Chief Compliance Officer

0001085146-23-001086.txt : 20230213 0001085146-23-001086.hdr.sgml : 20230213 20230213143122 ACCESSION NUMBER: 0001085146-23-001086 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230213 DATE AS OF CHANGE: 20230213 EFFECTIVENESS DATE: 20230213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAMIUS ADVISORS LLC CENTRAL INDEX KEY: 0001275893 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10674 FILM NUMBER: 23617134 BUSINESS ADDRESS: STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122014829 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001275893 XXXXXXXX 12-31-2022 12-31-2022 false RAMIUS ADVISORS LLC

599 LEXINGTON AVENUE, 20TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-10674 000110806 801-54785 N Ashley Latourelle Chief Compliance Officer (609) 304-6161 /s/ Ashley Latourelle New York NY 02-13-2023 0 176 104444602 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 1LIFE HEALTHCARE INC COM 68269G107 BBG0026ZDDR9 1322714 79157 SH DFND 79157 0 0 ACCRETION ACQUISITION CORP *W EXP 03/01/202 00438Y115 7415 396550 SH DFND 396550 0 0 ACHARI VENTURES HLDGS CORP I *W EXP 01/01/202 00444X119 22529 450590 SH DFND 450590 0 0 ACTIVISION BLIZZARD INC COM 00507V109 BBG001S6C009 1119851 14629 SH DFND 14629 0 0 ACTIVISION BLIZZARD INC COM 00507V109 BBG001S6C009 74084 91600 SH Put DFND 91600 0 0 AEQUI ACQUISITION CORP *W EXP 11/30/202 00775W110 4113 146927 SH DFND 146927 0 0 AETHERIUM ACQUISITION CORP *W EXP 12/21/202 00809J119 362 109789 SH DFND 109789 0 0 AGILE GROWTH CORP *W EXP 03/09/202 G01202111 309 30550 SH DFND 30550 0 0 ALBERTSONS COS INC COMMON STOCK 013091103 BBG009KG1741 4601459 221864 SH DFND 221864 0 0 ALPHA PARTNERS TECH MERGR CO *W EXP 03/31/202 G63290103 2525 57398 SH DFND 57398 0 0 ALSP ORCHID ACQUISITION CORP *W EXP 11/30/202 G0231L123 4413 147074 SH DFND 147074 0 0 ANDRETTI ACQUISITION CORP *W EXP 99/99/999 G26735129 2238 31794 SH DFND 31794 0 0 ANZU SPECIAL ACQUISITIN CORP *W EXP 01/27/202 03737A119 6435 169340 SH DFND 169340 0 0 APOLLO ENDOSURGERY INC COM 03767D108 BBG001SJHD44 3330 14800 SH Put DFND 14800 0 0 APX ACQUISITION CORP I *W EXP 11/30/202 G0440J125 4000 199999 SH DFND 199999 0 0 ARMADA ACQUISITION CORP I *W EXP 08/13/202 04208V111 1342 43316 SH DFND 43316 0 0 ARROWROOT ACQUISITION CORP *W EXP 03/02/202 04282M110 853 170612 SH DFND 170612 0 0 ATLANTIC COASTAL AQSTN CORP *W EXP 01/13/202 04845A116 13253 203900 SH DFND 203900 0 0 ATLAS AIR WORLDWIDE HLDGS IN COM NEW 049164205 BBG001SM7BG9 2243909 22261 SH DFND 22261 0 0 AUTHENTIC EQUITY ACQUISTN CO *W