0001085146-20-002864.txt : 20201112
0001085146-20-002864.hdr.sgml : 20201112
20201112150129
ACCESSION NUMBER: 0001085146-20-002864
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200930
FILED AS OF DATE: 20201112
DATE AS OF CHANGE: 20201112
EFFECTIVENESS DATE: 20201112
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAMIUS ADVISORS LLC
CENTRAL INDEX KEY: 0001275893
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10674
FILM NUMBER: 201306102
BUSINESS ADDRESS:
STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2122014829
MAIL ADDRESS:
STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001275893
XXXXXXXX
09-30-2020
09-30-2020
false
RAMIUS ADVISORS LLC
599 LEXINGTON AVENUE, 20TH FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-10674
N
Andrea J.S. Sayago
Chief Compliance Officer
212-201-4829
/s/ Andrea J.S. Sayago
New York
NY
11-06-2020
0
75
414607
false
INFORMATION TABLE
2
infotable.xml
INFORMATION TABLE
ACACIA COMMUNICATIONS INC
COM
00401C108
51563
765032
SH
DFND
765032
0
0
ACAMAR PARTNERS ACQSITION CO
CL A
004285102
1331
130249
SH
DFND
130249
0
0
ASCENDANT DIGITAL ACQUISITIO
UNIT 99/99/9999
G05155125
2328
221303
SH
DFND
221303
0
0
B RILEY PRIN MERGER CORP II
CL A
05600U106
6432
642586
SH
DFND
642586
0
0
BITAUTO HLDGS LTD
SPONSORED ADS
091727107
4
21100
SH
Put
DFND
21100
0
0
BOWX ACQUISITION CORP
UNIT 08/03/2025
103085205
2994
291800
SH
DFND
291800
0
0
BRISTOL-MYERS SQUIBB CO
RIGHT 99/99/9999
110122157
1070
475633
SH
DFND
475633
0
0
BROADSTONE ACQUISITION CORP
UNIT 99/99/9999
G1739V118
3204
321314
SH
DFND
321314
0
0
BURGUNDY TECHNOLOGY ACQU COR
UNIT 08/26/2025
G1702T132
2187
219530
SH
DFND
219530
0
0
CF FINANCE ACQUISITION CORP
UNIT 08/01/2027
15725Q203
200
20000
SH
DFND
20000
0
0
CHP MERGER CORP
COM CL A
12558Y106
1020
100100
SH
DFND
100100
0
0
CHURCHILL CAPITAL CORP IV
UNIT 99/99/9999
171439201
8856
883879
SH
DFND
883879
0
0
CIIG MERGER CORP
COM CL A
12559C103
250
25000
SH
DFND
25000
0
0
CINCINNATI BELL INC NEW
COM NEW
171871502
6014
400949
SH
DFND
400949
0
0
CISCO SYS INC
COM
17275R102
846
21467
SH
DFND
21467
0
0
CLOUDERA INC
COM
18914U100
268
255000
SH
Call
DFND
255000
0
0
CLOUDERA INC
COM
18914U100
409
37560
SH
DFND
37560
0
0
COHN ROBBINS HOLDINGS CORP
UNIT 08/11/2025
G23726121
504
50000
SH
DFND
50000
0
0
COMTECH TELECOMMUNICATIONS C
COM NEW
205826209
54
32500
SH
Call
DFND
32500
0
0
CUBIC CORP
COM
229669106
887
15246
SH
DFND
15246
0
0
D8 HOLDINGS CORP
UNIT 99/99/9999
G2614K102
6844
679600
SH
DFND
679600
0
0
E MERGE TECHNOLOGY ACQUISITI
UNIT 07/30/2025
26873Y203
6537
648536
SH
DFND
648536
0
0
EAST RES ACQUISITION CO
UNIT 07/01/2027
274681204
3193
316438
SH
DFND
316438
0
0
EXPERIENCE INVT CORP
COM CL A
30217C109
828
82400
SH
DFND
82400
0
0
FAST ACQUISITION CORP
UNIT 99/99/9999
311875207
199
20000
SH
DFND
20000
0
0
FINSERV ACQUISITION CORP
CL A
318085107
2011
200504
SH
DFND
200504
0
0
FINTECH ACQUISITION CORP III
COM CL A
31811A101
1134
110000
SH
DFND
110000
0
0
FTAC OLYMPUS ACQUISITION COR
UNIT 08/24/2025
G37288118
3606
360600
SH
DFND
360600
0
0
FUSION ACQUISITION CORP
UNIT 99/99/9999
36118H204
5677
551135
SH
DFND
551135
0
0
GENWORTH FINL INC
COM CL A
37247D106
5602
1672233
SH
DFND
1672233
