Chief Compliance Officer

0001085146-21-003315.txt : 20211115 0001085146-21-003315.hdr.sgml : 20211115 20211115131127 ACCESSION NUMBER: 0001085146-21-003315 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211115 DATE AS OF CHANGE: 20211115 EFFECTIVENESS DATE: 20211115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAMIUS ADVISORS LLC CENTRAL INDEX KEY: 0001275893 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10674 FILM NUMBER: 211408575 BUSINESS ADDRESS: STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122014829 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001275893 XXXXXXXX 09-30-2021 09-30-2021 false RAMIUS ADVISORS LLC

599 LEXINGTON AVENUE, 20TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-10674 N Andrea J.S. Sayago Chief Compliance Officer 212-201-4829 /s/ Andrea J.S. Sayago New York NY 11-12-2021 0 233 167652 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ACCELERON PHARMA INC COM 00434H108 4273 24830 SH DFND 24830 0 0 ACE CONVERGENCE ACQU CORP *W EXP 09/30/202 G0083D104 9 15424 SH DFND 15424 0 0 ADIT EDTECH ACQUISITION CORP *W EXP 99/99/999 007024110 126 252715 SH DFND 252715 0 0 ADIT EDTECH ACQUISITION CORP UNIT 99/99/9999 007024201 493 49432 SH DFND 49432 0 0 ADVANCED MICRO DEVICES INC COM 007903107 24 32100 SH Call DFND 32100 0 0 AEA-BRIDGES IMPACT CORP *W EXP 09/19/202 G01046112 34 51844 SH DFND 51844 0 0 AEQUI ACQUISITION CORP *W EXP 11/30/202 00775W110 94 156727 SH DFND 156727 0 0 AF ACQUISITION CORP *W EXP 03/23/202 001040112 43 77521 SH DFND 77521 0 0 AF ACQUISITION CORP UNIT 03/23/2028 001040203 196 20000 SH DFND 20000 0 0 AGILE GROWTH CORP UNIT 03/09/2026 G01202129 489 49354 SH DFND 49354 0 0 ALPHA CAPITAL ACQUISITION CO *W EXP 02/16/202 G0316P122 15 27456 SH DFND 27456 0 0 ALPHA PARTNERS TECH MERGR CO *W EXP 03/31/202 G63290103 37 66508 SH DFND 66508 0 0 ALTIMAR ACQUISITION CORP II *W EXP 02/09/202 G03709121 150 142744 SH DFND 142744 0 0 ALTIMAR ACQUISITION CORP II SHS CL A G03709105 316 32097 SH DFND 32097 0 0 ANGEL POND HOLDINGS CORP UNIT 99/99/9999 G0447J110 232 23460 SH DFND 23460 0 0 ANZU SPECIAL ACQUISITIN CORP *W EXP 01/27/202 03737A119 12 19176 SH DFND 19176 0 0 ARCTOS NORTHSTAR ACQUIS CORP UNIT 99/99/9999 G0477L118 553 56110 SH DFND 56110 0 0 ARROWROOT ACQUISITION CORP *W EXP 03/02/202 04282M110 89 156462 SH DFND 156462 0 0 ASTREA ACQUISITION CORP *W EXP 01/28/202 04637C114 139 178458 SH DFND 178458 0 0 ASTREA ACQUISITION CORP COM CL A 04637C106 748 75052 SH DFND 75052 0 0 ATHENA TECHNOLOGY ACQUISI CO COM CLASS A 04687A109 158 15896 SH DFND 15896 0 0 ATHLON ACQUISITION CORP *W EXP 01/12/202 04748A114 310 