EXP 01/20/202 G06607124 1549 442551 SH DFND 442551 0 0 AVALON ACQUISITION INC *W EXP 12/31/202 05338E119 17656 271626 SH DFND 271626 0 0 BANNIX ACQUISITION CORP *W EXP 07/31/202 066644113 8020 320809 SH DFND 320809 0 0 BATTERY FUTURE ACQUISITION C *W EXP 99/99/999 G0888J124 640 10100 SH DFND 10100 0 0 BELONG ACQUISITION CORP *W EXP 03/23/202 08069M110 1777 12701 SH DFND 12701 0 0 BIOTECH ACQUISITION COMPANY *W EXP 11/30/202 G1125A116 36392 569526 SH DFND 569526 0 0 BITE ACQUISITION CORP *W EXP 02/12/203 09175K113 12592 209869 SH DFND 209869 0 0 BLACK KNIGHT INC COM 09215C105 BBG00GX77ML3 2984254 48328 SH DFND 48328 0 0 BLOCKCHAIN MOON ACQUISITN CO *W EXP 10/14/202 09370F125 807 41798 SH DFND 41798 0 0 BLUE OCEAN ACQUISITION CORP *W EXP 12/02/202 G1330L121 16195 215930 SH DFND 215930 0 0 BLUERIVER ACQUISITION CORP *W EXP 01/04/202 G1261Q115 794 52936 SH DFND 52936 0 0 BULLPEN PARLAY ACQUISITION C *W EXP 12/03/202 G1792A118 1250 62496 SH DFND 62496 0 0 BURTECH ACQUISITION CORP *W EXP 12/18/202 123013112 1856 309538 SH DFND 309538 0 0 BYTE ACQUISITION CORP *W EXP 03/18/202 G1R25Q113 11477 143463 SH DFND 143463 0 0 CAPITALWORKS EMNG MKTS ACQST *W EXP 11/19/202 G1889L126 3933 195699 SH DFND 195699 0 0 CARNEY TECHNOLOGY ACQU CORP *W EXP 11/30/202 143636116 2546 37875 SH DFND 37875 0 0 CENAQ ENERGY CORP *W EXP 02/04/202 15130M110 9674 87949 SH DFND 87949 0 0 CF ACQUISITION CORP VIII *W EXP 03/31/202 12520C117 615 21951 SH DFND 21951 0 0 CHURCHILL CAPITAL CORP V *W EXP 10/29/202 17144T115 7164 88770 SH DFND 88770 0 0 CHURCHILL CAPITAL CORP VI *W EXP 02/17/202 17143W119 6433 107220 SH DFND 107220 0 0 CHURCHILL CAPITAL CORP VII *W EXP 02/29/202 17144M110 19022 385062 SH DFND 385062 0 0 CIIG CAPITAL PARTNERS II INC *W EXP 02/28/202 12561U117 34328 429100 SH DFND 429100 0 0 CONSILIUM ACQUISITN CORP I L *W EXP 06/01/202 G2365L119 8667 288925 SH DFND 288925 0 0 CONSTELLATION ACQUISITN CORP *W EXP 01/29/202 G2R18K113 6601 220046 SH DFND 220046 0 0 COUPA SOFTWARE INC COM 22266L106 BBG001V0GVM2 277095 3500 SH DFND 3500 0 0 COUPA SOFTWARE INC COM 22266L106 BBG001V0GVM2 4305 5300 SH Put DFND 5300 0 0 D AND Z MEDIA ACQUISITION CO *W EXP 01/27/202 23305Q114 3313 64475 SH DFND 64475 0 0 DATA KNIGHTS ACQUISITION COR *W EXP 11/11/202 237699111 7014 202122 SH DFND 202122 0 0 DEEP LAKE CAPITAL ACQUSTN CO *W EXP 01/04/202 G27029118 194 55632 SH DFND 55632 0 0 DHC ACQUISITION CORP *W EXP 02/25/202 G2758T117 943 94241 SH DFND 94241 0 0 DIGITAL TRANSFORMATN OPT COR *W EXP 03/31/202 25401K115 10419 173636 SH DFND 173636 0 0 ECARX HOLDINGS INC *W EXP 12/20/202 