The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACACIA COMMUNICATIONS INC | COM | 00401C108 | 51,563 | 765,032 | SH | DFND | 765,032 | 0 | 0 | ||
ACAMAR PARTNERS ACQSITION CO | CL A | 004285102 | 1,331 | 130,249 | SH | DFND | 130,249 | 0 | 0 | ||
ASCENDANT DIGITAL ACQUISITIO | UNIT 99/99/9999 | G05155125 | 2,328 | 221,303 | SH | DFND | 221,303 | 0 | 0 | ||
B RILEY PRIN MERGER CORP II | CL A | 05600U106 | 6,432 | 642,586 | SH | DFND | 642,586 | 0 | 0 | ||
BITAUTO HLDGS LTD | SPONSORED ADS | 091727107 | 4 | 21,100 | SH | Put | DFND | 21,100 | 0 | 0 | |
BOWX ACQUISITION CORP | UNIT 08/03/2025 | 103085205 | 2,994 | 291,800 | SH | DFND | 291,800 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | RIGHT 99/99/9999 | 110122157 | 1,070 | 475,633 | SH | DFND | 475,633 | 0 | 0 | ||
BROADSTONE ACQUISITION CORP | UNIT 99/99/9999 | G1739V118 | 3,204 | 321,314 | SH | DFND | 321,314 | 0 | 0 | ||
BURGUNDY TECHNOLOGY ACQU COR | UNIT 08/26/2025 | G1702T132 | 2,187 | 219,530 | SH | DFND | 219,530 | 0 | 0 | ||
CF FINANCE ACQUISITION CORP | UNIT 08/01/2027 | 15725Q203 | 200 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
CHP MERGER CORP | COM CL A | 12558Y106 | 1,020 | 100,100 | SH | DFND | 100,100 | 0 | 0 | ||
CHURCHILL CAPITAL CORP IV | UNIT 99/99/9999 | 171439201 | 8,856 | 883,879 | SH | DFND | 883,879 | 0 | 0 | ||
CIIG MERGER CORP | COM CL A | 12559C103 | 250 | 25,000 | SH | DFND | 25,000 | 0 | 0 | ||
CINCINNATI BELL INC NEW | COM NEW | 171871502 | 6,014 | 400,949 | SH | DFND | 400,949 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 846 | 21,467 | SH | DFND | 21,467 | 0 | 0 | ||
CLOUDERA INC | COM | 18914U100 | 268 | 255,000 | SH | Call | DFND | 255,000 | 0 | 0 | |
CLOUDERA INC | COM | 18914U100 | 409 | 37,560 | SH | DFND | 37,560 | 0 | 0 | ||
COHN ROBBINS HOLDINGS CORP | UNIT 08/11/2025 | G23726121 | 504 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
COMTECH TELECOMMUNICATIONS C | COM NEW | 205826209 | 54 | 32,500 | SH | Call | DFND | 32,500 | 0 | 0 | |
CUBIC CORP | COM | 229669106 | 887 | 15,246 | SH | DFND | 15,246 | 0 | 0 | ||
D8 HOLDINGS CORP | UNIT 99/99/9999 | G2614K102 | 6,844 | 679,600 | SH | DFND | 679,600 | 0 | 0 | ||
E MERGE TECHNOLOGY ACQUISITI | UNIT 07/30/2025 | 26873Y203 | 6,537 | 648,536 | SH | DFND | 648,536 | 0 | 0 | ||
EAST RES ACQUISITION CO | UNIT 07/01/2027 | 274681204 | 3,193 | 316,438 | SH | DFND | 316,438 | 0 | 0 | ||
EXPERIENCE INVT CORP | COM CL A | 30217C109 | 828 | 82,400 | SH | DFND | 82,400 | 0 | 0 | ||
FAST ACQUISITION CORP | UNIT 99/99/9999 | 311875207 | 199 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
FINSERV ACQUISITION CORP | CL A | 318085107 | 2,011 | 200,504 | SH | DFND | 200,504 | 0 | 0 | ||
FINTECH ACQUISITION CORP III | COM CL A | 31811A101 | 1,134 | 110,000 | SH | DFND | 110,000 | 0 | 0 | ||
FTAC OLYMPUS ACQUISITION COR | UNIT 08/24/2025 | G37288118 | 3,606 | 360,600 | SH | DFND | 360,600 | 0 | 0 | ||
FUSION ACQUISITION CORP | UNIT 99/99/9999 | 36118H204 | 5,677 | 551,135 | SH | DFND | 551,135 | 0 | 0 | ||
GENWORTH FINL INC | COM CL A | 37247D106 | 5,602 | 1,672,233 | SH | DFND | 1,672,233 | 0 | 0 | ||
GENWORTH FINL INC | COM CL A | 37247D106 | 10 | 125,000 | SH | Put | DFND | 125,000 | 0 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 9,085 | 143,778 | SH | DFND | 143,778 | 0 | 0 | ||
GO ACQUISITION CORP | UNIT 08/31/2027 | 362019200 | 1,221 | 121,095 | SH | DFND | 121,095 | 0 | 0 | ||
GORES HLDGS IV INC | COM CL A | 382865103 | 247 | 23,952 | SH | DFND | 23,952 | 0 | 0 | ||
GRUBHUB INC | COM | 400110102 | 973 | 13,447 | SH | DFND | 13,447 | 0 | 0 | ||
GX ACQUISITION CORP | COM CL A | 36251A107 | 1,366 | 130,100 | SH | DFND | 130,100 | 0 | 0 | ||