0
0
GENWORTH FINL INC
COM CL A
37247D106
10
125000
SH
Put
DFND
125000
0
0
GILEAD SCIENCES INC
COM
375558103
9085
143778
SH
DFND
143778
0
0
GO ACQUISITION CORP
UNIT 08/31/2027
362019200
1221
121095
SH
DFND
121095
0
0
GORES HLDGS IV INC
COM CL A
382865103
247
23952
SH
DFND
23952
0
0
GRUBHUB INC
COM
400110102
973
13447
SH
DFND
13447
0
0
GX ACQUISITION CORP
COM CL A
36251A107
1366
130100
SH
DFND
130100
0
0
HEALTHCARE MERGER CORP
COM CL A
42227L102
424
41800
SH
DFND
41800
0
0
HENNESSY CAP ACQUSTION CORP
CL A COM
42589C104
1937
173903
SH
DFND
173903
0
0
HPX CORP
UNIT 99/99/9999
G32219118
102
10000
SH
DFND
10000
0
0
HUDSON EXECUTIVE INVT CORP
UNIT 06/21/2025
443761200
1927
184400
SH
DFND
184400
0
0
IMMUNOMEDICS INC
COM
452907108
20
348500
SH
Put
DFND
348500
0
0
IMMUNOMEDICS INC
COM
452907108
33667
395947
SH
DFND
395947
0
0
JERNIGAN CAP INC
COM
476405105
1415
82562
SH
DFND
82562
0
0
JUNIPER INDL HLDGS INC
COM CL A
48205G106
1099
105036
SH
DFND
105036
0
0
LF CAP ACQUISITION CORP
CL A
50200K108
184
17500
SH
DFND
17500
0
0
LONGVIEW ACQUISITION CORP
COM CL A
543195101
3437
350000
SH
DFND
350000
0
0
MAXIM INTEGRATED PRODS INC
COM
57772K101
31083
459733
SH
DFND
459733
0
0
NATIONAL GEN HLDGS CORP
COM
636220303
14204
420848
SH
DFND
420848
0
0
NAVISTAR INTL CORP NEW
COM
63934E108
303
6964
SH
DFND
6964
0
0
NETFIN ACQUISITION CORP
SHS CL A
G6455A107
1652
159315
SH
DFND
159315
0
0
NEW PROVIDENCE ACQUISITION
COM CL A
64822P106
2266
225000
SH
DFND
225000
0
0
NOBLE ENERGY INC
COM
655044105
7469
873529
SH
DFND
873529
0
0
NORTHERN GENESIS ACQUISITION
UNIT 07/31/2027
66516T203
448
44857
SH
DFND
44857
0
0
OSPREY TECHNLGY AQUISTION CO
COM CL A
68839R104
2351
230710
SH
DFND
230710
0
0
PFIZER INC
COM
717081103
1773
48313
SH
DFND
48313
0
0
PRIME IMPACT ACQUISITION I
UNIT 10/01/2030
G61074111
202
20200
SH
DFND
20200
0
0
PROPERTY SOLUTIONS ACQUISITI
UNIT 03/30/2027
74348Q207
8008
793626
SH
DFND
793626
0
0
REDBALL ACQUISITION CORP
UNIT 99/99/9999
G7417R121
1030
97405
SH
DFND
97405
0
0
RMG ACQUISITION CORP
CL A
749641106
274
25600
SH
DFND
25600
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
10788
166790
SH
DFND
166790
0
0
SOCIAL CAP HEDSPIA HLDG CO I
COM CL A
G8251K107
563
45163
SH
DFND
45163
0
0
SOGOU INC
ADR REPSTG A
83409V104
3
85000
SH
Put
DFND
85000
0
0
SOUTH MTN MERGER CORP
COM CL A
838884104
1108
106017
SH
DFND
106017
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
834
12600
SH
Put
DFND
12600
0
0
SWITCH INC
CL A
87105L104
66
80000
SH
Call
DFND
80000
0
0
TAILWIND ACQUISITION CORP
UNIT 09/07/2027
87403Q201
1131
112537
SH
DFND
112537
0
0
TAUBMAN CTRS INC
COM
876664103
59
246300
SH
Put
DFND
246300
0
0
TAUBMAN CTRS INC
COM
876664103
26078
783367
SH
DFND
783367
0
0
THUNDER BRDG ACQUISTION II L
CL A SHS
G8857S116
1194
117060
SH
DFND
117060
0
0
TIFFANY & CO NEW
COM
886547108
9920
85629
SH
DFND
85629
0
0
VARIAN MED SYS INC
COM
92220P105
29066
168991
SH
DFND
168991
0
0
VIRTUSA CORP
COM
92827P102
22790
463591
SH
DFND
463591
0
0
VIVINT SOLAR INC
COM
92854Q106
16
80000
SH
Put
DFND
80000
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
1437
40000
SH
DFND
40000
0
0
WILLIS TOWERS WATSON PLC LTD
SHS
G96629103
55325
264943
SH
DFND
264943
0
0