Chief Compliance Officer

0001085146-21-002379.txt : 20210811 0001085146-21-002379.hdr.sgml : 20210811 20210811172002 ACCESSION NUMBER: 0001085146-21-002379 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210811 DATE AS OF CHANGE: 20210811 EFFECTIVENESS DATE: 20210811 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAMIUS ADVISORS LLC CENTRAL INDEX KEY: 0001275893 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10674 FILM NUMBER: 211164628 BUSINESS ADDRESS: STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122014829 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001275893 XXXXXXXX 06-30-2021 06-30-2021 false RAMIUS ADVISORS LLC

599 LEXINGTON AVENUE, 20TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-10674 N Andrea J.S. Sayago Chief Compliance Officer 212-201-4829 /s/ Andrea J.S. Sayago New York NY 08-10-2021 0 287 263019 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 26 CAPITAL ACQUISITION CORP COM CL A 90138P100 123 12623 SH DFND 12623 0 0 ACON S2 ACQUISITION CORP CL SHS G00748106 319 32213 SH DFND 32213 0 0 ADIT EDTECH ACQUISITION CORP *W EXP 99/99/999 007024110 160 229245 SH DFND 229245 0 0 ADIT EDTECH ACQUISITION CORP COMMON STOCK 007024102 121 12510 SH DFND 12510 0 0 ADIT EDTECH ACQUISITION CORP UNIT 99/99/9999 007024201 995 99432 SH DFND 99432 0 0 ADVANCED MICRO DEVICES INC COM 007903107 46 100000 SH Put DFND 100000 0 0 AEA-BRIDGES IMPACT CORP *W EXP 09/19/202 G01046112 281 292370 SH DFND 292370 0 0 AEQUI ACQUISITION CORP *W EXP 11/30/202 00775W110 115 122806 SH DFND 122806 0 0 AF ACQUISITION CORP UNIT 03/23/2028 001040203 199 20000 SH DFND 20000 0 0 AGILE GROWTH CORP UNIT 03/09/2026 G01202129 558 56000 SH DFND 56000 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 11878 64655 SH DFND 64655 0 0 ALTIMETER GROWTH CORP 2 COM CL A G0371B109 3 12200 SH Call DFND 12200 0 0 ANGEL POND HOLDINGS CORP UNIT 99/99/9999 G0447J110 235 23460 SH DFND 23460 0 0 ANZU SPECIAL ACQUISITIN CORP *W EXP 01/27/202 03737A119 10 10200 SH DFND 10200 0 0 ANZU SPECIAL ACQUISITIN CORP UNIT 01/27/2026 03737A200 1470 147040 SH DFND 147040 0 0 ARCTOS NORTHSTAR ACQUIS CORP UNIT 99/99/9999 G0477L118 690 68976 SH DFND 68976 0 0 ARES ACQUISITION CORPORATION UNIT 99/99/9999 G33032114 100 10000 SH DFND 10000 0 0 ARROWROOT ACQUISITION CORP *W EXP 03/02/202 04282M110 110 127605 SH DFND 127605 0 0 ARROWROOT ACQUISITION CORP UNIT 01/29/2026 04282M201 731 72917 SH DFND 72917 0 0 ASTREA ACQUISITION CORP *W EXP 01/28/202 04637C114 118 178458 SH DFND 178458 0 0 ASTREA ACQUISITION CORP COM CL A 04637C106 1015 105052 SH DFND 105052 0 0 ATHENA TECHNOLOGY ACQUISI CO *W EXP 03/31/202 04687A117 14 16100 SH DFND 16100 0 0 ATHLON ACQUISITION CORP *W EXP 01/12/202 04748A114 322 424192 SH DFND 424192 0 0 ATHLON ACQUISITION CORP COM CL A 04748A106 146 15106 SH DFND 15106 0 0 ATHLON ACQUISITION CORP UNIT 01/12/2026 04748A205 189 18839 SH DFND 18839 0 0 ATLANTIC AVE ACQUISITION COR *W EXP 10/06/202 04906P119 466 529594 