0000903423-16-001410.txt : 20161212 0000903423-16-001410.hdr.sgml : 20161212 20161212173611 ACCESSION NUMBER: 0000903423-16-001410 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160414 FILED AS OF DATE: 20161212 DATE AS OF CHANGE: 20161212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bats Global Markets, Inc. CENTRAL INDEX KEY: 0001659228 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 463583191 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8050 MARSHALL DRIVE STREET 2: SUITE 120 CITY: LENEXA STATE: KS ZIP: 66214 BUSINESS PHONE: (913) 815-7000 MAIL ADDRESS: STREET 1: 8050 MARSHALL DRIVE STREET 2: SUITE 120 CITY: LENEXA STATE: KS ZIP: 66214 FORMER COMPANY: FORMER CONFORMED NAME: BATS Global Markets, Inc. DATE OF NAME CHANGE: 20151123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Credit Suisse Next Investors, LLC CENTRAL INDEX KEY: 0001599472 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-37732 FILM NUMBER: 162047131 BUSINESS ADDRESS: STREET 1: ONE MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 877-435-5264 MAIL ADDRESS: STREET 1: ONE MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FREUDENSTEIN ALAN CENTRAL INDEX KEY: 0001275808 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-37732 FILM NUMBER: 162047132 MAIL ADDRESS: STREET 1: CREDIT SUISSE STREET 2: 11 MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10010 3/A 1 freudenstein.xml OWNERSHIP DOCUMENT X0206 3/A 2016-04-14 2016-04-14 0 0001659228 Bats Global Markets, Inc. BATS 0001275808 FREUDENSTEIN ALAN ONE MADISON AVENUE, 11TH FLOOR NEW YORK NY 10010 1 0 0 0 0001599472 Credit Suisse Next Investors, LLC ONE MADISON AVENUE, 11TH FLOOR NEW YORK NY 10010 1 0 0 0 Non-voting Common stock 2007900 I By Credit Suisse NEXT Investors, LLC Voting common stock 3668741 I By Credit Suisse NEXT Investors, LLC This amendment supplements the Reporting Person's original Form 3 filed on April 14, 2016 to add the rows set forth above and add Credit Suisse NEXT Investors, LLC as an additional Reporting Person. These changes are effective as of April 14, 2016. The shares listed above are held of record by Credit Suisse NEXT Investors, LLC. Mr. Freudenstein is an affiliate of this entity. This filing shall not be deemed to be an admission that Mr. Freudenstein is the beneficial owner of any of the securities reported herein, and Mr. Freudenstein disclaims beneficial ownership with respect to all shares beneficially owned by Credit Suisse NEXT Investors, LLC, except to the extent of his pecuniary interests therein. Credit Suisse NEXT Investors, LLC's investment adviser is Credit Suisse Asset Management, LLC, whose ultimate parent is Credit Suisse Group A.G. (3) Credit Suisse Asset Management, LLC is the investment adviser of Credit Suisse Next Investors, LLC. /s/ Gregory Grimaldi, Managing Director of CREDIT SUISSE ASSET MANAGEMENT, LLC (3) 2016-12-12