Chief Compliance Officer

0001085146-22-000839.txt : 20220211 0001085146-22-000839.hdr.sgml : 20220211 20220211115445 ACCESSION NUMBER: 0001085146-22-000839 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220211 DATE AS OF CHANGE: 20220211 EFFECTIVENESS DATE: 20220211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAMIUS ADVISORS LLC CENTRAL INDEX KEY: 0001275893 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10674 FILM NUMBER: 22618210 BUSINESS ADDRESS: STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122014829 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001275893 XXXXXXXX 12-31-2021 12-31-2021 false RAMIUS ADVISORS LLC

599 LEXINGTON AVENUE, 20TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-10674 N Andrea J.S. Sayago Chief Compliance Officer 212-201-4829 /s/ Andrea J.S. Sayago New York NY 02-11-2022 0 361 285274 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 26 CAPITAL ACQUISITION CORP COM CL A 90138P100 5800 588834 SH DFND 588834 0 0 ACCRETION ACQUISITION CORP *W EXP 03/01/202 00438Y115 87 218800 SH DFND 218800 0 0 ACHARI VENTURES HLDGS CORP I *W EXP 01/01/202 00444X119 148 447040 SH DFND 447040 0 0 ADVANCED MERGER PARTNERS INC UNIT 99/99/9999 00777J208 117 11786 SH DFND 11786 0 0 AEQUI ACQUISITION CORP *W EXP 11/30/202 00775W110 84 156927 SH DFND 156927 0 0 AESTHER HEALTHCARE ACQSTN CO *W EXP 09/14/202 00809L114 40 84915 SH DFND 84915 0 0 AF ACQUISITION CORP *W EXP 03/23/202 001040112 66 111519 SH DFND 111519 0 0 AF ACQUISITION CORP UNIT 03/23/2028 001040203 199 20000 SH DFND 20000 0 0 AFTERNEXT HEALTHTECH ACQUISI *W EXP 99/99/999 G01109126 39 56447 SH DFND 56447 0 0 AGILE GROWTH CORP UNIT 03/09/2026 G01202129 589 59354 SH DFND 59354 0 0 AGRICO ACQUISITION CORP *W EXP 03/31/202 G41089114 76 168727 SH DFND 168727 0 0 AHREN ACQUISITION CORP UNIT 12/09/2026 G01322117 206 20600 SH DFND 20600 0 0 ALBERTON ACQUISITION CORP *W EXP 04/26/202 G35006124 4 21502 SH DFND 21502 0 0 ALPHA CAPITAL ACQUISITION CO CL A ORD SHS G0316P130 120 12175 SH DFND 12175 0 0 ALPHA PARTNERS TECH MERGR CO *W EXP 03/31/202 G63290103 43 65758 SH DFND 65758 0 0 ALTENERGY ACQUISITION CORP UNIT 10/29/2026 02157M207 403 39977 SH DFND 39977 0 0 ALTIMAR ACQUISITION CORP III *W EXP 08/03/202 G0370U116 24 26250 SH DFND 26250 0 0 AMERICAS TECHNOLOGY ACQSN CO *W EXP 12/31/202 G0404A110 5 10873 SH DFND 10873 0 0 ANGEL POND HOLDINGS CORP UNIT 99/99/9999 G0447J110 232 23460 SH DFND 23460 0 0 ANTHEMIS DIGITAL ACQUISITION UNIT 10/18/2026 G03959122 1086 107237 SH DFND 107237 0 0 AP ACQUISITION CORP UNIT 99/99/9999 G04058122 695 68600 SH DFND 68600 0 0 APX ACQUISITION CORP I UNIT 12/07/2026 G0440J117 109 10800 SH DFND 10800 0 0 ARBOR RAPHA CAP BIOHLDS CORP UNIT 10/31/2028 03881F203 2645 260600 SH DFND 260600 0 0 ARCTOS NORTHSTAR ACQUIS CORP *W EXP 99/99/999 G0477L126 68 89913 SH DFND 89913 0 0 ARCTOS NORTHSTAR ACQUIS CORP UNIT 99/99/9999 G0477L118 561 56110 SH DFND 56110 0 0 ARENA PHARMACEUTICALS INC COM NEW 040047607 15035 161770 SH DFND 161770 0 0 ARMADA ACQUISITION CORP I *W EXP 08/13/202 04208V111 9 16531 SH DFND 16531 0 0 ARMADA ACQUISITION CORP I COM 04208V103 1158 118329 SH DFND 118329 0 0 ARROWROOT ACQUISITION CORP *W EXP 03/02/202 04282M110 85 158102 SH DFND 158102 0 0 ARTEMIS STRATEGIC INVT CORP *W EXP 09/30/202 04303A111 25 50000 SH DFND 50000 0 0 ASTREA ACQUISITION CORP *W EXP 01/28/202 04637C114 91 178458 SH DFND 178458 0 0 ASTREA ACQUISITION CORP COM CL A 04637C106 346 35052 SH DFND 35052 0 0 ATHENA CONSUMER ACQ CORP UNIT 99/99/9999 04684M205 102 10000 SH DFND 10000 0 0 ATHLON ACQUISITION CORP *W EXP 01/12/202 04748A114 335 558461 SH DFND 558461 0 0 ATLANTIC AVE ACQUISITION COR *W EXP 10/06/202 04906P119 223 446616 SH DFND 446616 0 