0001275283-17-000050.txt : 20170314 0001275283-17-000050.hdr.sgml : 20170314 20170314164347 ACCESSION NUMBER: 0001275283-17-000050 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170313 FILED AS OF DATE: 20170314 DATE AS OF CHANGE: 20170314 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REYNOLDS AMERICAN INC CENTRAL INDEX KEY: 0001275283 STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111] IRS NUMBER: 200546644 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 401 NORTH MAIN ST CITY: WINSTON SALEM STATE: NC ZIP: 27102 BUSINESS PHONE: 3367412000 MAIL ADDRESS: STREET 1: 401 NORTH MAIN ST CITY: WINSTON SALEM STATE: NC ZIP: 27102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CALDWELL LISA J CENTRAL INDEX KEY: 0001379325 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32258 FILM NUMBER: 17688609 MAIL ADDRESS: STREET 1: 401 N MAIN STREET CITY: WINSTON SALEM STATE: NC ZIP: 27102 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-03-13 0001275283 REYNOLDS AMERICAN INC RAI 0001379325 CALDWELL LISA J 401 N MAIN STREET WINSTON SALEM NC 27101 0 1 0 0 EVP & Chief HR Officer Common Stock 2017-03-13 4 S 0 26888 60.6752 D 41332 D Common Stock 2017-03-13 4 S 0 1216 60.7089 D 0 I Owned by spouse Common Stock 2017-03-14 4 G 0 1658 0 D 39674 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2016. The price reported in Column 4 is a weighted average price. These share were sold in multiple transactions at prices ranging from $60.58 to $60.82, inclusive. The reporting person undertakes to provide to RAI, any security holder of RAI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person's spouse on May 20, 2016. The price reported in Column 4 is a weighted average price. These share were sold in multiple transactions at prices ranging from $60.65 to $60.81, inclusive. The reporting person undertakes to provide to RAI, any security holder of RAI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. McDara P. Folan, III, Attorney-in-fact 2017-03-14