0001275158-19-000071.txt : 20190705 0001275158-19-000071.hdr.sgml : 20190705 20190705170338 ACCESSION NUMBER: 0001275158-19-000071 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190628 FILED AS OF DATE: 20190705 DATE AS OF CHANGE: 20190705 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hermann Charles CENTRAL INDEX KEY: 0001732983 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35987 FILM NUMBER: 19943992 MAIL ADDRESS: STREET 1: 520 ZANG STREET STREET 2: SUITE D CITY: BROOMFIELD STATE: CO ZIP: 80021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOODLES & Co CENTRAL INDEX KEY: 0001275158 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 841303469 FISCAL YEAR END: 0103 BUSINESS ADDRESS: STREET 1: 520 ZANG ST., SUITE D CITY: BROOMFIELD STATE: CO ZIP: 80021 BUSINESS PHONE: 7202141921 MAIL ADDRESS: STREET 1: 520 ZANG ST., SUITE D CITY: BROOMFIELD STATE: CO ZIP: 80021 FORMER COMPANY: FORMER CONFORMED NAME: NOODLES & CO DATE OF NAME CHANGE: 20040102 4 1 wf-form4_156236060427282.xml FORM 4 X0306 4 2019-06-28 0 0001275158 NOODLES & Co NDLS 0001732983 Hermann Charles 520 ZANG ST, SUITE D BROOMFIELD CO 80021 0 1 0 0 Chief Brand Officer Class A Common Stock 2019-06-28 4 A 0 12690 0 A 53284 D Class A Common Stock 2019-06-28 4 A 0 7757 0 A 61041 D Class A Common Stock 2019-06-29 4 F 0 590 7.88 D 60451 D Stock Option (Right to Buy) 7.88 2019-06-28 4 A 0 14419 0 A 2029-06-28 Class A Common Stock 14419.0 14419 D Award of Restricted Stock Units ("RSUs") received on June 28th, 2019. Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSUs vest in four equal annual installments beginning on June 28th, 2020. Award of Performance Restricted Stock Units ("RSUs") received on June 28th, 2019. Each RSU represents a right to receive one share of Noodles & Company's Class A common stock. These restricted stock units are subject to performance-based vesting conditions linked to Noodles & Company's Same Store Sales and Adjusted EBITDA targets through December 31, 2021 (the "Performance Period"). Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender. These options vest in four equal annual installments beginning on June 28th, 2020. /s/ Melissa Heidman, attorney in fact 2019-07-05