X0206 3 2019-03-26 0 0001651944 Constellation Alpha Capital Corp. CNAC 0001466538 COWEN INC. 599 LEXINGTON AVENUE NEW YORK NY 10022 0 0 1 0 0001771946 Cowen Investments II LLC 599 LEXINGTON AVENUE NEW YORK NY 10022 0 0 1 0 0000048966 COWEN AND COMPANY, LLC 599 LEXINGTON AVENUE NEW YORK NY 10022 0 0 1 0 0001355007 Cowen Holdings, Inc. 599 LEXINGTON AVENUE NEW YORK NY 10022 0 0 1 0 0001613404 RCG LV Pearl LLC 599 LEXINGTON AVENUE NEW YORK NY 10022 0 0 1 0 0001275922 SOLOMON JEFFREY M 599 LEXINGTON AVENUE NEW YORK NY 10022 0 0 1 0 Ordinary Shares 308596 I By Cowen Investments II LLC Ordinary Shares 610700 I By Cowen and Company, LLC This Form 3 is filed jointly by Cowen Inc., Cowen Investments II LLC ("Cowen Investments II"), Cowen and Company, LLC ("Cowen and Company"), Cowen Holdings, Inc. ("Cowen Holdings"), RCG LV Pearl LLC ("RCG") and Jeffrey M. Solomon (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of Constellation Alpha Capital Corp.'s (the "Issuer") outstanding ordinary shares. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Represents securities owned directly by Cowen Investments II. As the sole member of Cowen Investments II, RCG may be deemed to beneficially own the securities owned directly by Cowen Investments II. As the sole member of RCG, Cowen Inc. may be deemed to beneficially own the securities owned directly by Cowen Investments II. As Chief Executive Officer of Cowen Inc., Mr. Solomon may be deemed to beneficially own the securities owned directly by Cowen Investments II. Represents securities owned directly by Cowen and Company. As the sole member of Cowen and Company, Cowen Holdings may be deemed to beneficially own the securities owned directly by Cowen and Company. As the sole member of Cowen Holdings, RCG may be deemed to beneficially own the securities owned directly by Cowen and Company. As the sole member of RCG, Cowen Inc. may be deemed to beneficially own the securities owned directly by Cowen and Company. As Chief Executive Officer of Cowen Inc., Mr. Solomon may be deemed to beneficially own the securities owned directly by Cowen and Company. Cowen Inc., By: /s/ Owen S. Littman, General Counsel 2019-03-28 Cowen Investments II, LLC, By: RCG LV Pearl LLC, sole member, By: Cowen Inc., sole member, By: /s/ Owen S. Littman, General Counsel 2019-03-28 Cowen and Company, LLC, By: Cowen Holdings, Inc., sole member, By: /s/ Owen S. Littman, General Counsel 2019-03-28 Cowen Holdings, Inc., By: /s/ Owen S. Littman, General Counsel 2019-03-28 RCG LV Pearl LLC, By: Cowen Inc., sole member, By: /s/ Owen S. Littman, General Counsel 2019-03-28 /s/ Jeffrey M. Solomon 2019-03-28