SH DFND 529594 0 0 ATLANTIC COASTAL ACQUISTN CO *W EXP 03/02/202 048453112 9 10000 SH DFND 10000 0 0 ATLANTIC COASTAL ACQUISTN CO UNIT 03/02/2026 048453203 1559 156832 SH DFND 156832 0 0 ATOTECH LTD COM G0625A105 1522 59600 SH DFND 59600 0 0 AURORA ACQUISITION CORP CLASS A ORD SHS G0698L103 1321 133298 SH DFND 133298 0 0 AUTHENTIC EQUITY ACQUISTN CO *W EXP 01/20/202 G06607124 230 269602 SH DFND 269602 0 0 AUTHENTIC EQUITY ACQUISTN CO CL A SHS G06607108 130 13375 SH DFND 13375 0 0 AUTHENTIC EQUITY ACQUISTN CO UNIT 10/31/2027 G06607116 159 15737 SH DFND 15737 0 0 BIOTECH ACQUISITION COMPANY *W EXP 11/30/202 G1125A116 432 501826 SH DFND 501826 0 0 BIOTECH ACQUISITION COMPANY UNIT 11/30/2027 G1125A124 340 33687 SH DFND 33687 0 0 BITE ACQUISITION CORP *W EXP 02/12/203 09175K113 205 292754 SH DFND 292754 0 0 BITE ACQUISITION CORP COMMON STOCK 09175K105 819 84744 SH DFND 84744 0 0 BLUERIVER ACQUISITION CORP *W EXP 01/04/202 G1261Q115 50 52378 SH DFND 52378 0 0 BLUERIVER ACQUISITION CORP UNIT 01/04/2026 G1261Q123 107 10660 SH DFND 10660 0 0 BOA ACQUISITION CORP *W EXP 02/22/202 05601A117 224 267642 SH DFND 267642 0 0 BOA ACQUISITION CORP COM CL A 05601A109 725 74933 SH DFND 74933 0 0 BOA ACQUISITION CORP UNIT 99/99/9999 05601A208 644 65000 SH DFND 65000 0 0 BRIGHT LIGHTS ACQUISITION CO *W EXP 01/01/202 10920K119 261 330029 SH DFND 330029 0 0 BRIGHT LIGHTS ACQUISITION CO COM CL A 10920K101 194 20006 SH DFND 20006 0 0 BROADSCALE ACQUISITION CORP UNIT 02/02/2026 11134Y200 1548 154907 SH DFND 154907 0 0 BUILD ACQUISITION CORP UNIT 99/99/9999 12008J204 430 43210 SH DFND 43210 0 0 BURGUNDY TECHNOLOGY ACQU COR *W EXP 08/31/202 G1702T124 333 352455 SH DFND 352455 0 0 CANADIAN PAC RY LTD COM 13645T100 205 86400 SH Put DFND 86400 0 0 CAPSTAR SPL PURP ACQUISITION *W EXP 99/99/999 14070Y119 266 295060 SH DFND 295060 0 0 CARNEY TECHNOLOGY ACQU CORP *W EXP 11/30/202 143636116 68 72688 SH DFND 72688 0 0 CARTESIAN GROWTH CORP *W EXP 02/26/202 G19276115 60 71794 SH DFND 71794 0 0 CARTESIAN GROWTH CORP UNIT 02/26/2028 G19276123 800 80154 SH DFND 80154 0 0 CASCADE ACQUISITION CORP *W EXP 11/30/202 147151112 65 64743 SH DFND 64743 0 0 CATCHA INVESTMENT CORP UNIT 99/99/9999 G1962Y128 146 14715 SH DFND 14715 0 0 CBRE ACQUISITION HLDGS INC *W EXP 99/99/999 12510J114 18 16710 SH DFND 16710 0 0 CF ACQUISITION CORP IV *W EXP 12/31/202 12520T110 250 229426 SH DFND 229426 0 0 CF ACQUISITION CORP IV COM CL A 12520T102 318 32832 SH DFND 32832 0 0 CF ACQUISITION CORP IV UNIT 12/31/2027 12520T201 552 54952 SH DFND 54952 0 0 CF ACQUISITION CORP V *W EXP 01/25/202 12520R114 175 159066 SH DFND 159066 0 0 CF ACQUISITION CORP V UNIT 01/25/2026 12520R205 132 12950 SH DFND 12950 0 0 CHANGE HEALTHCARE INC COM 15912K100 4025 174711 SH DFND 174711 0 0 CHANGE HEALTHCARE INC COM 15912K100 5 13600 SH Put DFND 13600 0 0 CHP MERGER CORP *W EXP 11/22/202 12558Y114 60 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0 0 G SQUARED ASCEND I INC *W EXP 02/01/202 