G29201111 9683 98710 SH DFND 98710 0 0 EDIFY ACQUISITION CORP *W EXP 11/25/202 28059Q111 5043 167573 SH DFND 167573 0 0 ENERGEM CORP *W EXP 11/15/202 G30449121 7928 101766 SH DFND 101766 0 0 EXCELFIN ACQUISITION CORP *W EXP 10/25/202 30069X110 1781 59378 SH DFND 59378 0 0 FINANCIAL STRATEGIES ACQUISI *W EXP 03/31/202 31772T115 21110 1055521 SH DFND 1055521 0 0 FINNOVATE ACQUISITION CORP *W EXP 09/30/202 G3R34K111 13561 511755 SH DFND 511755 0 0 FINTECH ECOSYSTEM DEVE *W EXP 04/01/202 318136116 2450 35000 SH DFND 35000 0 0 FIRST HORIZON CORPORATION COM 320517105 BBG001SCW8R8 7763096 316861 SH DFND 316861 0 0 FOX CORP CL A COM 35137L105 BBG00JHNJX06 306281 10085 SH DFND 10085 0 0 FOXO TECHNOLOGIES INC *W EXP 08/01/202 351471115 3801 141283 SH DFND 141283 0 0 FTAC ATHENA ACQUISITION CORP *W EXP 03/01/202 G37283119 2024 41300 SH DFND 41300 0 0 FTAC HERA ACQUISITION CORP *W EXP 02/28/202 G3728Y111 1293 46980 SH DFND 46980 0 0 G SQUARED ASCEND II INC *W EXP 12/31/202 G42041122 1337 33333 SH DFND 33333 0 0 GIGCAPITAL 5 INC *W EXP 03/28/202 37519U117 21974 627844 SH DFND 627844 0 0 GLOBALINK INVT INC *W EXP 12/03/202 37892F125 10156 923242 SH DFND 923242 0 0 GOAL ACQUISITIONS CORP *W EXP 02/11/202 38021H115 23874 512305 SH DFND 512305 0 0 GOLDEN ARROW MERGER CORP *W EXP 07/31/202 380799114 367 55641 SH DFND 55641 0 0 GSR II METEORA ACQUISITN COR *W EXP 02/24/202 36263W121 2236 35000 SH DFND 35000 0 0 HCM ACQUISITION CO *W EXP 01/20/202 G4365A127 1435 84950 SH DFND 84950 0 0 HEALTHWELL ACQUISITION CORP *W EXP 08/05/202 42227R117 4153 51909 SH DFND 51909 0 0 HH&L ACQUISITION CO *W EXP 02/04/202 G39714129 8592 171470 SH DFND 171470 0 0 INCEPTION GROWTH ACQUSTN LTD *W EXP 10/15/202 45333D112 6707 167675 SH DFND 167675 0 0 INNOVATIVE INTL ACQUSITIN CO *W EXP 07/01/202 G4809M125 2042 81032 SH DFND 81032 0 0 INSIGHT ACQUISITION CORP *W EXP 08/26/202 45784L118 129 22645 SH DFND 22645 0 0 INTEL CORP COM 458140100 BBG001S5SF65 140851 90000 SH Call DFND 90000 0 0 INTERNATIONAL MEDIA ACQUISIT *W EXP 07/21/202 459867115 11228 350876 SH DFND 350876 0 0 INVESTCORP EUROPE ACQUISITIO *W EXP 12/15/202 G4923T113 2364 52531 SH DFND 52531 0 0 IROBOT CORP COM 462726100 BBG001SPB1K4 3216769 66835 SH DFND 66835 0 0 IROBOT CORP COM 462726100 BBG001SPB1K4 217500 50000 SH Put DFND 50000 0 0 ISTAR INC COM 45031U101 BBG001SDG572 3680063 482315 SH DFND 482315 0 0 ISTAR INC COM 45031U101 BBG001SDG572 10500 15000 SH Call DFND 15000 0 0 ITIQUIRA ACQUISITION CORP *W EXP 02/03/202 G49773115 162 21543 SH DFND 21543 0 0 JAWS MUSTANG ACQUISITION COR *W EXP 01/30/202 