0 ATLANTIC COASTAL ACQUISTN CO CLASS A COM 048453104 1019 104427 SH DFND 104427 0 0 AUSTERLITZ ACQUISITION CORP *W EXP 02/19/202 G0633D125 32 30100 SH DFND 30100 0 0 AUSTERLITZ ACQUISITION CORP *W EXP 02/19/202 G0633U127 588 601198 SH DFND 601198 0 0 AUSTERLITZ ACQUISITION CORP COM CL A G0633U101 892 91799 SH DFND 91799 0 0 AUSTERLITZ ACQUISITION CORP SHS CL A G0633D109 255 26300 SH DFND 26300 0 0 AUTHENTIC EQUITY ACQUISTN CO *W EXP 01/20/202 G06607124 239 443434 SH DFND 443434 0 0 AVALON ACQUISITION INC *W EXP 12/31/202 05338E119 193 494762 SH DFND 494762 0 0 AVANTI ACQUISITION CORP *W EXP 99/99/999 G0682V125 20 34468 SH DFND 34468 0 0 BANNIX ACQUISITION CORP *W EXP 07/31/202 066644113 217 462420 SH DFND 462420 0 0 BELONG ACQUISITION CORP *W EXP 03/23/202 08069M110 11 20000 SH DFND 20000 0 0 BELONG ACQUISITION CORP UNIT 03/23/2026 08069M201 100 10000 SH DFND 10000 0 0 BERENSON ACQUISITION CORP I UNIT 99/99/9999 083690206 594 60100 SH DFND 60100 0 0 BIOPLUS ACQUISITION CORP UNIT 12/02/2026 G11217109 3968 396766 SH DFND 396766 0 0 BIOTECH ACQUISITION COMPANY *W EXP 11/30/202 G1125A116 299 452674 SH DFND 452674 0 0 BIOTECH ACQUISITION COMPANY CL A SHS G1125A108 984 100000 SH DFND 100000 0 0 BITE ACQUISITION CORP *W EXP 02/12/203 09175K113 127 246119 SH DFND 246119 0 0 BLOCKCHAIN COINVSTRS ACQ CRP UNIT 09/01/2026 G11765123 407 40300 SH DFND 40300 0 0 BLUE OCEAN ACQUISITION CORP UNIT 12/02/2026 G1330L113 3299 330200 SH DFND 330200 0 0 BLUERIVER ACQUISITION CORP *W EXP 01/04/202 G1261Q115 32 52936 SH DFND 52936 0 0 BOA ACQUISITION CORP *W EXP 02/22/202 05601A117 134 253355 SH DFND 253355 0 0 BOA ACQUISITION CORP UNIT 99/99/9999 05601A208 561 56000 SH DFND 56000 0 0 BUILD ACQUISITION CORP *W EXP 03/15/202 12008J113 103 149199 SH DFND 149199 0 0 BUILD ACQUISITION CORP UNIT 99/99/9999 12008J204 109 11052 SH DFND 11052 0 0 BULLPEN PARLAY ACQUISITION C UNIT 12/03/2026 G1792A126 1251 125000 SH DFND 125000 0 0 BYTE ACQUISITION CORP *W EXP 03/18/202 G1R25Q113 24 45809 SH DFND 45809 0 0 CACTUS ACQUISITION CORP 1 LT UNIT 08/17/2028 G1745A116 266 26302 SH DFND 26302 0 0 CARNEY TECHNOLOGY ACQU CORP *W EXP 11/30/202 143636116 45 65279 SH DFND 65279 0 0 CASPER SLEEP INC COM 147626105 840 125700 SH DFND 125700 0 0 CATCHA INVESTMENT CORP *W EXP 99/99/999 G1962Y110 58 100500 SH DFND 100500 0 0 CATCHA INVESTMENT CORP UNIT 99/99/9999 G1962Y128 138 13900 SH DFND 13900 0 0 CENAQ ENERGY CORP *W EXP 02/04/202 15130M110 487 1159770 SH DFND 1159770 0 0 CF ACQUISITION CORP VII UNIT 03/16/2028 12521H206 347 34210 SH DFND 34210 0 0 CHANGE HEALTHCARE INC COM 15912K100 1 12500 SH Put DFND 12500 0 0 CHARDAN NEXTECH ACQUISITION *W EXP 07/29/202 159561117 83 134820 SH DFND 134820 0 0 CHURCHILL CAPITAL CORP V *W EXP 10/29/202 17144T115 123 125437 SH DFND 125437 0 0 CHURCHILL CAPITAL CORP VII *W EXP 02/29/202 17144M110 314 314204 SH DFND 314204 0 0 CHW ACQUISITION CORPORATION *W EXP 09/01/202 G2254A125 194 390362 SH DFND 390362 0 0 CIIG CAPITAL PARTNERS II INC *W EXP 02/28/202 12561U117 226 271821 SH DFND 271821 0 0 CIIG CAPITAL PARTNERS II INC COM CL A 12561U109 3271 331418 SH DFND 331418 0 0 CLARIM ACQUISITION CORP *W EXP 01/05/202 18049C116 159 252135 SH DFND 252135 0 0 CLARIM ACQUISITION CORP COM CL A 18049C108 268 27471 SH DFND 27471 0 0 CLASS ACCELERATION CORP *W EXP 03/31/202 18274B114 59 116640 SH DFND 116640 0 0 CLEANTECH ACQUISITION CORP *W EXP 07/30/202 18453L115 147 244300 SH DFND 244300 0 0 COHN ROBBINS HOLDINGS CORP *W EXP 08/28/202 G23726113 83 103888 SH DFND 103888 0 0 COLICITY INC UNIT 02/24/2026 194170205 424 42654 SH DFND 42654 0 0 COLONNADE ACQUISITION CORP I UNIT 99/99/9999 G2284B127 407 41219 SH DFND 41219 0 0 CONCORD ACQUISITION CORP III UNIT 99/99/9999 20607V205 