442901 SH DFND 442901 0 0 ATLANTIC AVE ACQUISITION COR *W EXP 10/06/202 04906P119 330 491895 SH DFND 491895 0 0 ATLANTIC COASTAL ACQUISTN CO UNIT 03/02/2026 048453203 1562 157932 SH DFND 157932 0 0 AUTHENTIC EQUITY ACQUISTN CO *W EXP 01/20/202 G06607124 207 303760 SH DFND 303760 0 0 AVANTI ACQUISITION CORP *W EXP 99/99/999 G0682V125 23 34468 SH DFND 34468 0 0 BIOTECH ACQUISITION COMPANY *W EXP 11/30/202 G1125A116 412 623873 SH DFND 623873 0 0 BITE ACQUISITION CORP *W EXP 02/12/203 09175K113 140 241939 SH DFND 241939 0 0 BLUERIVER ACQUISITION CORP *W EXP 01/04/202 G1261Q115 34 52936 SH DFND 52936 0 0 BOA ACQUISITION CORP *W EXP 02/22/202 05601A117 176 298155 SH DFND 298155 0 0 BOA ACQUISITION CORP UNIT 99/99/9999 05601A208 652 66000 SH DFND 66000 0 0 BRIGHT LIGHTS ACQUISITION CO *W EXP 01/01/202 10920K119 104 107997 SH DFND 107997 0 0 BUILD ACQUISITION CORP UNIT 99/99/9999 12008J204 111 11052 SH DFND 11052 0 0 BURGUNDY TECHNOLOGY ACQU COR *W EXP 08/31/202 G1702T124 202 296885 SH DFND 296885 0 0 BYTE ACQUISITION CORP *W EXP 03/18/202 G1R25Q113 28 45809 SH DFND 45809 0 0 CARNEY TECHNOLOGY ACQU CORP *W EXP 11/30/202 143636116 69 105874 SH DFND 105874 0 0 CF ACQUISITION CORP V CL A 12520R106 248 25015 SH DFND 25015 0 0 CF ACQUISITION CORP VI *W EXP 02/18/202 12521J111 21 26259 SH DFND 26259 0 0 CHANGE HEALTHCARE INC COM 15912K100 15607 745320 SH DFND 745320 0 0 CHANGE HEALTHCARE INC COM 15912K100 5 13600 SH Put DFND 13600 0 0 CHP MERGER CORP *W EXP 11/22/202 12558Y114 37 67042 SH DFND 67042 0 0 CHURCHILL CAPITAL CORP VII *W EXP 02/29/202 17144M110 70 76061 SH DFND 76061 0 0 CIIG CAPITAL PARTNERS II INC UNIT 02/28/2028 12561U208 1008 100000 SH DFND 100000 0 0 CLARIM ACQUISITION CORP *W EXP 01/05/202 18049C116 66 106060 SH DFND 106060 0 0 CLARIM ACQUISITION CORP UNIT 99/99/9999 18049C207 1431 145435 SH DFND 145435 0 0 CLASS ACCELERATION CORP *W EXP 03/31/202 18274B114 39 67040 SH DFND 67040 0 0 CLEANTECH ACQUISITION CORP *W EXP 07/30/202 18453L115 107 231700 SH DFND 231700 0 0 COHN ROBBINS HOLDINGS CORP *W EXP 08/28/202 G23726113 45 50000 SH DFND 50000 0 0 COLONNADE ACQUISITION CORP I UNIT 99/99/9999 G2284B127 400 41219 SH DFND 41219 0 0 CONSTELLATION ACQUISITN CORP *W EXP 01/29/202 G2R18K113 19 27848 SH DFND 27848 0 0 COVA ACQUISITION CORP *W EXP 02/05/202 G2554Y120 236 407135 SH DFND 407135 0 0 CROWN PROPTECH ACQUISITIONS *W EXP 99/99/999 G25741110 47 91923 SH DFND 91923 0 0 CROWN PROPTECH ACQUISITIONS UNIT 99/99/9999 G25741128 2107 214537 SH DFND 214537 0 0 D AND Z MEDIA ACQUISITION CO *W EXP 01/27/202 23305Q114 57 89815 SH DFND 89815 0 0 DECARBONIZATION PLUS ACQUISI UNIT 