G50737124 8210 126313 SH DFND 126313 0 0 JETBLUE AWYS CORP COM 477143101 BBG001S9YPC1 739174 114070 SH DFND 114070 0 0 JETBLUE AWYS CORP COM 477143101 BBG001S9YPC1 32000 50000 SH Call DFND 50000 0 0 KADEM SUSTAINABLE IMPACT COR *W EXP 03/16/202 48284E113 1107 107445 SH DFND 107445 0 0 KAIROS ACQUISITION CORP *W EXP 11/30/202 G52110106 48 477863 SH DFND 477863 0 0 KALERA PUBLIC LIMITED CO *W EXP 06/28/202 G52251116 5900 236010 SH DFND 236010 0 0 KERNEL GROUP HOLDINGS INC *W EXP 02/02/202 G5259L129 1619 284320 SH DFND 284320 0 0 KINS TECHNOLOGY GROUP INC *W EXP 10/14/202 49714K117 770 25553 SH DFND 25553 0 0 L CATTERTON ASIA ACQUISITION *W EXP 03/08/202 G5346G117 7106 160399 SH DFND 160399 0 0 LAMF GLOBAL VENTURES CORP I *W EXP 11/05/202 G5338L124 2854 35679 SH DFND 35679 0 0 LDH GROWTH CORP I *W EXP 03/17/202 G54094126 925 42092 SH DFND 42092 0 0 LEVERE HOLDINGS CORP *W EXP 03/09/202 G5462L122 1293 32303 SH DFND 32303 0 0 LHC GROUP INC COM 50187A107 BBG001SH4TR2 2134308 13200 SH DFND 13200 0 0 LIBERTY RES ACQUISITION CORP *W EXP 10/31/202 53118A113 20768 207673 SH DFND 207673 0 0 M3 BRIGADE ACQUISITION II CO *W EXP 03/09/202 553800111 4395 80771 SH DFND 80771 0 0 MACONDRAY CAP ACQUISITN CORP *W EXP 05/31/202 G5853A115 21 70000 SH DFND 70000 0 0 MAGNUM OPUS ACQUISITION LTD *W EXP 03/06/202 G5S70A112 637 26516 SH DFND 26516 0 0 MANCHESTER UTD PLC NEW ORD CL A G5784H106 BBG0035WV5D7 22000 20000 SH Put DFND 20000 0 0 MARBLEGATE ACQUISITION CORP *W EXP 08/31/202 56608A113 1405 35150 SH DFND 35150 0 0 MARLIN TECHNOLOGY CORP *W EXP 01/12/202 G58411110 47 29551 SH DFND 29551 0 0 MAXAR TECHNOLOGIES INC COM 57778K105 BBG00MT6CG16 362386 7004 SH DFND 7004 0 0 MAXPRO CAPITAL ACQUISITN COR *W EXP 09/27/202 57778T114 12683 230600 SH DFND 230600 0 0 MERCURY ECOM ACQUISITION COR *W EXP 07/27/202 589381110 9291 185816 SH DFND 185816 0 0 MINORITY EQUALITY OPPORTUNIT *W EXP 08/26/202 60436Q118 32791 504486 SH DFND 504486 0 0 MOMENTIVE GLOBAL INC COM 60878Y108 BBG00LVGQZM3 103663 14809 SH DFND 14809 0 0 MOMENTIVE GLOBAL INC COM 60878Y108 BBG00LVGQZM3 4500 85000 SH Call DFND 85000 0 0 MONTEREY BIO ACQUISITION COR *W EXP 10/05/202 61240F116 9307 286360 SH DFND 286360 0 0 MSD ACQUISITION CORP *W EXP 03/25/202 G5709C125 2374 30633 SH DFND 30633 0 0 NOBLE ROCK ACQUISITION CORP *W EXP 01/31/202 G6546R119 3520 70247 SH DFND 70247 0 0 NOGIN INC *W EXP 08/26/202 65528N113 2057 105472 SH DFND 105472 0 0 NORTHERN STAR INVEST CORP IV *W EXP 02/25/202 66575B119 470 20196 SH DFND 20196 0 0 NORTHERN STAR INVSTMNT CORP *W EXP 01/31/202 66573W115 2788 43019 SH DFND 