0001181431-12-046884.txt : 20120822 0001181431-12-046884.hdr.sgml : 20120822 20120822112958 ACCESSION NUMBER: 0001181431-12-046884 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120821 FILED AS OF DATE: 20120822 DATE AS OF CHANGE: 20120822 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VOSS JAMES M CENTRAL INDEX KEY: 0001275915 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35151 FILM NUMBER: 121049248 MAIL ADDRESS: STREET 1: 109 S EVERGREEN AVE CITY: ARLINGTON HEIGHTS H STATE: IL ZIP: 60051191 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AG Mortgage Investment Trust, Inc. CENTRAL INDEX KEY: 0001514281 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 245 PARK AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10167 BUSINESS PHONE: 212-692-2000 MAIL ADDRESS: STREET 1: 245 PARK AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10167 FORMER COMPANY: FORMER CONFORMED NAME: Alexander Mortgage REIT, Inc. DATE OF NAME CHANGE: 20110302 4 1 rrd354186.xml AUGUST 22, 2012 FILING X0306 4 2012-08-21 0 0001514281 AG Mortgage Investment Trust, Inc. MITT 0001275915 VOSS JAMES M C/O ANGELO, GORDON & CO., L.P. 245 PARK AVENUE, 26TH FLOOR NEW YORK NY 10167 1 0 0 0 Common Stock 2012-08-21 4 X 0 500 20.50 A 6502 D Common Stock 2012-08-21 4 S 0 441 23.27 D 6061 D Common Stock Warrants (right to buy) 20.50 2012-08-21 4 X 0 1000 0 D 2011-07-06 2018-07-06 Common Stock 500 0 D On August 21, 2012, Mr. Voss exercised 1,000 Common Stock Warrants to purchase 500 shares of Common Stock utilizing the cashless exercise feature of the warrants resulting in the issuer retaining 441 shares of Common Stock and issuing 59 shares of Common Stock to Mr. Voss. The issuer also paid $12.07 to Mr. Voss in lieu of a fractional share. /s/ Allan Krinsman, Attorney-in-Fact 2012-08-22