-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VQ90WNotthEmMOiowGAa9J9cuD4bJsIT2esOexf/sjSAuUI40zjq5p14FZnCHcOM bopiEnFB9+s5CPdmZC077Q== 0001209191-09-013232.txt : 20090303 0001209191-09-013232.hdr.sgml : 20090303 20090303170156 ACCESSION NUMBER: 0001209191-09-013232 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090227 FILED AS OF DATE: 20090303 DATE AS OF CHANGE: 20090303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ULTRA CLEAN HOLDINGS INC CENTRAL INDEX KEY: 0001275014 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 611430858 FISCAL YEAR END: 1228 MAIL ADDRESS: STREET 1: 150 INDEPENDENCE DRIVE CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SEXTON JACK CENTRAL INDEX KEY: 0001271005 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50646 FILM NUMBER: 09652443 MAIL ADDRESS: STREET 1: C/O NPTEST STREET 2: 150 BAYTECH DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 c81962_4x0.xml MAIN DOCUMENT DESCRIPTION X0303 4 2009-02-27 0001275014 ULTRA CLEAN HOLDINGS INC UCTT 0001271005 SEXTON JACK ULTRA CLEAN HOLDINGS, INC. 150 INDEPENDENCE DR. MENLO PARK CA 94025 0 1 0 0 Chief Financial Officer Common Stock 2009-02-27 5 D 0 11500 0 D 11500 D Common Stock 2009-02-27 4 P 0 6100 1.16 A 17600 D Common Stock 2009-02-27 4 P 0 500 1.17 A 18100 D Common Stock 2009-02-27 4 P 0 840 1.18 A 18940 D Common Stock 2009-02-27 4 P 0 1560 1.19 A 20500 D Common Stock 2009-02-27 4 P 0 4000 1.20 A 24500 D Common Stock 2009-02-27 4 P 0 3000 1.21 A 27500 D Stock Option 1.11 2009-02-27 4 A 0 35000 0 A 2019-02-27 Common Stock 35000 35000 D The option becomes exercisable over 4 years from the date of grant, with 25% becoming exercisable after the first year and monthly thereafter. Share amounts represent performance restricted stock units which were cancelled because performance conditions were not met. /s/ Jack Sexton, as Attorney-in-Fact 2009-03-03 -----END PRIVACY-ENHANCED MESSAGE-----