0001104659-23-058612.txt : 20230510
0001104659-23-058612.hdr.sgml : 20230510
20230510191339
ACCESSION NUMBER: 0001104659-23-058612
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230508
FILED AS OF DATE: 20230510
DATE AS OF CHANGE: 20230510
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GRIGGS STEPHEN P
CENTRAL INDEX KEY: 0001275762
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38399
FILM NUMBER: 23908278
MAIL ADDRESS:
STREET 1: 1360 PLACE VENDOME
CITY: WINTER PARK
STATE: FL
ZIP: 32789
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AdaptHealth Corp.
CENTRAL INDEX KEY: 0001725255
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-HOME HEALTH CARE SERVICES [8082]
IRS NUMBER: 823677704
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 220 WEST GERMANTOWN PIKE
STREET 2: SUITE 250
CITY: PLYMOUTH MEETING
STATE: PA
ZIP: 19462
BUSINESS PHONE: 610-630-6357
MAIL ADDRESS:
STREET 1: 220 WEST GERMANTOWN PIKE
STREET 2: SUITE 250
CITY: PLYMOUTH MEETING
STATE: PA
ZIP: 19462
FORMER COMPANY:
FORMER CONFORMED NAME: DFB Healthcare Acquisitions Corp.
DATE OF NAME CHANGE: 20171213
4
1
tm2315231-1_4seq1.xml
OWNERSHIP DOCUMENT
X0407
4
2023-05-08
0
0001725255
AdaptHealth Corp.
AHCO
0001275762
GRIGGS STEPHEN P
C/O ADAPTHEALTH LLC
220 WEST GERMANTOWN PIKE, SUITE 250
PLYMOUTH MEETING
PA
19462
1
1
0
0
Chief Executive Officer
0
Common Stock, par value $0.0001 per share ("Common Stock")
2023-05-08
4
M
0
559071
4.38
A
743534
D
Common Stock
2023-05-08
4
F
0
345219
11.86
D
398315
D
Common Stock
3576927
I
See Footnote
Employee Stock Option (right to buy)
4.38
2023-05-08
4
M
0
559071
0
D
2026-08-01
Common Stock
559071
0
D
Represents a "net exercise" of outstanding stock options. The reporting person received 213,852 shares of Common Stock on net exercise of options to purchase 559,071 shares of Common Stock. The Company withheld 345,219 shares of Common Stock underlying the options for payment of the exercise price and tax withholdings.
Securities held directly by the Stephen P. Griggs Revocable Trust.
On December 1, 2020, the Issuer entered into an Agreement and Plan of Merger (the "Merger Agreement") with AH Apollo Merger Sub Inc., AH Apollo Merger Sub II Inc., Peloton Equity, LLC and AeroCare Holdings, Inc. ("AeroCare"). The effective time of the merger (the "AeroCare Merger") occurred on February 1, 2021, at which time the outstanding shares of the Common Stock and options to acquire Common Stock of AeroCare were converted into the right to receive, among other things, shares of the Issuer's Common Stock and Series C Preferred Stock and options to acquire Common Stock, respectively, pursuant to the Merger Agreement.
Options were fully vested as of the effective time if the AeroCare Merger.
*** The Power of Attorney given by the reporting person was previously filed with the U.S. Securities and Exchange Commission on February 2, 2021 as an exhibit to
the Form 3 filed by the reporting person with respect to the Issuer and is hereby incorporated by reference.
/s/ Christopher Joyce, as attorney-in-fact for Stephen Griggs***
2023-05-10