221 21650 SH DFND 21650 0 0 CONSTELLATION ACQUISITN CORP *W EXP 01/29/202 G2R18K113 139 220348 SH DFND 220348 0 0 COVA ACQUISITION CORP *W EXP 02/05/202 G2554Y120 249 503665 SH DFND 503665 0 0 CRESCERA CAP ACQUISITION COR UNIT 11/18/2026 G26507122 602 60000 SH DFND 60000 0 0 CROWN PROPTECH ACQUISITIONS SHS CL A G25741102 1928 194738 SH DFND 194738 0 0 CRYPTO 1 ACQUISITION CORP UNIT 04/30/2028 G3168A128 1553 153788 SH DFND 153788 0 0 CYRUSONE INC COM 23283R100 16842 187716 SH DFND 187716 0 0 D AND Z MEDIA ACQUISITION CO *W EXP 01/27/202 23305Q114 51 87781 SH DFND 87781 0 0 DATA KNIGHTS ACQUISITION COR *W EXP 11/11/202 237699111 78 194225 SH DFND 194225 0 0 DEEP LAKE CAPITAL ACQUSTN CO *W EXP 01/04/202 G27029118 31 50832 SH DFND 50832 0 0 DELWINDS INS ACQUISITION COR *W EXP 08/01/202 24803C110 146 295495 SH DFND 295495 0 0 DHB CAPITAL CORP *W EXP 03/31/202 23291W117 24 36910 SH DFND 36910 0 0 DHB CAPITAL CORP UNIT 03/31/2028 23291W208 944 95492 SH DFND 95492 0 0 DHC ACQUISITION CORP *W EXP 02/25/202 G2758T117 90 178109 SH DFND 178109 0 0 DHC ACQUISITION CORP UNIT 02/25/2026 G2758T125 98 10000 SH DFND 10000 0 0 DIAMONDHEAD HOLDINGS CORP *W EXP 01/28/202 25278L113 40 67723 SH DFND 67723 0 0 DIAMONDHEAD HOLDINGS CORP UNIT 01/21/2026 25278L204 701 71103 SH DFND 71103 0 0 DIGITAL HEALTH ACQUISITION C UNIT 11/02/2026 253893200 163 15900 SH DFND 15900 0 0 DIGITAL TRANSFORMATN OPT COR *W EXP 03/31/202 25401K115 139 210603 SH DFND 210603 0 0 DIGITAL TRANSFORMATN OPT COR UNIT 03/31/2028 25401K206 273 27500 SH DFND 27500 0 0 DISRUPTIVE ACQUISITION CORP *W EXP 03/06/202 G2770Y128 12 15755 SH DFND 15755 0 0 DONNELLEY R R & SONS CO COM 257867200 253 22500 SH DFND 22500 0 0 DTRT HEALTH ACQUISITION CORP *W EXP 08/31/202 23344T111 33 70000 SH DFND 70000 0 0 DUNE ACQUISITION CORP *W EXP 10/29/202 265334110 42 86315 SH DFND 86315 0 0 DUNE ACQUISITION CORP COM CL A 265334102 152 15327 SH DFND 15327 0 0 E MERGE TECHNOLOGY ACQUISITI *W EXP 07/30/202 26873Y112 147 263252 SH DFND 263252 0 0 EAST RES ACQUISITION CO *W EXP 07/01/202 274681113 231 434309 SH DFND 434309 0 0 ECP ENVIRONMENTAL GW OPT COR COM CL A 26829T100 305 30901 SH DFND 30901 0 0 EDIFY ACQUISITION CORP *W EXP 11/25/202 28059Q111 101 203293 SH DFND 203293 0 0 EG ACQUISITION CORP UNIT 99/99/9999 26846A209 446 45000 SH DFND 45000 0 0 EMPOWERMENT & INCLUSION CAPI *W EXP 01/12/202 29248N118 106 212663 SH DFND 212663 0 0 ENERGEM CORP UNIT 11/15/2026 G30449113 412 40619 SH DFND 40619 0 0 ENTERPRISE 4.0 TEC ACQSTN CO UNIT 10/14/2026 G3137C122 103 10205 SH DFND 10205 0 0 EQ HEALTH ACQUISITION CORP *W EXP 02/02/202 26886A119 57 109294 SH DFND 109294 0 0 EQ HEALTH ACQUISITION CORP UNIT 02/02/2028 26886A200 1766 175169 SH DFND 175169 0 0 ESGEN ACQUISITION CORP UNIT 10/18/2026 G3R95N129 304 30000 SH DFND 30000 0 0 EVE MOBILITY ACQUISITION COR UNIT 99/99/9999 G3218G125 100 10000 SH DFND 10000 0 0 EVO ACQUISITION CORP *W EXP 01/04/202 30052G116 7 14170 SH DFND 14170 0 0 EVO ACQUISITION CORP UNIT 99/99/9999 30052G207 709 71522 SH DFND 71522 0 0 EXCELFIN ACQUISITION CORP UNIT 10/25/2028 30069X201 1205 118755 SH DFND 118755 0 0 EXECUTIVE NETWORK PARTNERING *W EXP 09/25/202 30158L118 48 70758 SH DFND 70758 0 0 FERRO CORP COM 315405100 1820 83378 SH DFND 83378 0 0 FINNOVATE ACQUISITION CORP *W EXP 99/99/999 G3R34K111 27 70838 SH DFND 70838 0 0 FINNOVATE ACQUISITION CORP UNIT 09/23/2026 G3R34K129 3516 347421 SH DFND 347421 0 0 FINSERV ACQUISITION CORP II UNIT 02/17/2026 31809Y202 199 20194 SH DFND 20194 0 0 FINTECH EVOLUTION ACQUIS GRO *W EXP 03/31/202 G3R19A120 31 51547 SH DFND 51547 0 0 FINTECH EVOLUTION ACQUIS GRO SHS CL A G3R19A104 1212 124727 SH DFND 124727 0 0 FIRSTMARK HORIZON ACQUISITIO CL A COM 33765Y101 293 29592 SH