HEALTHCARE MERGER CORP | COM CL A | 42227L102 | 424 | 41,800 | SH | DFND | 41,800 | 0 | 0 | ||
HENNESSY CAP ACQUSTION CORP | CL A COM | 42589C104 | 1,937 | 173,903 | SH | DFND | 173,903 | 0 | 0 | ||
HPX CORP | UNIT 99/99/9999 | G32219118 | 102 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
HUDSON EXECUTIVE INVT CORP | UNIT 06/21/2025 | 443761200 | 1,927 | 184,400 | SH | DFND | 184,400 | 0 | 0 | ||
IMMUNOMEDICS INC | COM | 452907108 | 20 | 348,500 | SH | Put | DFND | 348,500 | 0 | 0 | |
IMMUNOMEDICS INC | COM | 452907108 | 33,667 | 395,947 | SH | DFND | 395,947 | 0 | 0 | ||
JERNIGAN CAP INC | COM | 476405105 | 1,415 | 82,562 | SH | DFND | 82,562 | 0 | 0 | ||
JUNIPER INDL HLDGS INC | COM CL A | 48205G106 | 1,099 | 105,036 | SH | DFND | 105,036 | 0 | 0 | ||
LF CAP ACQUISITION CORP | CL A | 50200K108 | 184 | 17,500 | SH | DFND | 17,500 | 0 | 0 | ||
LONGVIEW ACQUISITION CORP | COM CL A | 543195101 | 3,437 | 350,000 | SH | DFND | 350,000 | 0 | 0 | ||
MAXIM INTEGRATED PRODS INC | COM | 57772K101 | 31,083 | 459,733 | SH | DFND | 459,733 | 0 | 0 | ||
NATIONAL GEN HLDGS CORP | COM | 636220303 | 14,204 | 420,848 | SH | DFND | 420,848 | 0 | 0 | ||
NAVISTAR INTL CORP NEW | COM | 63934E108 | 303 | 6,964 | SH | DFND | 6,964 | 0 | 0 | ||
NETFIN ACQUISITION CORP | SHS CL A | G6455A107 | 1,652 | 159,315 | SH | DFND | 159,315 | 0 | 0 | ||
NEW PROVIDENCE ACQUISITION | COM CL A | 64822P106 | 2,266 | 225,000 | SH | DFND | 225,000 | 0 | 0 | ||
NOBLE ENERGY INC | COM | 655044105 | 7,469 | 873,529 | SH | DFND | 873,529 | 0 | 0 | ||
NORTHERN GENESIS ACQUISITION | UNIT 07/31/2027 | 66516T203 | 448 | 44,857 | SH | DFND | 44,857 | 0 | 0 | ||
OSPREY TECHNLGY AQUISTION CO | COM CL A | 68839R104 | 2,351 | 230,710 | SH | DFND | 230,710 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 1,773 | 48,313 | SH | DFND | 48,313 | 0 | 0 | ||
PRIME IMPACT ACQUISITION I | UNIT 10/01/2030 | G61074111 | 202 | 20,200 | SH | DFND | 20,200 | 0 | 0 | ||
PROPERTY SOLUTIONS ACQUISITI | UNIT 03/30/2027 | 74348Q207 | 8,008 | 793,626 | SH | DFND | 793,626 | 0 | 0 | ||
REDBALL ACQUISITION CORP | UNIT 99/99/9999 | G7417R121 | 1,030 | 97,405 | SH | DFND | 97,405 | 0 | 0 | ||
RMG ACQUISITION CORP | CL A | 749641106 | 274 | 25,600 | SH | DFND | 25,600 | 0 | 0 | ||
SIMON PPTY GROUP INC NEW | COM | 828806109 | 10,788 | 166,790 | SH | DFND | 166,790 | 0 | 0 | ||
SOCIAL CAP HEDSPIA HLDG CO I | COM CL A | G8251K107 | 563 | 45,163 | SH | DFND | 45,163 | 0 | 0 | ||
SOGOU INC | ADR REPSTG A | 83409V104 | 3 | 85,000 | SH | Put | DFND | 85,000 | 0 | 0 | |
SOUTH MTN MERGER CORP | COM CL A | 838884104 | 1,108 | 106,017 | SH | DFND | 106,017 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 834 | 12,600 | SH | Put | DFND | 12,600 | 0 | 0 | |
SWITCH INC | CL A | 87105L104 | 66 | 80,000 | SH | Call | DFND | 80,000 | 0 | 0 | |
TAILWIND ACQUISITION CORP | UNIT 09/07/2027 | 87403Q201 | 1,131 | 112,537 | SH | DFND | 112,537 | 0 | 0 | ||
TAUBMAN CTRS INC | COM | 876664103 | 59 | 246,300 | SH | Put | DFND | 246,300 | 0 | 0 | |
TAUBMAN CTRS INC | COM | 876664103 | 26,078 | 783,367 | SH | DFND | 783,367 | 0 | 0 | ||
THUNDER BRDG ACQUISTION II L | CL A SHS | G8857S116 | 1,194 | 117,060 | SH | DFND | 117,060 | 0 | 0 | ||
TIFFANY & CO NEW | COM | 886547108 | 9,920 | 85,629 | SH | DFND | 85,629 | 0 | 0 | ||
VARIAN MED SYS INC | COM | 92220P105 | 29,066 | 168,991 | SH | DFND | 168,991 | 0 | 0 | ||
VIRTUSA CORP | COM | 92827P102 | 22,790 | 463,591 | SH | DFND | 463,591 | 0 | 0 | ||
VIVINT SOLAR INC | COM | 92854Q106 | 16 | 80,000 | SH | Put | DFND | 80,000 | 0 | 0 | |
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 1,437 | 40,000 | SH | DFND | 40,000 | 0 | 0 | ||
WILLIS TOWERS WATSON PLC LTD | SHS | G96629103 | 55,325 | 264,943 | SH | DFND | 264,943 | 0 | 0 |