G4204R117 19 15955 SH DFND 15955 0 0 G&P ACQUISITION CORP *W EXP 02/28/202 36146G111 7 10100 SH DFND 10100 0 0 G&P ACQUISITION CORP UNIT 02/28/2028 36146G202 2162 215741 SH DFND 215741 0 0 GAMING & HOSPITALITY ACQU CO *W EXP 02/04/202 364681114 97 92130 SH DFND 92130 0 0 GAMING & HOSPITALITY ACQU CO UNIT 02/04/2028 364681205 741 74232 SH DFND 74232 0 0 GIGINTERNATIONAL1 INC UNIT 05/19/2026 37518W205 1024 101943 SH DFND 101943 0 0 GLOBAL PARTNER ACQISTN CORP *W EXP 01/14/202 G3934P128 13 12348 SH DFND 12348 0 0 GLOBAL PARTNER ACQISTN CORP UNIT 01/06/2026 G3934P110 799 80668 SH DFND 80668 0 0 GLOBAL SPAC PARTNERS CO *W EXP 11/30/202 G3934K111 243 443139 SH DFND 443139 0 0 GLOBAL SYNERGY ACQUISIT CORP *W EXP 99/99/999 G3934J122 72 91257 SH DFND 91257 0 0 GO ACQUISITION CORP *W EXP 08/31/202 362019119 161 146671 SH DFND 146671 0 0 GOAL ACQUISITIONS CORP *W EXP 02/11/202 38021H115 513 800325 SH DFND 800325 0 0 GOLDEN ARROW MERGER CORP UNIT 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ACQUISITION THREE COR UNIT 99/99/9999 G5276C128 1708 170986 SH DFND 170986 0 0 KISMET ACQUISITION TWO CORP *W EXP 06/30/202 G52807115 54 59782 SH DFND 59782 0 0 KISMET ACQUISITION TWO CORP UNIT 99/99/9999 G52807123 290 29193 SH DFND 29193 0 0 KL ACQUISITION CORP UNIT 99/99/9999 49837C208 137 13714 SH DFND 13714 0 0 KLUDEIN I ACQUISITION CORP *W EXP 07/08/202 49878L117 7 10000 SH DFND 10000 0 0 L CATTERTON ASIA ACQUISITION *W EXP 03/08/202 G5346G117 208 218965 SH DFND 218965 0 0 L&F ACQUISITION CORP *W EXP 05/23/202 G53702117 14 17258 SH DFND 17258 0 0 LANDCADIA HOLDINGS IV INC *W EXP 03/29/202 51477A112 230 217080 SH DFND 217080 0 0 LEFTERIS ACQUISITION CORP *W EXP 10/23/202 52470X117 113 103764 SH DFND 103764 0 0 LEO HLDGS CORP II *W EXP 01/07/202 G5463R128 168 172935 SH DFND 172935 0 0 LEO HLDGS CORP II COM CL A G5463R102 416 42845 SH DFND 42845 0 0 LIONHEART ACQUISITION CORP I *W EXP 02/14/202 53625R112 220 231883 SH DFND 231883 0 0 MAGELLAN HEALTH INC COM NEW 559079207 1168 12402 SH DFND 12402 0 0 MAGNACHIP SEMICONDUCTOR CORP COM 55933J203 8 5200 SH Call DFND 5200 0 0 MAGNACHIP SEMICONDUCTOR CORP COM 55933J203 69 59800 SH Put DFND 59800 0 0 MAGNUM OPUS ACQUISITION LTD *W EXP 03/06/202 G5S70A112 52 62252 SH DFND 62252 0 0 MAGNUM OPUS ACQUISITION LTD UNIT 06/03/2026 G5S70A120 318 31840 SH DFND 31840 0 0 MAQUIA CAPITAL ACQUISITION C *W EXP 05/05/202 56564V119 5 10000 SH DFND 10000 0 0 MASON INDUSTRIAL TECHNOLGY I *W EXP 99/99/999 57520Y114 114 127047 SH DFND 127047 0 0 MASON INDUSTRIAL TECHNOLGY I UNIT 99/99/9999 57520Y205 1254 124560 SH DFND 124560 0 0 MAXIM INTEGRATED PRODS INC COM 57772K101 8394 79666 SH DFND 79666 0 0 MCAP ACQUISITION CORP *W EXP 03/02/202 55282T117 113 106436 SH DFND 106436 0 0 MCAP ACQUISITION CORP UNIT 02/18/2030 55282T208 126 12600 SH DFND 12600 0 0 MDH ACQUISITION CORP *W EXP 02/02/202 55283P114 68 81423 SH DFND 81423 0 0 MDH ACQUISITION CORP UNIT 99/99/9999 55283P205 327 32662 SH DFND 32662 