07/15/2026 G2773W129 999 98968 SH DFND 98968 0 0 DEEP LAKE CAPITAL ACQUSTN CO *W EXP 01/04/202 G27029118 20 26132 SH DFND 26132 0 0 DELWINDS INS ACQUISITION COR *W EXP 08/01/202 24803C110 182 279607 SH DFND 279607 0 0 DHB CAPITAL CORP *W EXP 03/31/202 23291W117 24 36910 SH DFND 36910 0 0 DHB CAPITAL CORP UNIT 03/31/2028 23291W208 943 95489 SH DFND 95489 0 0 DIAMONDHEAD HOLDINGS CORP *W EXP 01/28/202 25278L113 35 55223 SH DFND 55223 0 0 DIAMONDHEAD HOLDINGS CORP UNIT 01/21/2026 25278L204 456 46103 SH DFND 46103 0 0 DIGITAL TRANSFORMATN OPT COR *W EXP 03/31/202 25401K115 50 73396 SH DFND 73396 0 0 DIGITAL TRANSFORMATN OPT COR UNIT 03/31/2028 25401K206 270 27500 SH DFND 27500 0 0 DUNE ACQUISITION CORP *W EXP 10/29/202 265334110 212 327000 SH DFND 327000 0 0 E MERGE TECHNOLOGY ACQUISITI *W EXP 07/30/202 26873Y112 28 40475 SH DFND 40475 0 0 EAST RES ACQUISITION CO *W EXP 07/01/202 274681113 190 297384 SH DFND 297384 0 0 ECP ENVIRONMENTAL GW OPT COR COM CL A 26829T100 297 30111 SH DFND 30111 0 0 EDIFY ACQUISITION CORP *W EXP 11/25/202 28059Q111 90 156011 SH DFND 156011 0 0 EMPOWERMENT & INCLUSION CAPI *W EXP 01/12/202 29248N118 144 191702 SH DFND 191702 0 0 ENVIRONMENTAL IMPACT ACQU CO COM CL A 29408N106 791 80000 SH DFND 80000 0 0 EQ HEALTH ACQUISITION CORP *W EXP 02/02/202 26886A119 59 101472 SH DFND 101472 0 0 EQ HEALTH ACQUISITION CORP UNIT 02/02/2028 26886A200 541 54069 SH DFND 54069 0 0 EVO ACQUISITION CORP *W EXP 01/04/202 30052G116 6 11100 SH DFND 11100 0 0 EVO ACQUISITION CORP UNIT 99/99/9999 30052G207 699 70217 SH DFND 70217 0 0 EVOLENT HEALTH INC CL A 30050B101 620 20000 SH DFND 20000 0 0 EXECUTIVE NETWORK PARTNERING *W EXP 09/25/202 30158L118 120 148245 SH DFND 148245 0 0 EXONE CO COM 302104104 6650 284410 SH DFND 284410 0 0 FERRO CORP COM 315405100 2150 105727 SH DFND 105727 0 0 FINTECH EVOLUTION ACQUIS GRO UNIT 99/99/9999 G3R19A112 681 68955 SH DFND 68955 0 0 FIRST RESERVE SUSTAINABLE GW *W EXP 03/05/202 336169115 10 12701 SH DFND 12701 0 0 FIVE9 INC COM 338307101 6251 28795 SH DFND 28795 0 0 FORTISTAR SUSTAINABLE SOL CO *W EXP 01/14/202 34962M114 51 68549 SH DFND 68549 0 0 FREEDOM ACQUISITION I CORP *W EXP 99/99/999 G3663X128 16 23393 SH DFND 23393 0 0 FUSION ACQUISITION CORP II *W EXP 02/29/202 36118N110 87 129274 SH DFND 129274 0 0 G&P ACQUISITION CORP *W EXP 02/28/202 36146G111 26 48975 SH DFND 48975 0 0 G&P ACQUISITION CORP UNIT 02/28/2028 36146G202 2160 215741 SH DFND 215741 0 0 GAMING & HOSPITALITY ACQU CO UNIT 02/04/2028 364681205 447 45132 SH DFND 45132 0 0 GIGCAPITAL4 INC COM 37518G101 1172 118833 SH 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*W