DFND 29592 0 0 FLAGSTAR BANCORP INC COM PAR .001 337930705 436 9105 SH DFND 9105 0 0 FOCUS IMPACT ACQUISITION COR UNIT 10/28/2026 34417L208 1644 163608 SH DFND 163608 0 0 FOREST ROAD ACQUISITION COR *W EXP 01/15/202 34619V111 11 13998 SH DFND 13998 0 0 FORTISTAR SUSTAINABLE SOL CO *W EXP 01/14/202 34962M114 169 276466 SH DFND 276466 0 0 FORTRESS VALUE ACQUISI CORP UNIT 03/31/2028 34964K207 907 90900 SH DFND 90900 0 0 FREEDOM ACQUISITION I CORP *W EXP 99/99/999 G3663X128 74 130203 SH DFND 130203 0 0 FRONTIER INVESTMENT CORP UNIT 06/29/2026 G36816117 98 10000 SH DFND 10000 0 0 FUSION ACQUISITION CORP II *W EXP 02/29/202 36118N110 162 270107 SH DFND 270107 0 0 G SQUARED ASCEND II INC *W EXP 12/31/202 G42041122 20 33333 SH DFND 33333 0 0 G&P ACQUISITION CORP *W EXP 02/28/202 36146G111 119 216893 SH DFND 216893 0 0 G&P ACQUISITION CORP COM CL A 36146G103 2018 205680 SH DFND 205680 0 0 GALATA ACQUISITION CORP *W EXP 99/99/999 G3R23A116 6 11800 SH DFND 11800 0 0 GAMING & HOSPITALITY ACQU CO *W EXP 02/04/202 364681114 21 34304 SH DFND 34304 0 0 GAMING & HOSPITALITY ACQU CO UNIT 02/04/2028 364681205 448 45132 SH DFND 45132 0 0 GENESIS GRWT TECH ACQUSTN CO UNIT 99/99/9999 G3R23D110 1005 100000 SH DFND 100000 0 0 GIGCAPITAL 5 INC *W EXP 99/99/999 37519U117 265 506941 SH DFND 506941 0 0 GLADSTONE ACQUISITION CORP *W EXP 04/01/202 37653T116 50 99300 SH DFND 99300 0 0 GLOBAL CONSUMER ACQUISITN CO *W EXP 05/21/202 37892B116 281 468788 SH DFND 468788 0 0 GLOBAL PARTNER ACQISTN CORP UNIT 01/06/2026 G3934P110 824 83659 SH DFND 83659 0 0 GLOBAL SPAC PARTNERS CO *W EXP 11/30/202 G3934K111 111 229308 SH DFND 229308 0 0 GLOBAL SYNERGY ACQUISIT CORP *W EXP 99/99/999 G3934J122 90 180247 SH DFND 180247 0 0 GLOBAL TECHNOLGY ACQSTN CORP UNIT 10/19/2026 G3934N123 106 10488 SH DFND 10488 0 0 GO ACQUISITION CORP *W EXP 08/31/202 362019119 107 162215 SH DFND 162215 0 0 GOAL ACQUISITIONS CORP *W EXP 02/11/202 38021H115 428 783324 SH DFND 783324 0 0 GOGREEN INVESTMENTS CORP *W EXP 05/31/202 G9461B119 5 10000 SH DFND 10000 0 0 GOGREEN INVESTMENTS CORP UNIT 99/99/9999 G9461B127 253 25000 SH DFND 25000 0 0 GOLDEN ARROW MERGER CORP *W EXP 07/31/202 380799114 21 42308 SH DFND 42308 0 0 GOLDEN ARROW MERGER CORP UNIT 07/31/2026 380799205 392 40000 SH DFND 40000 0 0 GOLDEN FALCON ACQUISITION CO *W EXP 11/04/202 38102H117 62 98349 SH DFND 98349 0 0 GORES TECHNOLOGY PARTNERS II CLASS A COM 38287L107 325 32786 SH DFND 32786 0 0 GROWTH CAP ACQUISITION CORP *W EXP 06/01/202 39986V115 32 35886 SH DFND 35886 0 0 GX ACQUISITION CORP II *W EXP 03/17/202 36260F113 106 202785 SH DFND 202785 0 0 GX ACQUISITION CORP II UNIT 03/17/2026 36260F204 351 35594 SH DFND 35594 0 0 HEALTHCARE AI ACQUISITION CO UNIT 12/07/2026 G4373K125 100 10000 SH DFND 10000 0 0 HEALTHCARE CAPITAL CORP COM CL A 42228C101 115 11758 SH DFND 11758 0 0 HEALTHCARE SERVICES ACQU COR *W EXP 99/99/999 42227K112 75 143662 SH DFND 143662 0 0 HEALTHWELL ACQUISITION CORP *W EXP 08/05/202 42227R117 30 50489 SH DFND 50489 0 0 HENNESSY CAPITAL INVST CORP UNIT 99/99/9999 42600H207 100 10000 SH DFND 10000 0 0 HH&L ACQUISITION CO *W EXP 02/04/202 G39714129 141 252119 SH DFND 252119 0 0 HH&L ACQUISITION CO UNIT 99/99/9999 G39714111 199 20000 SH DFND 20000 0 0 HOWARD BANCORP INC COM 442496105 277 12718 SH DFND 12718 0 0 HPX CORP *W EXP 07/14/202 G32219126 169 313409 SH DFND 313409 0 0 HUMANCO ACQUISITION CORP *W EXP 99/99/999 44487N117 38 50034 SH DFND 50034 0 0 ICONIC SPORTS ACQUISITION CO UNIT 99/99/9999 G4712C123 455 45000 SH DFND 45000 0 0 IHS MARKIT LTD SHS G47567105 11114 83617 SH DFND 83617 0 0 INDUSTRIAL HUMAN CAPITAL INC *W EXP 11/27/202 45617P112 53 140559 SH DFND 140559 0 0 INFLECTION POINT ACQUSTN COR UNIT 09/21/2026 G47874105 1133 