0000950157-16-002230.txt : 20160929 0000950157-16-002230.hdr.sgml : 20160929 20160929171833 ACCESSION NUMBER: 0000950157-16-002230 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160928 FILED AS OF DATE: 20160929 DATE AS OF CHANGE: 20160929 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REYNOLDS AMERICAN INC CENTRAL INDEX KEY: 0001275283 STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111] IRS NUMBER: 200546644 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 401 NORTH MAIN ST CITY: WINSTON SALEM STATE: NC ZIP: 27102 BUSINESS PHONE: 3367412000 MAIL ADDRESS: STREET 1: 401 NORTH MAIN ST CITY: WINSTON SALEM STATE: NC ZIP: 27102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Louisville Securities Ltd CENTRAL INDEX KEY: 0001645463 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32258 FILM NUMBER: 161910684 BUSINESS ADDRESS: STREET 1: GLOBE HOUSE, 4 TEMPLE PLACE CITY: LONDON STATE: X0 ZIP: WC2R 2PG BUSINESS PHONE: 442078451000 MAIL ADDRESS: STREET 1: GLOBE HOUSE, 4 TEMPLE PLACE CITY: LONDON STATE: X0 ZIP: WC2R 2PG REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: British American Tobacco p.l.c. CENTRAL INDEX KEY: 0001303523 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32258 FILM NUMBER: 161910685 BUSINESS ADDRESS: STREET 1: GLOBE HOUSE STREET 2: 4 TEMPLE PLACE CITY: LONDON STATE: X0 ZIP: WC2R 2PG BUSINESS PHONE: 44-207-845-2000 MAIL ADDRESS: STREET 1: GLOBE HOUSE STREET 2: 4 TEMPLE PLACE CITY: LONDON STATE: X0 ZIP: WC2R 2PG REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brown & Williamson Holdings, Inc. CENTRAL INDEX KEY: 0001303209 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32258 FILM NUMBER: 161910686 BUSINESS ADDRESS: STREET 1: 103 FOULK ROAD, SUITE 117 CITY: WILMINGTON STATE: DE ZIP: 19803 BUSINESS PHONE: 502 568 7929 MAIL ADDRESS: STREET 1: 401 SOUTH 4TH AVENUE CITY: LOUISVILLE STATE: KY ZIP: 40232 4 1 form4.xml X0306 4 2016-09-28 0001275283 REYNOLDS AMERICAN INC RAI 0001303523 British American Tobacco p.l.c. GLOBE HOUSE 4 TEMPLE PLACE LONDON X0 WC2R 2PG UNITED KINGDOM true 0001645463 Louisville Securities Ltd GLOBE HOUSE 4 TEMPLE PLACE LONDON X0 WC2R 2PG UNITED KINGDOM true 0001303209 Brown & Williamson Holdings, Inc. 103 FOULK ROAD, SUITE 117 WILMINGTON DE 19803 true Common Stock 2016-09-28 4 S 0 660385 48.03 D 601368171 I See footnotes Louisville Securities Limited ("Louisville") is the record and direct beneficial owner of 154,700,133 shares (the "Louisville owned shares") of common stock ("Common Stock"), par value $0.0001 per share, of Reynolds American Inc. Brown & Williamson Holdings, Inc. ("B&W") is the record and direct beneficial owner of 446,668,038 shares (the "B&W owned shares" and, together with the Louisville owned shares, the "Shares") of Common Stock. Louisville may be considered to be an indirect beneficial owner of the B&W owned shares by virtue of its indirect ownership of all of the equity and voting power of B&W. British American Tobacco p.l.c. may be considered to be an indirect beneficial owner of the Shares by virtue of its indirect ownership of all the equity and voting power of Louisville and B&W. /s/ Nicola Snook, Company Secretary, on behalf of British American Tobacco p.l.c. 2016-09-29 /s/ Steve Dale, Director, on behalf of Louisville Securities Limited 2016-09-29 /s/ Timothy J. Hazlett, Director, on behalf of Brown & Williamson Holdings, Inc. 2016-09-29