EXP 03/17/202 36260F113 6 11458 SH DFND 11458 0 0 GX ACQUISITION CORP II UNIT 03/17/2026 36260F204 352 35594 SH DFND 35594 0 0 HEALTHCARE CAPITAL CORP COM CL A 42228C101 182 18498 SH DFND 18498 0 0 HEALTHCARE SERVICES ACQU COR *W EXP 99/99/999 42227K112 92 138637 SH DFND 138637 0 0 HEALTHWELL ACQUISITION CORP *W EXP 08/05/202 42227R117 26 47925 SH DFND 47925 0 0 HH&L ACQUISITION CO *W EXP 02/04/202 G39714129 93 200005 SH DFND 200005 0 0 HILL-ROM HLDGS INC COM 431475102 8926 59506 SH DFND 59506 0 0 HPX CORP *W EXP 07/14/202 G32219126 201 310009 SH DFND 310009 0 0 INSIGHT ACQUISITION CORP UNIT 99/99/9999 45784L209 995 100000 SH DFND 100000 0 0 INTERNATIONAL MEDIA ACQUISIT *W EXP 07/21/202 459867115 88 317762 SH DFND 317762 0 0 INTERPRIVATE II ACQUISITION UNIT 99/99/9999 46064Q207 336 33668 SH DFND 33668 0 0 INTERSECT ENT INC COM 46071F103 2610 95969 SH DFND 95969 0 0 INVESTORS BANCORP INC NEW COM 46146L101 2398 158723 SH DFND 158723 0 0 ISLEWORTH HEALTHCARE ACQU CO *W EXP 08/02/202 46468P110 130 237149 SH DFND 237149 0 0 ITHAX ACQUISITION CORP *W EXP 02/01/202 G49775128 213 327521 SH DFND 327521 0 0 ITIQUIRA ACQUISITION CORP *W EXP 02/03/202 G49773115 9 17844 SH DFND 17844 0 0 ITIQUIRA ACQUISITION CORP CL A SHS G49773107 383 39309 SH DFND 39309 0 0 JACK CREEK INVESTMENT CORP *W EXP 10/01/202 G4989X123 191 312904 SH DFND 312904 0 0 JACK CREEK INVESTMENT CORP CL A SHS G4989X115 209 21450 SH DFND 21450 0 0 JAWS MUSTANG ACQUISITION COR *W EXP 01/30/202 G50737124 63 54459 SH DFND 54459 0 0 JOFF FINTECH ACQUISITION COR *W EXP 02/04/202 46592C118 10 16129 SH DFND 16129 0 0 KADEM SUSTAINABLE IMPACT COR *W EXP 03/16/202 48284E113 9 17589 SH DFND 17589 0 0 KAIROS ACQUISITION CORP *W EXP 11/30/202 G52110106 53 90162 SH DFND 90162 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 5011 18514 SH DFND 18514 0 0 KENSINGTON CAPITAL ACQUISITI UNIT 99/99/9999 G5251K111 1275 125002 SH DFND 125002 0 0 KERNEL GROUP HOLDINGS INC *W EXP 02/02/202 G5259L129 33 55104 SH DFND 55104 0 0 KINS TECHNOLOGY GROUP INC *W EXP 10/14/202 49714K117 43 66003 SH DFND 66003 0 0 KISMET ACQUISITION THREE COR *W EXP 06/30/202 G5276C102 14 27399 SH DFND 27399 0 0 KISMET ACQUISITION THREE COR UNIT 99/99/9999 G5276C128 1693 170986 SH DFND 170986 0 0 KISMET ACQUISITION TWO CORP *W EXP 06/30/202 G52807115 105 138225 SH DFND 138225 0 0 KISMET ACQUISITION TWO CORP UNIT 99/99/9999 G52807123 288 29193 SH DFND 29193 0 0 KL ACQUISITION CORP *W EXP 01/12/202 49837C117 8 11021 SH DFND 11021 0 0 KLUDEIN I ACQUISITION CORP *W EXP 07/08/202 49878L117 7 10953 SH DFND 10953 0 0 KRATON CORP COM 50077C106 260 5700 SH DFND 5700 0 0 