113500 SH DFND 113500 0 0 INNOVATIVE INTL ACQUSITIN CO UNIT 10/26/2026 G4809M117 706 70161 SH DFND 70161 0 0 INSIGHT ACQUISITION CORP UNIT 99/99/9999 45784L209 452 45290 SH DFND 45290 0 0 INTEGRAL ACQUISITION CORP 1 UNIT 05/31/2028 45827K200 201 20000 SH DFND 20000 0 0 INTERNATIONAL MEDIA ACQUISIT *W EXP 07/21/202 459867115 151 458726 SH DFND 458726 0 0 INTERPRIVATE II ACQUISITION UNIT 99/99/9999 46064Q207 333 33668 SH DFND 33668 0 0 INTERPRIVATE IV INFRATECH PR UNIT 03/05/2026 46064T201 517 52525 SH DFND 52525 0 0 INTERSECT ENT INC COM 46071F103 7335 268592 SH DFND 268592 0 0 INVESTORS BANCORP INC NEW COM 46146L101 7707 508712 SH DFND 508712 0 0 ISLEWORTH HEALTHCARE ACQU CO *W EXP 08/02/202 46468P110 152 306359 SH DFND 306359 0 0 ITHAX ACQUISITION CORP *W EXP 02/01/202 G49775128 284 525191 SH DFND 525191 0 0 ITHAX ACQUISITION CORP CL A SHS G49775102 1452 147843 SH DFND 147843 0 0 ITIQUIRA ACQUISITION CORP *W EXP 02/03/202 G49773115 11 21443 SH DFND 21443 0 0 JACK CREEK INVESTMENT CORP *W EXP 10/01/202 G4989X123 194 359402 SH DFND 359402 0 0 JAWS MUSTANG ACQUISITION COR *W EXP 01/30/202 G50737124 10 10000 SH DFND 10000 0 0 JOFF FINTECH ACQUISITION COR *W EXP 02/04/202 46592C118 11 16129 SH DFND 16129 0 0 JUNIPER II CORP UNIT 99/99/9999 48203N202 386 37863 SH DFND 37863 0 0 KADEM SUSTAINABLE IMPACT COR *W EXP 03/16/202 48284E113 58 107445 SH DFND 107445 0 0 KAIROS ACQUISITION CORP *W EXP 11/30/202 G52110106 232 477413 SH DFND 477413 0 0 KERNEL GROUP HOLDINGS INC *W EXP 02/02/202 G5259L129 118 226135 SH DFND 226135 0 0 KINS TECHNOLOGY GROUP INC *W EXP 10/14/202 49714K117 31 66003 SH DFND 66003 0 0 KISMET ACQUISITION THREE COR *W EXP 06/30/202 G5276C102 53 105734 SH DFND 105734 0 0 KISMET ACQUISITION THREE COR CL A SHARES G5276C110 1249 128894 SH DFND 128894 0 0 KISMET ACQUISITION TWO CORP *W EXP 06/30/202 G52807115 69 138325 SH DFND 138325 0 0 KISMET ACQUISITION TWO CORP UNIT 99/99/9999 G52807123 289 29193 SH DFND 29193 0 0 KKR ACQUISITION HOLDING I CO *W EXP 99/99/999 48253T117 216 216470 SH DFND 216470 0 0 KL ACQUISITION CORP *W EXP 01/12/202 49837C117 6 11021 SH DFND 11021 0 0 L CATTERTON ASIA ACQUISITION *W EXP 03/08/202 G5346G117 127 160599 SH DFND 160599 0 0 L&F ACQUISITION CORP *W EXP 05/23/202 G53702117 18 25574 SH DFND 25574 0 0 LAMF GLOBAL VENTURES CORP I UNIT 11/05/2026 G5338L116 1160 115500 SH DFND 115500 0 0 LAVA MEDTECH ACQUISITION COR UNIT 10/21/2026 519345201 854 84749 SH DFND 84749 0 0 LDH GROWTH CORP I *W EXP 03/17/202 G54094126 36 47092 SH DFND 47092 0 0 LEAD EDGE GROWTH OPRTUNTS LT *W EXP 04/01/202 G54085116 7 10000 SH DFND 10000 0 0 LEO HLDGS CORP II *W EXP 01/07/202 G5463R128 198 341501 SH DFND 341501 0 0 LEO HLDGS CORP II UNIT 99/99/9999 G5463R110 101 10100 SH DFND 10100 0 0 LIBERTY RES ACQUISITION CORP UNIT 10/31/2028 53118A204 1290 125500 SH DFND 125500 0 0 LMF ACQUISITION OPPORTUNIT I *W EXP 01/26/202 502015118 19 44505 SH DFND 44505 0 0 LONGVIEW ACQUISITION CORP II COM CL A 54319Q105 642 65198 SH DFND 65198 0 0 MACONDRAY CAP ACQUISITN CORP *W EXP 05/31/202 G5853A115 40 70000 SH DFND 70000 0 0 MAQUIA CAPITAL ACQUISITION C *W EXP 05/05/202 56564V119 15 31039 SH DFND 31039 0 0 MARBLEGATE ACQUISITION CORP UNIT 08/31/2028 56608A204 908 90300 SH DFND 90300 0 0 MASON INDUSTRIAL TECHNOLGY I *W EXP 99/99/999 57520Y114 61 92226 SH DFND 92226 0 0 MAXPRO CAPITAL ACQUISITN COR *W EXP 09/27/202 57778T114 171 428201 SH DFND 428201 0 0 MCAFEE CORP COM CL A 579063108 402 15597 SH DFND 15597 0 0 MCLAREN TECHNOLOGY ACQ CORP UNIT 11/01/2026 58176U208 548 54542 SH DFND 54542 0 0 MDH ACQUISITION CORP *W EXP 02/02/202 55283P114 5 11008 SH DFND 11008 0 0 MDH ACQUISITION CORP COM CL A 55283P106 312 31874 SH DFND 31874 0 0 MERCURY ECOM ACQUISITION