-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FDcheOBM8jrfGA3b/uj2CMX309cXuoEKrtbuZkcsqr4rr0Obmz2kxhgTUaYLIm7y jdXzlibJXwNVIH/kqk+zgQ== 0000950103-04-001298.txt : 20040913 0000950103-04-001298.hdr.sgml : 20040913 20040913154639 ACCESSION NUMBER: 0000950103-04-001298 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20040912 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20040913 DATE AS OF CHANGE: 20040913 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ULTRA CLEAN HOLDINGS INC CENTRAL INDEX KEY: 0001275014 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 611430858 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-50646 FILM NUMBER: 041027574 MAIL ADDRESS: STREET 1: 150 INDEPENDENCE DRIVE CITY: MENLO PARK STATE: CA ZIP: 94025 8-K 1 sep1304_8k.htm sep1304_8k

SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549


FORM 8-K

     CURRENT REPORT
Pursuant To Section 13 Or 15(d) of
The Securities Exchange Act of 1934

Date of report (Date of earliest event reported): September 12, 2004

ULTRA CLEAN HOLDINGS, INC.
(Exact Name of Registrant as Specified in Charter)

Delaware
(State or Other Jurisdiction of Incorporation)
   
000-50646 61-1430858
(Commission File Number) (IRS Employer Identification No.)
 
150 INDEPENDENCE DRIVE, MENLO
PARK, CA 94025
(Address of Principal Executive Offices) (Zip Code)

Registrant’s telephone number, including area code: (650) 323-4100
 
n/a
(Former Name or Former Address, if Changed Since Last Report)

     Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
o Soliciting material pursuant to Rule 14a-12(b) under the Exchange Act (17 CFR 240.14a-12(b))
   
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))







Section 8 - Other Events

Item 8.01 Other Events

     On September 12, 2004, Ultra Clean Holdings, Inc. issued a press release entitled “Ultra Clean Holdings Revises Revenue Guidance”. A copy of the press release is incorporated by reference herein in its entirety and filed herewith as Exhibit 99.1.

Safe Harbor Statement

The foregoing information contains, or may be deemed to contain, "forward-looking statements" (as defined in the U.S. Private Securities Litigation Reform Act of 1995) which reflect our current views with respect to future events and performance. We use words such as “expects" and similar expressions to identify these forward-looking statements. All forward-looking statements address matters that involve risks and uncertainties. Accordingly, you should not rely on forward-looking statements, as there are or will be important factors that could cause our actual results, as well as those of the markets we serve and operate in, levels of activity, performance, achievements and prospects to differ materially from the results predicted or implied by these forward-looking statements. These risks, uncertainties and other factors include, among others, those identified in "Risk Factors," "Management's Discussion and Analysis of Financial Condition and Results of Operations" and elsewhere in our S-1 registration statement and quarterly reports on Form 10-Q filed with the Securities and Exchange Commission. Ultra Clean Holdings, Inc. undertakes no obligation to publicly update or review any forward-looking statements, whether as a result of new information, future developments or otherwise.

Section 9 - Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits

     Exhibit 99.1: Press Release entitled “Ultra Clean Holdings Revises Revenue Guidance” dated September 12, 2004.






SIGNATURES

     Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

      ULTRA CLEAN HOLDINGS, INC.
           
Date:  September 13, 2004   By: /s/ Phil Kagel
 
   
        Name: Phil Kagel
        Title: Senior Vice President and Chief Financial
          Officer



EX-99.1 2 sep1304_ex9901.htm sep1304_8k

Exhibit 99.1: Press Release entitled “Ultra Clean Holdings Revises Revenue Guidance” dated September 12, 2004.

Press Release Source: Ultra Clean Holdings, Inc.

Ultra Clean Holdings Revises Revenue Guidance
Sunday September 12, 8:02 pm ET

MENLO PARK, Calif., Sept. 12 /PRNewswire-FirstCall/ -- Ultra Clean Holdings, Inc. (Nasdaq: UCTT - News), a leading developer and supplier of critical subsystems for the semiconductor capital equipment industry, focusing on gas delivery systems, today announced that it has revised its revenue outlook for the third quarter ending September 24, 2004. Ultra Clean expects third quarter revenue to be approximately $45.0 - $46.5 million, or 15-17% lower than the second quarter 2004 revenue of $54.5 million, resulting in earnings per share of $0.08-$0.11.

The company attributed the revised revenue projection primarily to push outs and cancellations of customer orders due to overall softness in demand for semiconductor equipment expected in the second half of 2004. Ultra Clean also expects gross margin to decrease primarily as a result of reduced overhead absorption.

Ultra Clean will conduct a conference call on Monday, September 13, 2004, beginning at 5:00 a.m. PDT at 800/732-9509 (domestic) and 303/957-1354 (international). A replay of the webcast will be available for seven days following the conference call at 800/633-8284 (domestic) and 402/977-9140 (international). Confirmation number for live broadcast and replay is 21208108 (all callers). The conference call will also be webcast live on our website.

About Ultra Clean Holdings, Inc.

Ultra Clean Holdings, Inc. is a developer and supplier of critical subsystems for the semiconductor capital equipment industry, focusing on gas delivery systems. Ultra Clean offers its customers a complete outsourced solution for gas delivery systems, improved design-to-delivery cycle times, component neutral design and manufacturing and component testing capabilities. Ultra Clean's customers are primarily original equipment manufacturers of semiconductor capital equipment. The Company is headquartered in Menlo Park, California. Additional information is available at http://www.uct.com.

Safe Harbor Statement

The foregoing information contains, or may be deemed to contain, "forward-looking statements" (as defined in the U.S. Private Securities Litigation Reform Act of 1995) which reflect our current views with respect to future events and performance. We use words such as "believe," "likely," "position," and similar expressions to identify these forward-looking statements. All forward-looking statements address matters that involve risks and uncertainties. Accordingly, you should not rely on forward-looking statements, as there are or will be important factors that could cause our actual results, as well as those of the markets we serve and operate in, levels of activity, performance, achievements and prospects to differ materially from the results predicted or implied by these forward-looking statements. These risks, uncertainties and other factors include, among others, those identified in "Risk Factors," "Management's Discussion and Analysis of Financial Condition and Results of Operations" and elsewhere in our S-1 registration statement and Form 10-Q filed with the Securities and Exchange Commission. Ultra Clean Holdings, Inc. undertakes no obligation to publicly update or review any forward-looking statements, whether as a result of new information, future developments or otherwise.




-----END PRIVACY-ENHANCED MESSAGE-----