGENHEIM ENHANCED EQUITY S COM 40167K100 322 20400 SH DFND 1,2,3 20400 0 0 GUGGENHEIM ENHNCD COM 40167B100 131 17000 SH DFND 1,2,3 17000 0 0 GUGGENHEIM EQ WEIGHT ENHANC COM SH BEN INT 40167M106 253 15500 SH DFND 1,2,3 15500 0 0 GW PHARMACEUTICALS PLC ADS 36197T103 15296 220276 SH DFND 1,2,2 220276 0 0 HANCOCK JOHN PFD INCOME FD I COM 41013X106 265 13500 SH DFND 1,2,3 13500 0 0 HCA HOLDINGS INC COM 40412C101 11091 163999 SH DFND 1,2,3 163999 0 0 HEALTHCARE TR AMER INC CL A NEW 42225P501 10440 387100 SH DFND 1,2,3 387100 0 0 HEALTHWAYS INC COM 422245100 24053 1868889 SH DFND 1,2,3 1868889 0 0 HOLOGIC INC COM 436440101 11131 287695 SH DFND 1,2,3 287695 0 0 HUMANA INC COM 444859102 6829 38253 SH DFND 1,2,3 38253 0 0 ICICI BK LTD ADR 45104G104 1154 147402 SH DFND 1,2,3 147402 0 0 IMAX CORP COM 45245E109 37447 1053654 SH DFND 1,2,3 1053654 0 0 INTEROIL CORP COM 460951106 2836 90274 SH DFND 1,2,3 90274 0 0 INTRA CELLULAR THERAPIES INC COM 46116X101 11221 208600 SH DFND 1,2,3 208600 0 0 INTREXON CORP COM 46122T102 13281 440490 SH DFND 1,2,3 440490 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 1483 2716 SH DFND 1,2,3 2716 0 0 INVESCO DYNAMIC CR OPP FD COM 46132R104 388 36800 SH DFND 1,2,3 36800 0 0 ISHARES MSCI TAIWAN ETF 464286731 359 28090 SH DFND 1,2,3 28090 0 0 ISHARES INDIA 50 ETF 464289529 1549 56987 SH DFND 1,2,3 56987 0 0 ISHARES MSCI STH KOR ETF 464286772 3788 76254 SH DFND 1,2,3 76254 0 0 ISHARES MSCI JAPAN ETF 464286848 12395 1022700 SH DFND 1,2,3 1022700 0 0 ISHARES TR MSCI INDIA ETF 46429B598 1510 54900 SH DFND 1,2,3 54900 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 13601 385400 SH DFND 1,2,3 385400 0 0 JAPAN SMALLER CAPTLZTN FD IN COM 47109U104 193 18900 SH DFND 1,2,3 18900 0 0 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 12512 89014 SH DFND 1,2,3 89014 0 0 JD COM INC SPON ADR CL A 47215P106 27845 863000 SH DFND 1,2,3 863000 0 0 JPMORGAN CHASE & CO COM 46625H100 17888 270900 SH DFND 1,2,3 270900 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 14461 193670 SH DFND 1,2,3 193670 0 0 KERYX BIOPHARMACEUTICALS INC COM 492515101 8601 1703100 SH DFND 1,2,3 1703100 0 0 KT CORP SPONSORED ADR 48268K101 342 28700 SH DFND 1,2,3 28700 0 0 KURA ONCOLOGY INC COM 50127T109 9133 1087233 SH DFND 1,2,3 1087233 0 0 LADDER CAP CORP CL A 505743104 8615 693600 SH DFND 1,2,3 693600 0 0 LAM RESEARCH CORP COM 512807108 32234 405864 SH DFND 1,2,3 405864 0 0 LENNAR CORP CL A 526057104 55757 1140001 SH DFND 1,2,3 1140001 0 0 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 2286 427293 SH DFND 1,2,3 427293 0 0 LIBERTY BROADBAND CORP COM SER A 530307107 8120 157218 SH DFND 1,2,3 157218 