0000899243-21-024130.txt : 20210616 0000899243-21-024130.hdr.sgml : 20210616 20210616160953 ACCESSION NUMBER: 0000899243-21-024130 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210614 FILED AS OF DATE: 20210616 DATE AS OF CHANGE: 20210616 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWARTZ GERALD W CENTRAL INDEX KEY: 0001275599 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38911 FILM NUMBER: 211021607 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Onex US Principals LP CENTRAL INDEX KEY: 0001297369 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38911 FILM NUMBER: 211021610 BUSINESS ADDRESS: STREET 1: 421 LEADER STREET CITY: MARION STATE: OH ZIP: 43302 BUSINESS PHONE: (416) 362-7711 MAIL ADDRESS: STREET 1: 421 LEADER STREET CITY: MARION STATE: OH ZIP: 43302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Onex American Holdings Subco LLC CENTRAL INDEX KEY: 0001544358 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38911 FILM NUMBER: 211021605 BUSINESS ADDRESS: STREET 1: 161 BAY STREET STREET 2: 48TH FLOOR CITY: TORONTO STATE: A6 ZIP: M5J 2S1 BUSINESS PHONE: (416) 874-1213 MAIL ADDRESS: STREET 1: 161 BAY STREET STREET 2: 48TH FLOOR CITY: TORONTO STATE: A6 ZIP: M5J 2S1 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Onex Private Equity Holdings LLC CENTRAL INDEX KEY: 0001838067 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38911 FILM NUMBER: 211021606 BUSINESS ADDRESS: STREET 1: C/O ONEX PARTNERS MANAGER LP STREET 2: 712 FIFTH AVENUE, 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 582-2211 MAIL ADDRESS: STREET 1: C/O ONEX PARTNERS MANAGER LP STREET 2: 712 FIFTH AVENUE, 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: New PCo GP Inc CENTRAL INDEX KEY: 0001837935 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38911 FILM NUMBER: 211021609 BUSINESS ADDRESS: STREET 1: BAY ADELAIDE CENTRE STREET 2: 333 BAY STREET, SUITE 5100 CITY: TORONTO STATE: A6 ZIP: M5H 2R2 BUSINESS PHONE: (416) 681-6000 MAIL ADDRESS: STREET 1: BAY ADELAIDE CENTRE STREET 2: 333 BAY STREET, SUITE 5100 CITY: TORONTO STATE: A6 ZIP: M5H 2R2 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: New PCo A LP CENTRAL INDEX KEY: 0001837936 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38911 FILM NUMBER: 211021608 BUSINESS ADDRESS: STREET 1: BAY ADELAIDE CENTRE STREET 2: 333 BAY STREET, SUITE 5100 CITY: TORONTO STATE: A6 ZIP: M5H 2R2 BUSINESS PHONE: (416) 681-6000 MAIL ADDRESS: STREET 1: BAY ADELAIDE CENTRE STREET 2: 333 BAY STREET, SUITE 5100 CITY: TORONTO STATE: A6 ZIP: M5H 2R2 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Onex Partners Holdings LLC CENTRAL INDEX KEY: 0001838066 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38911 FILM NUMBER: 211021604 BUSINESS ADDRESS: STREET 1: C/O ONEX PARTNERS MANAGER LP STREET 2: 712 FIFTH AVENUE, 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 582-2211 MAIL ADDRESS: STREET 1: C/O ONEX PARTNERS MANAGER LP STREET 2: 712 FIFTH AVENUE, 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CLARIVATE Plc CENTRAL INDEX KEY: 0001764046 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 000000000 STATE OF INCORPORATION: Y9 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1500 SPRING GARDEN STREET CITY: PHILADELPHIA STATE: PA ZIP: 19130 BUSINESS PHONE: (215) 386-0100 MAIL ADDRESS: STREET 1: 1500 SPRING GARDEN STREET CITY: PHILADELPHIA STATE: PA ZIP: 19130 FORMER COMPANY: FORMER CONFORMED NAME: Clarivate Analytics PLC DATE OF NAME CHANGE: 20190108 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-06-14 1 0001764046 CLARIVATE Plc CLVT 0001297369 Onex US Principals