0 0 MISSION ADVANCEMENT CORP *W EXP 03/05/202 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99/99/9999 G71707114 658 65738 SH DFND 65738 0 0 POPULATION HEALTH INVS CO IN *W EXP 10/01/202 G71716115 25 22121 SH DFND 22121 0 0 POWERED BRANDS CL A G7209M108 196 20168 SH DFND 20168 0 0 PRIMAVERA CAPITAL ACQUIST CO *W EXP 01/19/202 G7255E117 50 49435 SH DFND 49435 0 0 PRIME IMPACT ACQUISITION I *W EXP 10/01/203 G61074129 292 291528 SH DFND 291528 0 0 PRIVETERRA ACQUISITION CORP UNIT 99/99/9999 74275N201 757 76018 SH DFND 76018 0 0 PROGRESS ACQUISITION CORP *W EXP 11/11/202 74327P113 102 145650 SH DFND 145650 0 0 PROGRESS ACQUISITION CORP UNIT 12/25/2025 74327P204 1610 160474 SH DFND 160474 0 0 PROOFPOINT INC COM 743424103 21641 124547 SH DFND 124547 0 0 PROPTECH INVESTMENT CORP II *W EXP 12/08/202 743497117 33 32489 SH DFND 32489 0 0 PROSPECTOR CAPITAL CORP *W EXP 01/01/202 G7273A113 10 10859 SH DFND 10859 0 0 PROVIDENT ACQUISITION CORP *W EXP 01/08/202 G7282L126 27 33646 SH DFND 33646 0 0 PWP FORWARD ACQUISITION CORP *W EXP 03/12/202 74709Q119 11 10000 SH DFND 10000 0 0 QTS RLTY TR INC COM CL A 74736A103 10251 132610 SH DFND 132610 0 0 RECHARGE ACQUISITION CORP *W EXP 10/05/202 756229118 291 354730 SH DFND 354730 0 0 RMG ACQUISITION CORP III *W EXP 02/08/202 G76088122 35 28328 SH DFND 28328 0 0 RMG ACQUISITION CORP III UNIT 02/08/2026 G76088114 701 70134 SH DFND 70134 0 0 ROSECLIFF ACQUISITION CORP I *W EXP 02/11/202 77732R111 29 35900 SH DFND 35900 0 0 ROSECLIFF ACQUISITION CORP I UNIT 99/99/9999 77732R202 1820 181675 SH DFND 181675 0 0 RXR ACQUISITION CORP UNIT 01/01/2025 74981W206 100 10000 SH DFND 10000 0 0 SCIENCE STRATEGIC ACQ ALPHA *W EXP 01/20/202 808641112 136 157764 SH DFND 157764 0 0 SCIENCE STRATEGIC ACQ ALPHA UNIT 01/20/2026 808641203 1619 163053 SH DFND 163053 0 0 SCION TECH GROWTH I *W EXP 11/01/202 G31067112 213 202428 SH DFND 202428 0 0 SCION TECH GROWTH I CL A SHS G31067104 495 50668 SH DFND 50668 0 0 SCION TECH GROWTH I UNIT 12/17/2025 G31067120 505 50000 SH DFND 50000 0 0 SCION TECH GROWTH II *W EXP 01/28/202 G31070116 86 93143 SH DFND 93143 0 0 SCION TECH GROWTH II UNIT 99/99/9999 G31070124 201 20261 SH DFND 20261 0 0 SCP & CO HEALTHCARE ACQUSTN *W EXP 01/27/202 784065112 108 127240 SH DFND 127240 0 0 SCP & CO HEALTHCARE ACQUSTN UNIT 10/27/2025 784065203 1122 111374 SH DFND 111374 0 0 SEAPORT GLOBAL ACQUISITN COR *W EXP 12/15/202 812227114 73 85400 SH DFND 85400 0 0 SENIOR CONNECT ACQUISITN COR *W EXP 12/31/202 81723H116 89 104617 SH DFND 104617 0 0 SEVEN OAKS ACQUISITION CORP COM CL A 81787X106 190 19182 SH DFND 19182 0 0 SILVER CREST ACQUISITION COR *W EXP 12/15/202 G81355128 280 328565 SH DFND 328565 0 0 SILVER CREST ACQUISITION COR UNIT 12/15/2025 G81355110 628 62521 SH DFND 62521 0 0 SILVERBOX ENGAGED MERGER CO *W EXP 06/02/202 82836L119 30 39534 SH DFND 39534 0 0 SILVERBOX ENGAGED MERGER CO UNIT 03/31/2028 82836L200 421 42110 SH DFND 42110 0 0 SLACK TECHNOLOGIES INC COM CL A 