L CATTERTON ASIA ACQUISITION *W EXP 03/08/202 G5346G117 39 55550 SH DFND 55550 0 0 L&F ACQUISITION CORP *W EXP 05/23/202 G53702117 39 65374 SH DFND 65374 0 0 LEAD EDGE GROWTH OPRTUNTS LT *W EXP 04/01/202 G54085116 7 10000 SH DFND 10000 0 0 LEO HLDGS CORP II *W EXP 01/07/202 G5463R128 145 226251 SH DFND 226251 0 0 LIONHEART ACQUISITION CORP I *W EXP 02/14/202 53625R112 123 143362 SH DFND 143362 0 0 LONGVIEW ACQUISITION CORP II COM CL A 54319Q105 1147 115990 SH DFND 115990 0 0 MACONDRAY CAP ACQUISITN CORP *W EXP 05/31/202 G5853A115 37 70000 SH DFND 70000 0 0 MAGNACHIP SEMICONDUCTOR CORP COM 55933J203 2107 118636 SH DFND 118636 0 0 MAQUIA CAPITAL ACQUISITION C *W EXP 05/05/202 56564V119 86 156275 SH DFND 156275 0 0 MASON INDUSTRIAL TECHNOLGY I *W EXP 99/99/999 57520Y114 80 112426 SH DFND 112426 0 0 MDH ACQUISITION CORP *W EXP 02/02/202 55283P114 6 11008 SH DFND 11008 0 0 MDH ACQUISITION CORP COM CL A 55283P106 314 31875 SH DFND 31875 0 0 MISONIX INC COM 604871103 248 9797 SH DFND 9797 0 0 MISSION ADVANCEMENT CORP *W EXP 03/05/202 60501L119 269 463079 SH DFND 463079 0 0 MISSION ADVANCEMENT CORP UNIT 99/99/9999 60501L200 1757 177506 SH DFND 177506 0 0 MONUMENT CIRCLE ACQUISITN CO *W EXP 01/14/202 61531M119 289 507348 SH DFND 507348 0 0 MUDRICK CAPITAL ACQU CORP II *W EXP 09/10/202 62477L115 121 206699 SH DFND 206699 0 0 NOBLE ROCK ACQUISITION CORP UNIT 01/31/2028 G6546R127 1921 193288 SH DFND 193288 0 0 NORTHERN STAR INVEST CORP IV UNIT 02/25/2028 66575B200 411 41694 SH DFND 41694 0 0 NUANCE COMMUNICATIONS INC COM 67020Y100 4394 79841 SH DFND 79841 0 0 OCA ACQUISITION CORP *W EXP 01/14/202 670865112 95 178841 SH DFND 178841 0 0 OMNICHANNEL ACQUISITION CORP COM CL A 68218L108 323 32602 SH DFND 32602 0 0 ONE EQUITY PARTNERS OPEN WTR *W EXP 01/14/202 68237L113 128 199984 SH DFND 199984 0 0 ORION ACQUISITION CORP *W EXP 02/19/202 68626A116 39 61139 SH DFND 61139 0 0 OSIRIS ACQUISITION CORP *W EXP 05/01/202 68829A111 37 75757 SH DFND 75757 0 0 OYSTER ENTERPRISES ACQ CORP *W EXP 01/20/202 69242M112 197 363140 SH DFND 363140 0 0 PATHFINDER ACQUISITION CORP CL A G04119106 246 24900 SH DFND 24900 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 1310 75000 SH DFND 75000 0 0 PERIDOT ACQUISITION CORP II UNIT 99/99/9999 G7008B113 493 50000 SH DFND 50000 0 0 PINE TECHNOLOGY ACQUISITN CO *W EXP 03/31/202 722850112 34 49227 SH DFND 49227 0 0 PINE TECHNOLOGY ACQUISITN CO UNIT 03/31/2028 722850203 1016 102379 SH DFND 102379 0 0 PMV CONSUMER ACQUISITION COR *W EXP 08/31/202 693486110 15 22375 SH DFND 22375 0 0 POEMA GLOBAL HOLDINGS CORP *W EXP 01/08/202 G7154B115 81 90972 SH DFND 90972 0 0 