X0306 4 2022-10-31 0001745916 PennyMac Financial Services, Inc. PFSI 0001275713 SPECTOR DAVID C/O PENNYMAC FINANCIAL SERVICES, INC. 3043 TOWNSGATE ROAD WESTLAKE VILLAGE CA 91361 1 1 Chairman & CEO Common Stock 2022-10-31 4 M 0 40735 21.03 A 721121 D Common Stock 2022-10-31 4 S 0 40735 54.24 D 680386 D Common Stock 465604 I ST Family Investment Company LLC Nonstatutory Stock Option (Right to Buy) 21.03 2022-10-31 4 M 0 40735 0 D 2014-06-13 2023-06-12 Common Stock 40735 0 D The reported amount consists of 54,856 restricted stock units and 666,265 of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. The price reported is the weighted average price of multiple transactions ranging from $54.00 to $54.9745. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of Issuer the number of Common Stock and the price at which the transactions were effected. The price reported is the weighted average price of multiple transactions ranging from $55.00 to $55.01. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. The nonstatutory stock option to purchase 40,735 shares of Common Stock of the Issuer will vest as to on-third of the optioned shares on each of June 13, 2014, 2015 and 2016, subject to the Reporting Person's continued service through each date. /s/ Derek W. Stark, attorney-in-fact for Mr. Spector 2022-11-02