43019 0 0 NOVA VISION ACQUISITION CORP *W EXP 12/31/202 G6759A118 4716 174035 SH DFND 174035 0 0 NRG ENERGY INC COM NEW 629377508 BBG001SDD8F0 2204266 69273 SH DFND 69273 0 0 OCA ACQUISITION CORP *W EXP 01/14/202 670865112 1585 160091 SH DFND 160091 0 0 OCEANTECH ACQUISITIONS I COR *W EXP 99/99/999 675507115 2005 51400 SH DFND 51400 0 0 OMNILIT ACQUISITION CORP *W EXP 11/08/202 68218C116 1459 44929 SH DFND 44929 0 0 OPIANT PHARMACEUTICALS INC COM 683750103 BBG001ST4X51 1121443 55298 SH DFND 55298 0 0 OSIRIS ACQUISITION CORP *W EXP 05/01/202 68829A111 2307 56126 SH DFND 56126 0 0 OXBRIDGE ACQUISITION CORP *W EXP 08/04/202 G6855L117 13885 433934 SH DFND 433934 0 0 PEARL HOLDINGS ACQUISITN COR *W EXP 12/15/202 G44525114 1390 19880 SH DFND 19880 0 0 PEPPERLIME HEALTH ACQUSTN CO *W EXP 10/01/202 G70021111 1432 93525 SH DFND 93525 0 0 PERCEPTION CAPITAL CORP II *W EXP 10/25/202 G7007D110 908 45846 SH DFND 45846 0 0 PINE TECHNOLOGY ACQUISITN CO *W EXP 03/31/202 722850112 129 76115 SH DFND 76115 0 0 PIONEER MERGER CORP *W EXP 01/07/202 G7S24C111 51 101601 SH DFND 101601 0 0 PONO CAPITAL CORP *W EXP 09/30/202 732450119 22679 348918 SH DFND 348918 0 0 POWERED BRANDS *W EXP 01/07/202 G7209M116 13 41890 SH DFND 41890 0 0 PRIME IMPACT ACQUISITION I *W EXP 10/01/203 G61074129 7712 387550 SH DFND 387550 0 0 PRIVETERRA ACQUISITION CORP *W EXP 02/28/202 74275N110 3000 65792 SH DFND 65792 0 0 PROGRESS ACQUISITION CORP *W EXP 11/11/202 74327P113 15977 254811 SH DFND 254811 0 0 PROOF ACQUISITION CORP I *W EXP 99/99/999 74349W112 614 20000 SH DFND 20000 0 0 PROSPECTOR CAPITAL CORP *W EXP 01/11/202 G7273A113 1316 76935 SH DFND 76935 0 0 PYROPHYTE ACQUISITION CORP *W EXP 05/03/202 G7308P127 6174 82324 SH DFND 82324 0 0 RMG ACQUISITION CORP III *W EXP 02/08/202 G76088122 1388 46236 SH DFND 46236 0 0 ROSECLIFF ACQUISITION CORP I *W EXP 02/11/202 77732R111 661 22026 SH DFND 22026 0 0 SCION TECH GROWTH II *W EXP 01/28/202 G31070116 321 89253 SH DFND 89253 0 0 SEAPORT CALIBRE MATLS ACQUIS *W EXP 10/28/202 812204113 1050 30003 SH DFND 30003 0 0 SEAPORT GLOBAL ACQUISITION I *W EXP 11/17/202 81221H113 2697 269755 SH DFND 269755 0 0 SENIOR CONNECT ACQUISITN COR *W EXP 12/31/202 81723H116 4786 79635 SH DFND 79635 0 0 SIGNIFY HEALTH INC CL A COM 82671G100 BBG00YZ6JB44 30150 33500 SH Put DFND 33500 0 0 SILICON MOTION TECHNOLOGY CO SPONSORED ADR 82706C108 BBG001SP0YQ8 23008410 354030 SH DFND 354030 0 0 SILVER SPIKE ACQUISITN CORP *W EXP 02/26/202 G8201H113 795 26500 SH DFND 26500 0 0 SPIRIT AIRLS INC COM 848577102 BBG001S70KL3 7284273 373936 SH DFND 373936 0 0 