0000950157-16-002230.txt : 20160929
0000950157-16-002230.hdr.sgml : 20160929
20160929171833
ACCESSION NUMBER: 0000950157-16-002230
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160928
FILED AS OF DATE: 20160929
DATE AS OF CHANGE: 20160929
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: REYNOLDS AMERICAN INC
CENTRAL INDEX KEY: 0001275283
STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111]
IRS NUMBER: 200546644
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 401 NORTH MAIN ST
CITY: WINSTON SALEM
STATE: NC
ZIP: 27102
BUSINESS PHONE: 3367412000
MAIL ADDRESS:
STREET 1: 401 NORTH MAIN ST
CITY: WINSTON SALEM
STATE: NC
ZIP: 27102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Louisville Securities Ltd
CENTRAL INDEX KEY: 0001645463
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32258
FILM NUMBER: 161910684
BUSINESS ADDRESS:
STREET 1: GLOBE HOUSE, 4 TEMPLE PLACE
CITY: LONDON
STATE: X0
ZIP: WC2R 2PG
BUSINESS PHONE: 442078451000
MAIL ADDRESS:
STREET 1: GLOBE HOUSE, 4 TEMPLE PLACE
CITY: LONDON
STATE: X0
ZIP: WC2R 2PG
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: British American Tobacco p.l.c.
CENTRAL INDEX KEY: 0001303523
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32258
FILM NUMBER: 161910685
BUSINESS ADDRESS:
STREET 1: GLOBE HOUSE
STREET 2: 4 TEMPLE PLACE
CITY: LONDON
STATE: X0
ZIP: WC2R 2PG
BUSINESS PHONE: 44-207-845-2000
MAIL ADDRESS:
STREET 1: GLOBE HOUSE
STREET 2: 4 TEMPLE PLACE
CITY: LONDON
STATE: X0
ZIP: WC2R 2PG
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brown & Williamson Holdings, Inc.
CENTRAL INDEX KEY: 0001303209
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32258
FILM NUMBER: 161910686
BUSINESS ADDRESS:
STREET 1: 103 FOULK ROAD, SUITE 117
CITY: WILMINGTON
STATE: DE
ZIP: 19803
BUSINESS PHONE: 502 568 7929
MAIL ADDRESS:
STREET 1: 401 SOUTH 4TH AVENUE
CITY: LOUISVILLE
STATE: KY
ZIP: 40232
4
1
form4.xml
X0306
4
2016-09-28
0001275283
REYNOLDS AMERICAN INC
RAI
0001303523
British American Tobacco p.l.c.
GLOBE HOUSE
4 TEMPLE PLACE
LONDON
X0
WC2R 2PG
UNITED KINGDOM
true
0001645463
Louisville Securities Ltd
GLOBE HOUSE
4 TEMPLE PLACE
LONDON
X0
WC2R 2PG
UNITED KINGDOM
true
0001303209
Brown & Williamson Holdings, Inc.
103 FOULK ROAD, SUITE 117
WILMINGTON
DE
19803
true
Common Stock
2016-09-28
4
S
0
660385
48.03
D
601368171
I
See footnotes
Louisville Securities Limited ("Louisville") is the record and direct beneficial owner of 154,700,133 shares (the "Louisville owned shares") of common stock ("Common Stock"), par value $0.0001 per share, of Reynolds American Inc. Brown & Williamson Holdings, Inc. ("B&W") is the record and direct beneficial owner of 446,668,038 shares (the "B&W owned shares" and, together with the Louisville owned shares, the "Shares") of Common Stock.
Louisville may be considered to be an indirect beneficial owner of the B&W owned shares by virtue of its indirect ownership of all of the equity and voting power of B&W. British American Tobacco p.l.c. may be considered to be an indirect beneficial owner of the Shares by virtue of its indirect ownership of all the equity and voting power of Louisville and B&W.
/s/ Nicola Snook, Company Secretary, on behalf of British
American Tobacco p.l.c.
2016-09-29
/s/ Steve Dale, Director, on behalf of Louisville Securities Limited
2016-09-29
/s/ Timothy J. Hazlett, Director, on behalf of Brown & Williamson
Holdings, Inc.
2016-09-29