83088V102 12399 279882 SH DFND 279882 0 0 SLAM CORP *W EXP 02/23/202 G8210L121 73 67950 SH DFND 67950 0 0 SLAM CORP UNIT 99/99/9999 G8210L113 427 42790 SH DFND 42790 0 0 SOCIAL CAPITAL HEDOSOPHA HLD SHS CL A G8251L105 17 76800 SH Call DFND 76800 0 0 SOCIAL CAPITAL HEDOSOPHA HLD SHS CL A G82514103 8 21100 SH Call DFND 21100 0 0 SOCIAL LEVERAGE ACQUISN CORP UNIT 99/99/9999 83363K201 240 24041 SH DFND 24041 0 0 SPARTAN ACQUISITION CORP III *W EXP 02/04/202 84677R114 47 39458 SH DFND 39458 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1178 55000 SH Put DFND 55000 0 0 SPORTS VENTURES ACQUISIN COR UNIT 99/99/9999 G8372A111 103 10157 SH DFND 10157 0 0 SPORTSTEK ACQUISITION CORP *W EXP 02/16/202 849196118 164 215863 SH DFND 215863 0 0 STAR PEAK CORP II COM CL A 855179107 588 59411 SH DFND 59411 0 0 SUSTAINABLE DEVELP ACQU I CO *W EXP 02/04/202 86934L111 90 94597 SH DFND 94597 0 0 SWITCHBACK II CORPORATION COM CL A G8633T115 4134 417977 SH DFND 417977 0 0 TAILWIND INTERNATNAL ACQ COR *W EXP 03/01/202 G8662F119 438 466117 SH DFND 466117 0 0 TAILWIND INTERNATNAL ACQ COR UNIT 99/99/9999 G8662F127 779 77946 SH DFND 77946 0 0 TAILWIND TWO ACQUISITION COR UNIT 03/01/2028 G86613117 308 30792 SH DFND 30792 0 0 TASTEMAKER ACQUISITION CORP *W EXP 01/07/202 876545112 13 18064 SH DFND 18064 0 0 TB SA ACQUISITION CORP UNIT 03/25/2028 G8657L113 959 96143 SH DFND 96143 0 0 TCW SPECIAL PURPOSE ACQU COR *W EXP 99/99/999 87301L114 18 19383 SH DFND 19383 0 0 TEKKORP DIGITAL ACQUISITN CO *W EXP 10/26/202 G8739H114 268 255193 SH DFND 255193 0 0 THE MUSIC ACQUISITION CORP *W EXP 02/05/202 62752R118 190 223504 SH DFND 223504 0 0 THUNDER BRIDGE CAP PRTNRS II UNIT 02/15/2028 88605T209 1084 108539 SH DFND 108539 0 0 TLG ACQUISITION ONE CORP *W EXP 01/25/202 87257M116 202 255283 SH DFND 255283 0 0 TLG ACQUISITION ONE CORP UNIT 99/99/9999 87257M207 837 84414 SH DFND 84414 0 0 TREPONT ACQUISITION CORP I *W EXP 11/24/202 G9095M127 328 366897 SH DFND 366897 0 0 TWELVE SEAS INVESTMENT CO II *W EXP 03/02/202 90118T114 89 99644 SH DFND 99644 0 0 TWELVE SEAS INVESTMENT CO II COM CL A 90118T106 865 89671 SH DFND 89671 0 0 TWIN RIDGE CAPITAL ACQUIS CO UNIT 99/99/9999 G9151L112 374 37411 SH DFND 37411 0 0 TZP STRATEGIES ACQUISTN CORP *W EXP 01/06/202 G91595119 16 19305 SH DFND 19305 0 0 TZP STRATEGIES ACQUISTN CORP UNIT 01/06/2026 G91595127 1308 131627 SH DFND 131627 0 0 VIRTUOSO ACQUISITION CORP COM CL A 92837J104 201 20298 SH DFND 20298 0 0 WARRIOR TECHNOLOGIES ACQUI C *W EXP 03/31/202 936273119 225 295934 SH DFND 295934 0 0 WARRIOR TECHNOLOGIES ACQUI C COM CL A 936273101 878 90655 SH DFND 90655 0 0 WELBILT INC COM 949090104 6028 260397 SH DFND 260397 0 0 XILINX INC COM 983919101 31736 219414 SH DFND 219414 0 0 YELLOWSTONE ACQUISITION CO *W EXP 10/21/202 98566K113 15 19164 SH DFND 19164 0 0 Z-WORK ACQUISITION CORP *W EXP 01/04/202 98880C110 189 210500 SH DFND 210500 0 0 Z-WORK ACQUISITION CORP UNIT 99/99/9999 98880C201 634 63380 SH DFND 63380 0 0