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 40841 787523 SH DFND 1,2,3 787523 0 0 LIBERTY INTERACTIVE CORP LBT VENT COM A 53071M880 78957 1750329 SH DFND 1,2,3 1750329 0 0 LIBERTY MEDIA CORP DELAWARE CL A 531229102 18478 470781 SH DFND 1,2,3 470781 0 0 LIBERTY MEDIA CORP DELAWARE COM SER C 531229300 22430 589033 SH DFND 1,2,3 589033 0 0 LMP CAP & INCOME FD INC COM 50208A102 252 20400 SH DFND 1,2,3 20400 0 0 LYON WILLIAM HOMES CL A NEW 552074700 5693 345048 SH DFND 1,2,3 345048 0 0 MA COM TECHNOLOGY SOLUTIONS COM 55405Y100 3345 81800 SH DFND 1,2,3 81800 0 0 MACQUARIE FT TR GB INF UT DI COM 55607W100 125 10800 SH DFND 1,2,3 10800 0 0 MANCHESTER UTD PLC NEW ORD CL A G5784H106 3254 182732 SH DFND 1,2,3 182732 0 0 MGIC INVT CORP WIS COM 552848103 47405 5368657 SH DFND 1,2,3 5368657 0 0 MICROSOFT CORP COM 594918104 13127 236600 SH DFND 1,2,3 236600 0 0 MILLER HOWARD HIGH INC EQTY COM SHS BEN IN 600379101 344 30000 SH DFND 1,2,3 30000 0 0 MONRO MUFFLER BRAKE INC COM 610236101 2417 36500 SH DFND 1,2,3 36500 0 0 MORGAN STANLEY COM NEW 617446448 42471 1335160 SH DFND 1,2,3 1335160 0 0 MORGAN STANLEY CHINA A SH FD COM 617468103 699 35100 SH DFND 1,2,3 35100 0 0 MYLAN N V SHS EURO N59465109 4612 85300 SH DFND 1,2,3 85300 0 0 NETEASE INC SPONSORED ADR 64110W102 507 2800 SH DFND 1,2,3 2800 0 0 NETFLIX INC COM 64110L106 11821 103350 SH DFND 1,2,3 103350 0 0 NEXPOINT CR STRATEGIES FD COM NEW 65340G205 337 16500 SH DFND 1,2,3 16500 0 0 NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 242 6100 SH DFND 1,2,3 6100 0 0 NMI HLDGS INC CL A 629209305 3974 587000 SH DFND 1,2,3 587000 0 0 NUVEEN DIVERSIFIED DIV INCM COM 6706EP105 264 24400 SH DFND 1,2,3 24400 0 0 NUVEEN MUN OPPORTUNITY FD IN COM 670984103 262 18300 SH DFND 1,2,3 18300 0 0 NUVEEN REAL ESTATE INCOME FD COM 67071B108 394 37100 SH DFND 1,2,3 37100 0 0 OTONOMY INC COM 68906L105 7781 280403 SH DFND 1,2,3 280403 0 0 PACIFIC COAST OIL TR UNIT BEN INT 694103102 126 95800 SH DFND 1,2,3 95800 0 0 PANDORA MEDIA INC COM 698354107 19066 1421812 SH DFND 1,2,3 1421812 0 0 PANDORA MEDIA INC COM 698354107 2548 190000 SH Put DFND 1,2,3 190000 0 0 PAPA MURPHYS HLDGS INC COM 698814100 3891 345521 SH DFND 1,2,3 345521 0 0 PENNYMAC MTG INVT TR COM 70931T103 12232 801573 SH DFND 1,2,3 801573 0 0 PERRIGO CO PLC SHS G97822103 18922 130768 SH DFND 1,2,3 130768 0 0 PIMCO DYNAMIC CR INCOME FD COM SHS 72202D106 2555 141700 SH DFND 1,2,3 141700 0 0 PIMCO INCOME STRATEGY FUND I COM 72201J104 965 110000 SH DFND 1,2,3 110000 0 0 PIONEER NAT RES CO COM 723787107 17544 139930 SH DFND 1,2,3 139930 0 0 POWERSHARES INDIA ETF TR INDIA PORT 73935L100 661 33862 SH DFND 1,2,3 33862 0 0 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 