The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ALPS ETF TR | ALERIAN MLP | 00162Q866 | 9,038 | 750,000 | SH | Call | SOLE | 750,000 | 0 | 0 | |
| ALPS ETF TR | ALERIAN MLP | 00162Q866 | 22 | 1,845 | SH | SOLE | 1,845 | 0 | 0 | ||
| ANACOR PHARMACEUTICALS INC | COM | 032420101 | 2,300 | 20,363 | SH | SOLE | 20,363 | 0 | 0 | ||
| CHURCHILL DOWNS INC | COM | 171484108 | 12,546 | 88,674 | SH | SOLE | 88,674 | 0 | 0 | ||
| COLONY CAP INC | CL A | 19624R106 | 11,100 | 569,801 | SH | SOLE | 569,801 | 0 | 0 | ||
| DYNAVAX TECHNOLOGIES CORP | COM NEW | 268158201 | 5,206 | 215,479 | SH | SOLE | 215,479 | 0 | 0 | ||
| GENERAL ELECTRIC CO | COM | 369604103 | 4,091 | 131,346 | SH | SOLE | 131,346 | 0 | 0 | ||
| GNC HLDGS INC | COM CL A | 36191G107 | 25,270 | 814,650 | SH | SOLE | 814,650 | 0 | 0 | ||
| GNC HLDGS INC | COM CL A | 36191G107 | 10,857 | 350,000 | SH | Call | SOLE | 350,000 | 0 | 0 | |
| GREATBATCH INC | COM | 39153L106 | 6,524 | 124,264 | SH | SOLE | 124,264 | 0 | 0 | ||
| INTEROIL CORP | COM | 460951106 | 13,171 | 419,200 | SH | SOLE | 419,200 | 0 | 0 | ||
| ISHARES TR | RUSSELL 2000 ET | 464287655 | 70,906 | 629,600 | SH | Put | SOLE | 629,600 | 0 | 0 | |
| ITRON INC | COM | 465741106 | 9,247 | 255,591 | SH | SOLE | 255,591 | 0 | 0 | ||
| KINDER MORGAN INC DEL | *W EXP 05/25/20 | 49456B119 | 57 | 952,718 | SH | Call | SOLE | 952,718 | 0 | 0 | |
| ONEMAIN HLDGS INC | COM | 68268W103 | 10,735 | 258,425 | SH | SOLE | 258,425 | 0 | 0 | ||
| PTC INC | COM | 69370C100 | 9,890 | 285,589 | SH | SOLE | 285,589 | 0 | 0 | ||
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 78467Y107 | 114,318 | 450,000 | SH | Put | SOLE | 450,000 | 0 | 0 | |
| SYNCHRONY FINL | COM | 87165B103 | 7,107 | 233,720 | SH | SOLE | 233,720 | 0 | 0 | ||
| THE ADT CORPORATION | COM | 00101J106 | 11,562 | 350,566 | SH | SOLE | 350,566 | 0 | 0 | ||
| TRAVELPORT WORLDWIDE LTD | SHS | G9019D104 | 18,220 | 1,412,435 | SH | SOLE | 1,412,435 | 0 | 0 | ||
| TRINET GROUP INC | COM | 896288107 | 17,440 | 901,276 | SH | SOLE | 901,276 | 0 | 0 | ||
| ZEBRA TECHNOLOGIES CORP | CL A | 989207105 | 13,303 | 191,000 | SH | SOLE | 191,000 | 0 | 0 | ||