COR *W EXP 07/27/202 589381110 87 196567 SH DFND 196567 0 0 MINORITY EQUALITY OPPORTUNIT *W EXP 08/26/202 60436Q118 308 733218 SH DFND 733218 0 0 MISSION ADVANCEMENT CORP *W EXP 03/05/202 60501L119 597 1170915 SH DFND 1170915 0 0 MISSION ADVANCEMENT CORP CL A 60501L101 1030 105888 SH DFND 105888 0 0 MOMENTIVE GLOBAL INC COM 60878Y108 3050 144212 SH DFND 144212 0 0 MONTEREY BIO ACQUISITION COR *W EXP 10/05/202 61240F116 112 286600 SH DFND 286600 0 0 MONUMENT CIRCLE ACQUISITN CO *W EXP 01/14/202 61531M119 277 544219 SH DFND 544219 0 0 MOTIVE CAPITAL CORP II UNIT 99/99/9999 G6293R122 299 30000 SH DFND 30000 0 0 MUDRICK CAPITAL ACQU CORP II *W EXP 09/10/202 62477L115 115 148750 SH DFND 148750 0 0 NABORS ENERGY TRANSITION COR UNIT 99/99/9999 629567207 102 10000 SH DFND 10000 0 0 NEOPHOTONICS CORP COM 64051T100 3456 224842 SH DFND 224842 0 0 NIGHTDRAGON ACQUISITION CORP *W EXP 02/26/202 65413D113 65 74547 SH DFND 74547 0 0 NIGHTDRAGON ACQUISITION CORP UNIT 02/26/20266 65413D204 112 11331 SH DFND 11331 0 0 NOBLE ROCK ACQUISITION CORP *W EXP 01/31/202 G6546R119 39 70247 SH DFND 70247 0 0 NOBLE ROCK ACQUISITION CORP CL A SHS G6546R101 1174 120950 SH DFND 120950 0 0 NORTH MOUNTAIN MERGER CORP COM CL A 661204107 222 22522 SH DFND 22522 0 0 NORTHERN LIGHTS ACQUISITN CO *W EXP 11/01/202 66538L113 9 20000 SH DFND 20000 0 0 NORTHERN STAR INVEST CORP IV UNIT 02/25/2028 66575B200 466 47029 SH DFND 47029 0 0 NORTHERN STAR INVSTMNT CORP *W EXP 01/31/202 66573W115 27 43019 SH DFND 43019 0 0 NOVA VISION ACQUISITION CORP *W EXP 12/31/202 G6759A118 63 174035 SH DFND 174035 0 0 NUANCE COMMUNICATIONS INC COM 67020Y100 39979 722684 SH DFND 722684 0 0 OCA ACQUISITION CORP *W EXP 01/14/202 670865112 86 178841 SH DFND 178841 0 0 OCEANTECH ACQUISITIONS I COR *W EXP 99/99/999 675507115 48 103793 SH DFND 103793 0 0 OMNILIT ACQUISITION CORP UNIT 11/08/2026 68218C207 108 10805 SH DFND 10805 0 0 ONE EQUITY PARTNERS OPEN WTR *W EXP 01/14/202 68237L113 204 361733 SH DFND 361733 0 0 ONE EQUITY PARTNERS OPEN WTR UNIT 01/14/2026 68237L204 99 10000 SH DFND 10000 0 0 ONYX ACQUISITION CO I UNIT 11/30/2028 G6755Q125 444 43717 SH DFND 43717 0 0 OPY ACQUISITION CORP I UNIT 09/22/2026 671005205 300 30000 SH DFND 30000 0 0 ORION ACQUISITION CORP *W EXP 02/19/202 68626A116 40 61139 SH DFND 61139 0 0 ORION ACQUISITION CORP UNIT 02/19/2026 68626A207 168 17096 SH DFND 17096 0 0 ORTHO CLINICAL DIAGNOSTICS H ORD SHS G6829J107 624 29155 SH DFND 29155 0 0 OSIRIS ACQUISITION CORP *W EXP 05/01/202 68829A111 58 103626 SH DFND 103626 0 0 OSIRIS ACQUISITION CORP UNIT 99/99/9999 68829A202 148 15000 SH DFND 15000 0 0 OXBRIDGE ACQUISITION CORP *W EXP 08/04/202 G6855L117 178 439517 SH DFND 439517 0 0 OYSTER ENTERPRISES ACQ CORP *W EXP 01/20/202 69242M112 285 620144 SH DFND 620144 0 0 PARABELLUM ACQUISITION CORP *W EXP 99/99/999 69901P117 217 481889 SH DFND 481889 0 0 PARSEC CAPITAL ACQUISITION *W EXP 10/05/202 70184A116 150 375400 SH DFND 375400 0 0 PEARL HOLDINGS ACQUISITN COR UNIT 12/15/2026 G44525122 4080 407968 SH DFND 407968 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 3568 200203 SH DFND 200203 0 0 PEPPERLIME HEALTH ACQUSTN CO *W EXP 10/01/202 G70021111 14 31018 SH DFND 31018 0 0 PEPPERLIME HEALTH ACQUSTN CO UNIT 99/99/9999 G70021129 1313 129014 SH DFND 129014 0 0 PERCEPTION CAPITAL CORP II *W EXP 10/25/202 G7007D110 20 45846 SH DFND 45846 0 0 PERIDOT ACQUISITION CORP II UNIT 99/99/9999 G7008B113 499 50300 SH DFND 50300 0 0 PHOENIX BIOTECH ACQUISITION *W EXP 09/01/202 71902K113 4 10000 SH DFND 10000 0 0 PHOENIX BIOTECH ACQUISITION UNIT 99/99/9999 71902K204 504 50000 SH DFND 50000 0 0 PINE TECHNOLOGY ACQUISITN CO *W EXP 03/31/202 722850112 25 39016 SH DFND 39016 0 0 PINE TECHNOLOGY ACQUISITN CO