7141 278404 SH DFND 1,2,3 278404 0 0 PRESTIGE BRANDS HLDGS INC COM 74112D101 4978 96700 SH DFND 1,2,3 96700 0 0 PROTHENA CORP PLC SHS G72800108 2615 38400 SH DFND 1,2,3 38400 0 0 PULTE GROUP INC COM 745867101 13470 755900 SH DFND 1,2,3 755900 0 0 QUNAR CAYMAN IS LTD SPNS ADR CL B 74906P104 280 5300 SH DFND 1,2,3 5300 0 0 RADIAN GROUP INC COM 750236101 19029 1421100 SH DFND 1,2,3 1421100 0 0 RESTORATION HARDWARE HLDGS I COM 761283100 16752 210846 SH DFND 1,2,3 210846 0 0 ROLLINS INC COM 775711104 5516 212968 SH DFND 1,2,3 212968 0 0 ROYCE MICRO-CAP TR INC COM 780915104 251 34632 SH DFND 1,2,3 34632 0 0 ROYCE VALUE TR INC COM 780910105 518 44000 SH DFND 1,2,3 44000 0 0 SALESFORCE COM INC COM 79466L302 17342 221200 SH DFND 1,2,3 221200 0 0 SERVICE CORP INTL COM 817565104 15972 613841 SH DFND 1,2,3 613841 0 0 SERVICENOW INC COM 81762P102 7226 83476 SH DFND 1,2,3 83476 0 0 SIGNET JEWELERS LIMITED SHS G81276100 32011 258804 SH DFND 1,2,3 258804 0 0 SOLAR CAP LTD COM 83413U100 7301 444400 SH DFND 1,2,3 444400 0 0 STARBUCKS CORP COM 855244109 33150 552225 SH DFND 1,2,3 552225 0 0 STARWOOD PPTY TR INC COM 85571B105 35826 1742500 SH DFND 1,2,3 1742500 0 0 STONE HBR EMERG MKTS TL INC COM 86164W100 174 15298 SH DFND 1,2,3 15298 0 0 STONE HBR EMERG MRKTS INC FD COM 86164T107 384 31900 SH DFND 1,2,3 31900 0 0 TEAM HEALTH HOLDINGS INC COM 87817A107 6412 146100 SH DFND 1,2,3 146100 0 0 TEKLA HEALTHCARE OPPORTUNIT SHS 879105104 1483 85300 SH DFND 1,2,3 85300 0 0 TEKLA WORLD HEALTHCARE FD BEN INT SHS 87911L108 1851 116900 SH DFND 1,2,3 116900 0 0 THERAPEUTICSMD INC COM 88338N107 4285 413218 SH DFND 1,2,3 413218 0 0 TRANSDIGM GROUP INC COM 893641100 28877 126406 SH DFND 1,2,3 126406 0 0 TRI POINTE HOMES INC COM 87265H109 7662 604771 SH DFND 1,2,3 604771 0 0 TWO HBRS INVT CORP COM 90187B101 11628 1435555 SH DFND 1,2,3 1435555 0 0 UNIVERSAL AMERN CORP NEW COM 91338E101 2313 330373 SH DFND 1,2,3 330373 0 0 VERACYTE INC COM 92337F107 7642 1061354 SH DFND 1,2,3 1061354 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 21356 169725 SH DFND 1,2,3 169725 0 0 VIASAT INC COM 92552V100 36269 594480 SH DFND 1,2,3 594480 0 0 WAVE LIFE SCIENCES LTD SHS Y95308105 6210 392950 SH DFND 1,2,3 392950 0 0 WAYFAIR INC CL A 94419L101 6324 132800 SH DFND 1,2,3 132800 0 0 WELLS FARGO ADV GLB DIV OPP COM 94987C103 1680 283800 SH DFND 1,2,3 283800 0 0 WESTERN ASSET GLB HI INCOME COM 95766B109 1137 130360 SH DFND 1,2,3 130360 0 0 WIPRO LTD SPON ADR 1 SH 97651M109 329 28500 SH DFND 1,2,3 28500 0 0 WISDOMTREE TR INDIA ERNGS FD 97717W422 7624 383911 SH DFND 1,2,4 383911 0 0 ZELTIQ AESTHETICS INC COM 98933Q108 4542 159200 SH DFND 1,2,5 159200 0 0