0001964306-23-000331.txt : 20231208 0001964306-23-000331.hdr.sgml : 20231208 20231208181928 ACCESSION NUMBER: 0001964306-23-000331 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20231208 DATE AS OF CHANGE: 20231208 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PennyMac Financial Services, Inc. CENTRAL INDEX KEY: 0001745916 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 831098934 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-38727 FILM NUMBER: 231476604 BUSINESS ADDRESS: STREET 1: 3043 TOWNSGATE ROAD CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 BUSINESS PHONE: (818) 224-7442 MAIL ADDRESS: STREET 1: 3043 TOWNSGATE ROAD CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 FORMER COMPANY: FORMER CONFORMED NAME: New PennyMac Financial Services, Inc. DATE OF NAME CHANGE: 20180709 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: SPECTOR DAVID CENTRAL INDEX KEY: 0001275713 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: C/O PENNYMAC, 6101 CONDOR DRIVE STREET 2: UPPER LEVEL CITY: MOORPARK STATE: CA ZIP: 93021 144 1 primary_doc.xml 144 0001275713 XXXXXXXX LIVE 0001745916 PennyMac Financial Services, Inc. 001-38727 3043 TOWNSGATE ROAD WESTLAKE VILLAGE CA 91361 (818) 224-7442 SPECTOR DAVID Officer Director Common Stock Merrill Lynch
225 Liberty St Floor 37 New York NY 10281
72301 5782571.19 49925752 12/08/2023 NYSE
Common Stock 12/08/2023 Exercise of employee stock options PennyMac Financial Services, Inc. N 72301 12/08/2023 Broker assisted cashless exercise N David Spector
3043 TOWNSGATE ROAD WESTLAKE VILLAGE CA 91361
Common Stock 09/20/2023 15000 1038387.00
David Spector
3043 TOWNSGATE ROAD WESTLAKE VILLAGE CA 91361
Common Stock 10/02/2023 15000 987249.00
David Spector
3043 TOWNSGATE ROAD WESTLAKE VILLAGE CA 91361
Common Stock 11/08/2023 15000 1072120.50
David Spector
3043 TOWNSGATE ROAD WESTLAKE VILLAGE CA 91361
Common Stock 12/01/2023 15000 1174534.50
12/08/2023 David Spector