UNIT 03/31/2028 722850203 1039 102178 SH DFND 102178 0 0 PLUM ACQUISITION CORP I UNIT 03/15/2026 G7134L100 389 39813 SH DFND 39813 0 0 PMV CONSUMER ACQUISITION COR *W EXP 08/31/202 693486110 14 22725 SH DFND 22725 0 0 PONO CAPITAL CORP *W EXP 09/30/202 732450119 195 414083 SH DFND 414083 0 0 POWERED BRANDS *W EXP 01/07/202 G7209M116 26 43891 SH DFND 43891 0 0 PRIME IMPACT ACQUISITION I *W EXP 10/01/203 G61074129 199 368896 SH DFND 368896 0 0 PRIVETERRA ACQUISITION CORP *W EXP 02/28/202 74275N110 35 68879 SH DFND 68879 0 0 PRIVETERRA ACQUISITION CORP UNIT 99/99/9999 74275N201 1222 123473 SH DFND 123473 0 0 PROGRESS ACQUISITION CORP *W EXP 11/11/202 74327P113 148 301756 SH DFND 301756 0 0 PROPERTY SOLUTIONS ACQUISITI *W EXP 03/01/202 74350A116 25 44114 SH DFND 44114 0 0 PROSPECTOR CAPITAL CORP *W EXP 01/01/202 G7273A113 48 76935 SH DFND 76935 0 0 PROVIDENT ACQUISITION CORP *W EXP 01/08/202 G7282L126 83 157541 SH DFND 157541 0 0 PYROPHYTE ACQUISITION CORP UNIT 99/99/9999 G7308P119 1693 166928 SH DFND 166928 0 0 QUIDEL CORP COM 74838J101 456 3379 SH DFND 3379 0 0 RECHARGE ACQUISITION CORP *W EXP 10/05/202 756229118 214 435307 SH DFND 435307 0 0 RIVERVIEW ACQUISITION CORP *W EXP 99/99/999 769395112 33 63250 SH DFND 63250 0 0 ROSE HILL ACQUISITION CORP UNIT 10/07/2026 G7637J115 102 10000 SH DFND 10000 0 0 ROSECLIFF ACQUISITION CORP I COM CL A 77732R103 3896 397105 SH DFND 397105 0 0 RXR ACQUISITION CORP UNIT 01/01/2025 74981W206 268 27052 SH DFND 27052 0 0 SANABY HEALTH ACQUISITION CO *W EXP 07/30/202 79956P110 26 50000 SH DFND 50000 0 0 SANABY HEALTH ACQUISITION CO UNIT 07/30/2028 79956P201 507 50000 SH DFND 50000 0 0 SANDBRIDGE X2 CORP *W EXP 03/11/202 799792114 94 168198 SH DFND 168198 0 0 SANDERSON FARMS INC COM 800013104 6689 35008 SH DFND 35008 0 0 SCIENCE STRATEGIC ACQ ALPHA *W EXP 01/20/202 808641112 40 73779 SH DFND 73779 0 0 SCIENCE STRATEGIC ACQ ALPHA UNIT 01/20/2026 808641203 1382 139921 SH DFND 139921 0 0 SCION TECH GROWTH I *W EXP 11/01/202 G31067112 89 148653 SH DFND 148653 0 0 SCION TECH GROWTH II *W EXP 01/28/202 G31070116 54 89253 SH DFND 89253 0 0 SCP & CO HEALTHCARE ACQUSTN *W EXP 01/27/202 784065112 107 194127 SH DFND 194127 0 0 SCP & CO HEALTHCARE ACQUSTN UNIT 10/27/2025 784065203 392 39036 SH DFND 39036 0 0 SDCL EDGE ACQUISITION CORP UNIT 99/99/9999 G79471119 519 52250 SH DFND 52250 0 0 SEAPORT CALIBRE MATLS ACQUIS UNIT 10/28/2026 812204204 612 61000 SH DFND 61000 0 0 SEAPORT GLOBAL ACQUISITION I *W EXP 11/17/202 81221H113 135 269235 SH DFND 269235 0 0 SEMPER PARATUS ACQUISITION C UNIT 11/04/2026 G8028L123 568 56432 SH DFND 56432 0 0 SENIOR CONNECT ACQUISITN COR *W EXP 12/31/202 81723H116 54 103381 SH DFND 103381 0 0 SHELTER ACQUISITION CORP I *W EXP 02/25/202 822821112 35 64143 SH DFND 64143 0 0 SHOULDERUP TECHNOLOGY ACQUIS UNIT 99/99/9999 82537G203 101 10000 SH DFND 10000 0 0 SILVER CREST ACQUISITION COR *W EXP 12/15/202 G81355128 114 187687 SH DFND 187687 0 0 SKYDECK ACQUISITION CORP UNIT 05/13/2026 G82220107 397 40000 SH DFND 40000 0 0 SLAM CORP *W EXP 02/23/202 G8210L121 78 125000 SH DFND 125000 0 0 SOCIAL LEVERAGE ACQUISN CORP UNIT 99/99/9999 83363K201 296 29608 SH DFND 29608 0 0 SOFTWARE ACQUISITN GRP INC I *W EXP 02/02/202 83407J111 72 124920 SH DFND 124920 0 0 SPARTAN ACQUISITION CORP III COM CL A 84677R106 566 57332 SH DFND 57332 0 0 SPORTS VENTURES ACQUISIN COR *W EXP 11/30/202 G8372A129 69 113891 SH DFND 113891 0 0 SPORTSTEK ACQUISITION CORP *W EXP 02/16/202 849196118 159 268814 SH DFND 268814 0 0 SPREE ACQUISITION CORP 1 LTD UNIT 99/99/9999 G83745110 3080 307716 SH DFND 307716 0 0 SPRINGWATER SPL SITUATIONS C *W EXP 12/01/202 85205U115 14 27807 SH DFND 27807 0 0 STONEBRIDGE ACQUISITION CORP *W EXP 03/31/202 G85094129 