0000950103-14-002122.txt : 20140326 0000950103-14-002122.hdr.sgml : 20140326 20140326201103 ACCESSION NUMBER: 0000950103-14-002122 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140324 FILED AS OF DATE: 20140326 DATE AS OF CHANGE: 20140326 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ULTRA CLEAN HOLDINGS INC CENTRAL INDEX KEY: 0001275014 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 611430858 STATE OF INCORPORATION: DE FISCAL YEAR END: 1228 BUSINESS ADDRESS: STREET 1: 26462 CORPORATE AVENUE CITY: HAYWARD STATE: CA ZIP: 94545 BUSINESS PHONE: (510) 576-4400 MAIL ADDRESS: STREET 1: 26462 CORPORATE AVENUE CITY: HAYWARD STATE: CA ZIP: 94545 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAYWARD DEBORAH CENTRAL INDEX KEY: 0001283713 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50646 FILM NUMBER: 14719920 MAIL ADDRESS: STREET 1: 150 INDEPENDENCE DR STREET 2: C/O ULTRA CLEAN CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-03-24 0001275014 ULTRA CLEAN HOLDINGS INC UCTT 0001283713 HAYWARD DEBORAH ULTRA CLEAN HOLDINGS, INC. 26462 CORPORATE AVE HAYWARD CA 94545 0 1 0 0 Sr VP Global Acct Mgmt. Common Stock 2014-03-24 4 M 0 49447 1.11 A 119380 D Common Stock 2014-03-24 4 S 0 49447 13.689 D 69933 D Common Stock 2014-03-24 4 M 0 25000 6.55 A 94933 D Common Stock 2014-03-24 4 M 0 20000 8.61 A 114933 D Common Stock 2014-03-24 4 S 0 45000 13.614 D 69933 D Common Stock 2014-03-25 4 M 0 10553 1.11 A 80486 D Common Stock 2014-03-25 4 S 0 10553 14.00 D 69933 D Non-Qualified Stock Option (right to buy) 1.11 2014-03-24 4 M 0 49447 0 D 2010-02-27 2019-02-27 Common Stock 49447 10553 D Non-Qualified Stock Option (right to buy) 6.55 2014-03-24 4 M 0 25000 0 D 2006-05-09 2015-05-09 Common Stock 25000 0 D Non-Qualified Stock Option (right to buy) 8.61 2014-03-24 4 M 0 20000 0 D 2007-05-18 2016-05-18 Common Stock 20000 0 D Non-Qualified Stock Option (right to buy) 1.11 2014-03-25 4 M 0 10553 0 D 2010-02-27 2019-02-27 Common Stock 10553 0 D Sale of shares pursuant to Rule 10b5-1 Plan adopted February 21, 2014. This is the weighted average sales price. Shares were sold in multiple transactions at prices ranging between $13.49 and $14.18. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. This is the weighted average sales price. Shares were sold in multiple transactions at prices ranging between $13.52 and $13.75. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. The option became exercisable over 4 years from the date of grant (2/27/2009), with 25% becoming exercisable after the first year and monthly thereafter. The option became exercisable over 4 years from the date of grant (5/9/2005), with 25% becoming exercisable after the first year and monthly thereafter. The option became exercisable over 4 years from the date of grant (5/18/2006), with 25% becoming exercisable after the first year and monthly thereafter. /s/ Clarence L. Granger, as attorney-in-fact for Deborah Hayward 2014-03-26