PONTEM CORPORATION *W EXP 01/05/202 G71707122 127 176667 SH DFND 176667 0 0 POWERED BRANDS *W EXP 01/07/202 G7209M116 12 18893 SH DFND 18893 0 0 PRIME IMPACT ACQUISITION I *W EXP 10/01/203 G61074129 89 126654 SH DFND 126654 0 0 PRIVETERRA ACQUISITION CORP *W EXP 02/28/202 74275N110 7 12400 SH DFND 12400 0 0 PRIVETERRA ACQUISITION CORP UNIT 99/99/9999 74275N201 646 65014 SH DFND 65014 0 0 PROGRESS ACQUISITION CORP *W EXP 11/11/202 74327P113 108 195555 SH DFND 195555 0 0 PROSPECTOR CAPITAL CORP *W EXP 01/01/202 G7273A113 34 49034 SH DFND 49034 0 0 PROVIDENT ACQUISITION CORP *W EXP 01/08/202 G7282L126 54 90511 SH DFND 90511 0 0 QUEENS GAMBIT GROWTH CAPITAL CL A SHS G7315C101 4755 481729 SH DFND 481729 0 0 RECHARGE ACQUISITION CORP *W EXP 10/05/202 756229118 240 374320 SH DFND 374320 0 0 REDBALL ACQUISITION CORP *W EXP 08/17/202 G7417R113 12 15076 SH DFND 15076 0 0 ROSECLIFF ACQUISITION CORP I *W EXP 02/11/202 77732R111 44 80610 SH DFND 80610 0 0 ROSECLIFF ACQUISITION CORP I UNIT 99/99/9999 77732R202 1799 181675 SH DFND 181675 0 0 SANDERSON FARMS INC COM 800013104 4123 21906 SH DFND 21906 0 0 SCIENCE STRATEGIC ACQ ALPHA *W EXP 01/20/202 808641112 62 83880 SH DFND 83880 0 0 SCIENCE STRATEGIC ACQ ALPHA UNIT 01/20/2026 808641203 1488 149553 SH DFND 149553 0 0 SCION TECH GROWTH I *W EXP 11/01/202 G31067112 8 10000 SH DFND 10000 0 0 SCP & CO HEALTHCARE ACQUSTN *W EXP 01/27/202 784065112 104 179051 SH DFND 179051 0 0 SCP & CO HEALTHCARE ACQUSTN UNIT 10/27/2025 784065203 698 70073 SH DFND 70073 0 0 SEAPORT GLOBAL ACQUISITN COR *W EXP 12/15/202 812227114 80 85400 SH DFND 85400 0 0 SELECT INTERIOR CONCEPTS INC CL A 816120307 5586 387413 SH DFND 387413 0 0 SENIOR CONNECT ACQUISITN COR *W EXP 12/31/202 81723H116 73 103381 SH DFND 103381 0 0 SEVEN OAKS ACQUISITION CORP COM CL A 81787X106 340 34198 SH DFND 34198 0 0 SHELTER ACQUISITION CORP I *W EXP 02/25/202 822821112 21 41228 SH DFND 41228 0 0 SILVER CREST ACQUISITION COR *W EXP 12/15/202 G81355128 190 287763 SH DFND 287763 0 0 SILVERBOX ENGAGED MERGER CO UNIT 03/31/2028 82836L200 298 30051 SH DFND 30051 0 0 SPARTAN ACQUISITION CORP III COM CL A 84677R106 1121 113464 SH DFND 113464 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2896 6749 SH DFND 6749 0 0 SPORTS VENTURES ACQUISIN COR *W EXP 11/30/202 G8372A129 9 14894 SH DFND 14894 0 0 SPORTSTEK ACQUISITION CORP *W EXP 02/16/202 849196118 244 271532 SH DFND 271532 0 0 STAMPS COM INC COM NEW 852857200 2 28700 SH Put DFND 28700 0 0 STATE AUTO FINL CORP COM 855707105 6230 122279 SH DFND 122279 0 0 STRATIM CLOUD ACQUISITION CO *W EXP 03/05/202 86309R115 38 60200 SH DFND 60200 0 0 