SPREE ACQUISITION CORP 1 LTD *W EXP 12/22/202 G83745128 3634 90185 SH DFND 90185 0 0 SPRINGBIG HOLDINGS INC *W EXP 06/14/202 85021Q116 395 18700 SH DFND 18700 0 0 SPRINGWATER SPL SITUATIONS C *W EXP 12/01/202 85205U115 552 27607 SH DFND 27607 0 0 STONEBRIDGE ACQUISITION CORP *W EXP 03/31/202 G85094129 4831 186532 SH DFND 186532 0 0 STORE CAP CORP COM 862121100 BBG00265T6X6 6339961 197753 SH DFND 197753 0 0 STRATIM CLOUD ACQUISITION CO *W EXP 03/05/202 86309R115 939 93910 SH DFND 93910 0 0 SWIFTMERGE ACQUISITION CORP *W EXP 12/13/202 G63836111 1427 19440 SH DFND 19440 0 0 TAILWIND ACQUISITION CORP *W EXP 09/07/202 87403Q110 10990 157002 SH DFND 157002 0 0 TALON 1 ACQUISITION CORP *W EXP 07/30/202 G86656116 2330 116500 SH DFND 116500 0 0 TB SA ACQUISITION CORP *W EXP 03/25/202 G8657L121 1770 58031 SH DFND 58031 0 0 TECH AND ENERGY TRANSITION *W EXP 03/31/202 87823R110 9451 285529 SH DFND 285529 0 0 TECHNOLOGY & TELECOM ACQ COR *W EXP 04/15/202 G87119114 903 30000 SH DFND 30000 0 0 TEGNA INC COM 87901J105 BBG001S5RHD4 673482 31783 SH DFND 31783 0 0 TG VENTURE ACQUISITION CORP *W EXP 08/15/202 87251T117 4989 83154 SH DFND 83154 0 0 THE GROWTH FOR GOOD ACQU COR *W EXP 11/12/202 G41522114 1107 29080 SH DFND 29080 0 0 THRIVE ACQUISITION CORPORATI *W EXP 10/31/202 G7158C119 304 30000 SH DFND 30000 0 0 TKB CRITICAL TECHNOLOGIES 1 *W EXP 10/20/202 G88935120 1194 55000 SH DFND 55000 0 0 TLGY ACQUISITION CORPORATION *W EXP 11/09/202 G8656T125 1065 57299 SH DFND 57299 0 0 TOWER SEMICONDUCTOR LTD SHS NEW M87915274 BBG001S68BK8 21299457 493043 SH DFND 493043 0 0 TOWER SEMICONDUCTOR LTD SHS NEW M87915274 BBG001S68BK8 78316 16100 SH Put DFND 16100 0 0 TRINE II ACQUISITION CORP *W EXP 99/99/999 G9059F118 10785 134980 SH DFND 134980 0 0 TWELVE SEAS INVESTMENT CO II *W EXP 03/02/202 90118T114 3334 211006 SH DFND 211006 0 0 TZP STRATEGIES ACQUISTN CORP *W EXP 01/06/202 G91595119 9917 404813 SH DFND 404813 0 0 VMWARE INC CL A COM 928563402 BBG001S6TFZ0 10056131 81917 SH DFND 81917 0 0 VPC IMPACT ACQUISITION HLDG *W EXP 03/05/202 G9460L118 332 27197 SH DFND 27197 0 0 WILLIAMS ROWLAND ACQUISITION *W EXP 12/11/202 96951B110 26408 585535 SH DFND 585535 0 0 WINVEST ACQUISITION CORP *W EXP 08/09/202 97655B117 7308 429847 SH DFND 429847 0 0 WORLD QUANTUM GROWTH ACQUISI *W EXP 08/04/202 G5596W127 249 24900 SH DFND 24900 0 0 WORLDWIDE WEBB ACQUISITION C *W EXP 10/20/202 G97775111 1158 38489 SH DFND 38489 0 0 XPAC ACQUISITION CORP *W EXP 99/99/999 G9831X122 14225 87916 SH DFND 87916 0 0 YAMANA GOLD INC COM 98462Y100 BBG001S7X4Y9 166500 30000 SH DFND 30000 0 0