0001179110-16-032151.txt : 20161128 0001179110-16-032151.hdr.sgml : 20161128 20161128181704 ACCESSION NUMBER: 0001179110-16-032151 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161123 FILED AS OF DATE: 20161128 DATE AS OF CHANGE: 20161128 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: National Bank Holdings Corp CENTRAL INDEX KEY: 0001475841 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 270563799 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7800 EAST ORCHARD ROAD STREET 2: SUITE 300 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 BUSINESS PHONE: 720-529-3336 MAIL ADDRESS: STREET 1: 7800 EAST ORCHARD ROAD STREET 2: SUITE 300 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 FORMER COMPANY: FORMER CONFORMED NAME: NBH Holdings Corp. DATE OF NAME CHANGE: 20091030 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LILLY BRIAN F CENTRAL INDEX KEY: 0001275309 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35654 FILM NUMBER: 162020923 MAIL ADDRESS: STREET 1: 5570 DTC PARKWAY CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 4 1 edgar.xml FORM 4 - X0306 4 2016-11-23 0 0001475841 National Bank Holdings Corp NBHC 0001275309 LILLY BRIAN F 7800 EAST ORCHARD ROAD, SUITE 300 GREENWOOD VILLAGE CO 80111 0 1 0 0 Chief Financial Officer Common Stock 2016-11-23 4 M 0 100000 20 A 266850 D Common Stock 2016-11-23 4 F 0 83068 27.59 D 183782 D Common Stock 2016-11-25 4 S 0 17990 27.3163 D 165792 D Employee Stock Option (Right to Buy) 20.00 2016-11-23 4 M 0 100000 0 D 2022-02-27 Common Stock 100000 100000 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.25 to $27.425, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Time-vested stock option award. Stock options vested in equal installments on February 27, 2013, February 27, 2014, and February 27, 2015. /s/ Zsolt K. Bessko as Attorney-in-Fact 2016-11-28