TAILWIND ACQUISITION CORP *W EXP 09/07/202 87403Q110 106 182680 SH DFND 182680 0 0 TAILWIND INTERNATNAL ACQ COR *W EXP 03/01/202 G8662F119 148 238391 SH DFND 238391 0 0 TAILWIND INTERNATNAL ACQ COR UNIT 99/99/9999 G8662F127 772 77946 SH DFND 77946 0 0 TAILWIND TWO ACQUISITION COR UNIT 03/01/2028 G86613117 294 29292 SH DFND 29292 0 0 TASTEMAKER ACQUISITION CORP *W EXP 01/07/202 876545112 19 29970 SH DFND 29970 0 0 TB SA ACQUISITION CORP *W EXP 03/25/202 G8657L121 10 17593 SH DFND 17593 0 0 TB SA ACQUISITION CORP UNIT 03/25/2028 G8657L113 943 96143 SH DFND 96143 0 0 TECH AND ENERGY TRANSITION *W EXP 03/31/202 87823R110 9 14081 SH DFND 14081 0 0 THE MUSIC ACQUISITION CORP *W EXP 02/05/202 62752R118 115 153985 SH DFND 153985 0 0 THUNDER BRIDGE CAP PRTNRS II *W EXP 02/15/202 88605T118 8 10000 SH DFND 10000 0 0 TLG ACQUISITION ONE CORP *W EXP 01/25/202 87257M116 170 297405 SH DFND 297405 0 0 TLG ACQUISITION ONE CORP UNIT 99/99/9999 87257M207 838 84414 SH DFND 84414 0 0 TREPONT ACQUISITION CORP I *W EXP 11/24/202 G9095M127 74 114973 SH DFND 114973 0 0 TRILLIUM THERAPEUTICS INC COM NEW 89620X506 5936 338042 SH DFND 338042 0 0 TRILLIUM THERAPEUTICS INC COM NEW 89620X506 13 247800 SH Put DFND 247800 0 0 TUATARA CAPITAL ACQUISITN CO *W EXP 02/11/202 G9118J119 12 20000 SH DFND 20000 0 0 TWELVE SEAS INVESTMENT CO II *W EXP 03/02/202 90118T114 126 191310 SH DFND 191310 0 0 TWELVE SEAS INVESTMENT CO II COM CL A 90118T106 871 89671 SH DFND 89671 0 0 TWIN RIDGE CAPITAL ACQUIS CO UNIT 99/99/9999 G9151L112 371 37411 SH DFND 37411 0 0 TZP STRATEGIES ACQUISTN CORP *W EXP 01/06/202 G91595119 31 48995 SH DFND 48995 0 0 TZP STRATEGIES ACQUISTN CORP UNIT 01/06/2026 G91595127 702 70708 SH DFND 70708 0 0 VELOCITY ACQUISITION CORP COM CL A 92259E104 634 64347 SH DFND 64347 0 0 VEONEER INC COM 92336X109 1547 45408 SH DFND 45408 0 0 VIRTUOSO ACQUISITION CORP COM CL A 92837J104 114 11490 SH DFND 11490 0 0 VPC IMPACT ACQU HOLDI III IN COM CL A 91835J108 662 66787 SH DFND 66787 0 0 VPC IMPACT ACQUISITION HLDG CLASS A ORD G9460L126 131 13285 SH DFND 13285 0 0 WARRIOR TECHNOLOGIES ACQUI C *W EXP 03/31/202 936273119 168 306837 SH DFND 306837 0 0 WILLIAMS ROWLAND ACQUISITION *W EXP 12/11/202 96951B110 70 139510 SH DFND 139510 0 0 XILINX INC COM 983919101 5750 125000 SH Call DFND 125000 0 0 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 6158 23548 SH DFND 23548 0 0 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 122 75000 SH Call DFND 75000 0 0 Z-WORK ACQUISITION CORP *W EXP 01/04/202 98880C110 135 210335 SH DFND 210335 0 0 Z-WORK ACQUISITION CORP UNIT 99/99/9999 98880C201 628 63380 SH DFND 63380 0 0