0000950103-16-011534.txt : 20160301 0000950103-16-011534.hdr.sgml : 20160301 20160301165513 ACCESSION NUMBER: 0000950103-16-011534 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160226 FILED AS OF DATE: 20160301 DATE AS OF CHANGE: 20160301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ultra Clean Holdings, Inc. CENTRAL INDEX KEY: 0001275014 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 611430858 STATE OF INCORPORATION: DE FISCAL YEAR END: 1228 BUSINESS ADDRESS: STREET 1: 26462 CORPORATE AVENUE CITY: HAYWARD STATE: CA ZIP: 94545 BUSINESS PHONE: (510) 576-4400 MAIL ADDRESS: STREET 1: 26462 CORPORATE AVENUE CITY: HAYWARD STATE: CA ZIP: 94545 FORMER COMPANY: FORMER CONFORMED NAME: ULTRA CLEAN HOLDINGS INC DATE OF NAME CHANGE: 20031231 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAYWARD DEBORAH E CENTRAL INDEX KEY: 0001283713 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50646 FILM NUMBER: 161474140 MAIL ADDRESS: STREET 1: 150 INDEPENDENCE DR STREET 2: C/O ULTRA CLEAN CITY: MENLO PARK STATE: CA ZIP: 94025 FORMER NAME: FORMER CONFORMED NAME: HAYWARD DEBORAH DATE OF NAME CHANGE: 20040315 4 1 dp63866_4-hayward.xml OWNERSHIP DOCUMENT X0306 4 2016-02-26 0 0001275014 Ultra Clean Holdings, Inc. UCTT 0001283713 HAYWARD DEBORAH E ULTRA CLEAN HOLDINGS, INC. 26462 CORPORATE AVE HAYWARD CA 94545 0 1 0 0 SVP, Global Acct Mgmt Common Stock 2016-02-26 4 A 0 22500 0 A 103534 D Common Stock 2016-02-27 4 F 0 260 5.31 D 103274 D Common Stock 2016-02-27 4 F 0 1306 5.31 D 101968 D Common Stock 2016-02-28 4 F 0 310 5.31 D 101658 D Common Stock 2016-02-28 4 F 0 1142 5.31 D 100516 D Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of February 26, 2016. Excludes performance restricted stock units that will be determined based on performance factors following 2016 fiscal year end. Represents shares withheld for payment of tax liability arising as a result of the partial settlement of a performance restricted stock unit award originally reported by the reporting person on the Form 4 filed with the Commission on February 22, 2016. Represents shares withheld for payment of tax liability arising as a result of the partial settlement of a restricted stock unit award originally reported by the reporting person on the Form 4 filed with the Commission on March 3, 2015. Represents shares withheld for payment of tax liability arising as a result of the partial settlement of a performance restricted stock unit award originally reported by the reporting person on the Form 4 filed with the Commission on February 13, 2015. Represents shares withheld for payment of tax liability arising as a result of the partial settlement of a restricted stock unit award originally reported by the reporting person on the Form 4 filed with the Commission on March 4, 2014. /s/ Marty Estkowski, as attorney-in-fact for Deborah E. Hayward 2016-03-01