0001958244-23-000812.txt : 20230517 0001958244-23-000812.hdr.sgml : 20230517 20230517170540 ACCESSION NUMBER: 0001958244-23-000812 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230517 DATE AS OF CHANGE: 20230517 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PennyMac Financial Services, Inc. CENTRAL INDEX KEY: 0001745916 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 831098934 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-38727 FILM NUMBER: 23932705 BUSINESS ADDRESS: STREET 1: 3043 TOWNSGATE ROAD CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 BUSINESS PHONE: (818) 224-7442 MAIL ADDRESS: STREET 1: 3043 TOWNSGATE ROAD CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 FORMER COMPANY: FORMER CONFORMED NAME: New PennyMac Financial Services, Inc. DATE OF NAME CHANGE: 20180709 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: SPECTOR DAVID CENTRAL INDEX KEY: 0001275713 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: C/O PENNYMAC, 6101 CONDOR DRIVE STREET 2: UPPER LEVEL CITY: MOORPARK STATE: CA ZIP: 93021 144 1 primary_doc.xml 144 0001275713 XXXXXXXX LIVE 0001745916 PennyMac Financial Services, Inc. 001-38727 3043 Townsgate Road Westlake Village CA 91361 1-818-224-7442 David Spector Officer Common Goldman Sachs & Co. LLC 200 West Street New York NY 10282 60000 3755400 49924556 05/17/2023 NYSE Common 06/11/2013 Gifted David Spector Y 08/01/2008 60000 06/11/2013 NA N ST Family Investment Company LLC 3043 Townsgate Road Westlake Village CA 91361 Common 03/07/2023 15000 925360.5 ST Family Investment Company LLC 3043 Townsgate Road Westlake Village CA 91361 Common 04/04/2023 15000 895713 ST Family Investment Company LLC 3043 Townsgate Road Westlake Village CA 91361 Common 02/27/2023 15000 912058.5 David Spector 3043 Townsgate Road Westlake Village CA 91361 Common 02/28/2023 13892 820183.68 David Spector 3043 Townsgate Road Westlake Village CA 91361 Common 03/01/2023 26169 1586987.55 The sales of shares set forth herein are made in connection with a selling plan dated 12/28/2022, that is intended to comply with Rule 10b5-1(c). 60,000 shares to be sold by ST Family Investment Company LLC. 05/17/2023 12/28/2022 Goldman Sachs & Co. LLC on behalf of David Spector