LP 165 W CENTER STREET, SUITE 401 MARION OH 43302 0 0 1 0 0001837935 New PCo GP Inc 161 BAY STREET TORONTO A6 M5J 2S1 ONTARIO, CANADA 0 0 1 0 0001837936 New PCo A LP 161 BAY STREET TORONTO A6 M5J 2S1 ONTARIO, CANADA 0 0 1 0 0001275599 SCHWARTZ GERALD W 161 BAY STREET TORONTO A6 M5J 2S1 ONTARIO, CANADA 0 0 1 0 0001838067 Onex Private Equity Holdings LLC 165 W CENTER STREET, SUITE 401 MARION OH 43302 0 0 1 0 0001544358 Onex American Holdings Subco LLC 165 W CENTER STREET, SUITE 401 MARION OH 43302 0 0 1 0 0001838066 Onex Partners Holdings LLC 165 W CENTER STREET, SUITE 401 MARION OH 43302 0 0 1 0 Ordinary Shares 2021-06-14 4 S 0 10562882 25.22 D 60855384 I See footnotes Following the transaction reported herein, represents: (i) 22,541,934 ordinary shares held by Onex Partners IV LP ("Onex IV"), (ii) 1,114,405 ordinary shares held by Onex Partners IV PV LP ("Onex IV PV"), (iii) 156,045 ordinary shares held by Onex Partners IV Select LP ("Onex IV Select"), (iv) 644,675 ordinary shares held by Onex Partners IV GP LP ("Onex IV GP"), (v) 830,623 ordinary shares held by Onex US Principals LP ("Onex US"), (vi) 21,044,821 ordinary shares held by Onex Partners Holdings LLC ("Onex Holdings"), (vii) 1,332,327 ordinary shares held by New PCo A LP ("New PCo") and (viii) 13,190,554 ordinary shares held by Onex Camelot Co-Invest LP ("Onex Camelot"). Onex Corporation may be deemed to beneficially own the ordinary shares held by (a) each of Onex IV, Onex IV PV, Onex Camelot, Onex IV GP and Onex IV Select, through its ownership of all of the common stock of Onex Partners Canadian GP Inc., which owns all of the equity of (i) Onex Partners IV GP Limited, which is the general partner of Onex IV GP, which is the general partner of each of Onex IV, Onex IV PV and Onex Camelot; and (ii) Onex Partners IV GP LLC, which is the general partner of Onex IV Select; (b) Onex US, through its ownership of all of the equity of Onex Private Equity Holdings LLC, which owns all of the equity of Onex American Holdings GP LLC, the general partner of Onex US; and (c) Onex Holdings, through its ownership of all of the equity of Onex Private Equity Holdings LLC, which owns all of the equity of Onex American Holdings Subco LLC, which is the majority owner of Onex Holdings. New PCo GP Inc. is the general partner of New PCo and as such may be deemed to beneficially own the ordinary shares held by New PCo. Mr. Gerald W. Schwartz beneficially owns all of the shares held by Onex Corporation and indirectly controls New PCo GP Inc., and as such Mr. Schwartz may be deemed to share beneficial ownership of the shares beneficially owned by Onex Corporation and New PCo GP Inc. Due to the limitations of the SEC's electronic filing system, each of Onex Corporation, Onex Partners Canadian GP Inc., Onex Partners IV GP Limited, Onex Partners IV GP LP, Onex Partners IV LP, Onex Partners IV PV LP, Onex Camelot Co-Invest LP, Onex Partners IV GP LLC, Onex Partners IV Select LP and Onex American Holdings GP LLC are filing a separate Form 4. Onex US Principals LP By: Onex American Holdings GP LLC, its general partner By: /s/ Joshua Hausman, Director 2021-06-16 Onex Private Equity Holdings LLC By: /s/ Joshua Hausman, Director 2021-06-16 Onex American Holdings Subco LLC By: /s/ Joshua Hausman, Director 2021-06-16 Onex Partners Holdings LLC By: /s/ Joshua Hausman, Director 2021-06-16 New PCo GP Inc. By: /s/ Michelle Iskander, Secretary 2021-06-16 New PCo A LP By: New PCo GP Inc., its general partner By: /s/ Michelle Iskander, Secretary 2021-06-16 Gerald W. Schwartz By: /s/ Andrea E. Daly, attorney-in-fact 2021-06-16