39 80135 SH DFND 80135 0 0 STRATIM CLOUD ACQUISITION CO *W EXP 03/05/202 86309R115 52 88920 SH DFND 88920 0 0 STRATIM CLOUD ACQUISITION CO UNIT 03/05/2026 86309R206 147 14973 SH DFND 14973 0 0 SWIFTMERGE ACQUISITION CORP UNIT 12/13/2026 G63836129 348 35000 SH DFND 35000 0 0 TAILWIND ACQUISITION CORP *W EXP 09/07/202 87403Q110 148 284263 SH DFND 284263 0 0 TAILWIND INTERNATNAL ACQ COR *W EXP 03/01/202 G8662F119 286 510006 SH DFND 510006 0 0 TAILWIND INTERNATNAL ACQ COR UNIT 99/99/9999 G8662F127 920 93046 SH DFND 93046 0 0 TALON 1 ACQUISITION CORP UNIT 11/02/2026 G86656124 454 45000 SH DFND 45000 0 0 TARGET GLOBAL ACQUISI I CORP UNIT 99/99/9999 G8675N117 227 22800 SH DFND 22800 0 0 TASTEMAKER ACQUISITION CORP *W EXP 01/07/202 876545112 15 29970 SH DFND 29970 0 0 TB SA ACQUISITION CORP *W EXP 03/25/202 G8657L121 9 17593 SH DFND 17593 0 0 TB SA ACQUISITION CORP UNIT 03/25/2028 G8657L113 1201 121318 SH DFND 121318 0 0 TCW SPECIAL PURPOSE ACQU COR *W EXP 99/99/999 87301L114 28 46417 SH DFND 46417 0 0 TECH AND ENERGY TRANSITION *W EXP 03/31/202 87823R110 175 250498 SH DFND 250498 0 0 TECH AND ENERGY TRANSITION UNIT 03/31/2028 87823R201 284 28640 SH DFND 28640 0 0 TEGNA INC COM 87901J105 23 60100 SH Call DFND 60100 0 0 TERMINIX GLOBAL HOLDINGS INC COM 88087E100 6563 145100 SH DFND 145100 0 0 TG VENTURE ACQUISITION CORP *W EXP 08/15/202 87251T117 45 103700 SH DFND 103700 0 0 TG VENTURE ACQUISITION CORP UNIT 08/15/2028 87251T208 303 29563 SH DFND 29563 0 0 THE MUSIC ACQUISITION CORP *W EXP 02/05/202 62752R118 86 153985 SH DFND 153985 0 0 THRIVE ACQUISITION CORPORATI *W EXP 10/31/202 G7158C119 15 30000 SH DFND 30000 0 0 THRIVE ACQUISITION CORPORATI UNIT 10/31/2028 G7158C127 365 36061 SH DFND 36061 0 0 TKB CRITICAL TECHNOLOGIES 1 UNIT 10/20/2026 G88935104 1121 110000 SH DFND 110000 0 0 TLG ACQUISITION ONE CORP *W EXP 01/25/202 87257M116 175 337180 SH DFND 337180 0 0 TLG ACQUISITION ONE CORP UNIT 99/99/9999 87257M207 839 84774 SH DFND 84774 0 0 TREPONT ACQUISITION CORP I *W EXP 11/24/202 G9095M127 175 307919 SH DFND 307919 0 0 TRINE II ACQUISITION CORP UNIT 99/99/9999 G9059F126 3041 300210 SH DFND 300210 0 0 TRISTAR ACQUISITION I CORP UNIT 99/99/9999 G9074V122 202 20000 SH DFND 20000 0 0 TUATARA CAPITAL ACQUISITN CO *W EXP 02/11/202 G9118J119 12 20000 SH DFND 20000 0 0 TWELVE SEAS INVESTMENT CO II *W EXP 03/02/202 90118T114 110 220606 SH DFND 220606 0 0 TWELVE SEAS INVESTMENT CO II COM CL A 90118T106 770 79371 SH DFND 79371 0 0 TWIN RIDGE CAPITAL ACQUIS CO UNIT 99/99/9999 G9151L112 238 24096 SH DFND 24096 0 0 TZP STRATEGIES ACQUISTN CORP *W EXP 01/06/202 G91595119 196 384095 SH DFND 384095 0 0 TZP STRATEGIES ACQUISTN CORP UNIT 01/06/2026 G91595127 701 70708 SH DFND 70708 0 0 VENTOUX CCM ACQUISITION CORP *W EXP 09/30/202 92280L119 87 184210 SH DFND 184210 0 0 VEONEER INC COM 92336X109 1450 40860 SH DFND 40860 0 0 VIRGIN GROUP ACQUISIT CORP I SHS CL A G9460K102 341 34560 SH DFND 34560 0 0 WARRIOR TECHNOLOGIES ACQUI C *W EXP 03/31/202 936273119 173 346434 SH DFND 346434 0 0 WILLIAMS ROWLAND ACQUISITION *W EXP 12/11/202 96951B110 316 608320 SH DFND 608320 0 0 WINVEST ACQUISITION CORP *W EXP 08/09/202 97655B117 81 414597 SH DFND 414597 0 0 WORLD QUANTUM GROWTH ACQUISI *W EXP 08/04/202 G5596W127 14 25000 SH DFND 25000 0 0 WORLDWIDE WEBB ACQUISITION C UNIT 10/20/2026 G97775129 769 77080 SH DFND 77080 0 0 XILINX INC COM 983919101 23514 110898 SH DFND 110898 0 0 XPAC ACQUISITION CORP *W EXP 99/99/999 G9831X122 43 86261 SH DFND 86261 0 0 XPAC ACQUISITION CORP UNIT 07/27/2021 G9831X114 965 98770 SH DFND 98770 0 0 Z-WORK ACQUISITION CORP *W EXP 01/04/202 98880C110 167 270896 SH DFND 270896 0 0 Z-WORK ACQUISITION CORP UNIT 99/99/9999 98880C201 649 65407 SH DFND 65407 0 0