SBSE-A/A 0001274981 XXXXXXXX true false 309904 NATIXIS 00-0000000 309904 0001274981 KX1WK48MPD4Y2NCUIZ63 7, PROMENADE GERMAINE SABLON PARIS I0 75013 011 33 1 58 32 30 00 WWW.NATIXIS.COM ELIZABETH KIM 0033158550247 ELIZABETH.KIM@NATIXIS.COM GUILLAUME LOEUILLE 0033158550242 GUILLAUME.LOEUILLE@NATIXIS.COM NATIXIS 309904 Y N Y Y Autorite des Marches Financiers (AMF), Autorite de Controle Prudentiel (ACPR), European Central Bank (ECB) To satisfy the conditions that the SEC placed on substituted compliance determinations (i.e. MiFID, EMIR, and MAR requirements), Natixis has implemented policies and procedures reasonably designed to ensure compliance with the laws and regulations in its local jurisdiction, France. Y Swap Dealer N Natixis S.A. offers corporate, investment and financial services. The Bank services companies, financial institutions and institutional investors. Natixis offers wholesale banking in the form of capital market services, advising and financing, investment solutions in the form of asset management, insurance, private banking, as well as other specialized financial services. Y The Federal Reserve Board N N Y Y NATIXIS 309904 N Y Y N N Y 25 N NATIXIS 309904 NICOLAS NAMIAS DIRECTOR 08/2020 04/2014 N NA 509362 MOHAMED KALLALA CO-HEAD OF CIB 03/2020 06/2010 N NA 535664 MICHAEL HAIZE GLOBAL HEAD OF GLOBAL MARKETS 01/2021 01/2017 N NA 539882 CATHERINE HALBERSTADT DIRECTOR 02/2018 01/2016 N NA 452213 DOMINIQUE GARNIER DIRECTOR 05/2021 05/2021 N NA 542494 ANNE FLORENCE LALOU DIRECTOR 03/2015 03/2015 N NA 485866 CATHERINE MICHELE LEBLANC DIRECTOR 06/2020 06/2020 N NA 532263 CATHERINE FRANCOISE GEORGETTE PARISET DIRECTOR 01/2017 01/2017 N NA 502105 CHRISTOPHE PINAULT DIRECTOR 02/2019 04/2018 N NA 519421 DOMINIQUE JEAN MICHAEL DUBAND DIRECTOR 05/2020 05/2018 N NA 530856 HENRI EDOUARD PROGLIO DIRECTOR 01/2013 01/2013 N NA 453548 NICOLAS ABEL DE TAVERNOST DIRECTOR 08/2013 08/2013 N NA 466598 PHILIPPE HOURDAIN DIRECTOR 06/2020 06/2020 N NA 532312 SYLVIE CLAIRE MARIE GARCELON DIRECTOR 03/2016 03/2016 N NA 494880 LAURENT ROUBIN DIRECTOR 09/2021 09/2021 N NA 2011, appointed Chairman of the Management Board of Caisse d'Epargne de Picardie. 2016, member of the BPCE Management Board, Chief Executive Officer, Retail Banking and Insurance. 2018, Chairman of the Management Board of Caisse d'Epargne GUILLAUME EMMANUEL LOEUILLE CHIEF COMPLIANCE OFFICER 05/2022 08/2019 N NA 549636 JENNIFER CHARLOTTE BAERT GENERAL COUNSEL 08/2022 08/2022 N 553170 STEPHANIE PAIX CHIEF EXECUTIVE OFFICER 12/2022 01/2019 N 453547 ALAIN MARIE MICHEL HENRI CONDAMINAS DIRECTOR 05/2012 05/2012 N 453543 EMMANUEL ISSANCHOU DEPUTY HEAD OF GLOBAL MARKETS 01/2021 11/2007 N 547502 LAURENT JEAN MARIE HENRI SEYER DIRECTOR 12/2021 12/2021 N 547151 RAJAA MEGHAR CHIEF RISK OFFICER 12/2022 09/2006 N 555294 STEPHANE MORIN CHIEF FINANCIAL OFFICER 02/2024 03/2011 N 492793 NICOLAS FENAERT CHIEF OPERATING OFFICER 04/2024 09/2009 N 563069 VALERIE SAVANI DIRECTOR 12/2022 12/2022 N 554043 NATIXIS 309904 AMENDED KX1WK48MPD4Y2NCUIZ63 AUTORITE DE CONTROLE PRUDENTIEL (ACP),FRANCE AUTORITE DES MARCHES FINANCIERS(AMF),FRANCE FINANCIAL SERVICES AUTHORITY (FSA) (NATIXIS LONDON BRANCH) BU Natixis' four Lines of Business: 1. Asset Management (Asset Management, Wealth Management, Employee savings schemes), 2. Corporate Investment & Banking (Investment Banking and acquisitions and disposals, Structured financing, Capital market, Trade finance and cash management, Coverage), 3. Insurance (Life & personal protection insurance, Non-life insurance), 4. Payments (Issue, Acquisition, Processing, Fight against fraud, Prepaid payment cards). Note: Business Lines #3 and #4 will be transferred to BPCE SA as part of the restructure of BPCE Group. Item 13B Bloomberg SEF 731 Lexington Avenue New York NY NY 10020 05-07-2014 Bloomberg SEF provides execution services to Natixis for products including SBS. Item 13B WeMatch Derech Menachem Begin 121 Tel Aviv-Yafo L3 4970103 07-09-2020 Wematch provides execution services to Natixis for products including SBS. Item 13B Equilend / Swaptimization 225 Liberty Street New York NY 10281 08-22-2007 Equilend provides execution services to Natixis for products including SBS Item 13B ICE Clear Credit LLC ONE NORTH END AVENUE New York NY 10282 11-30-2015 ICE Clear Credit LLC provides clearing services to Natixis for products including SBS with indirect membership. Item 14 BPCE 0001485022 7, PROMENADE GERMAINE SABLON Paris I0 75013 11-17-2006 BPCE is the parent holding company of Natixis. BPCE is a principal of Natixis with greater than 10% shareholding NATIXIS 309904 Individual Thomas Sharpe NATIXIS 1251 AVENUE OF THE AMERICAS NEW YORK NY 10020 NICOLAS NAMIAS NICOLAS NAMIAS CHIEF EXECUTIVE OFFICER 10-20-2021 Autorite des Marches Financiers (AMF) I0 Autorite de Controle Prudentiel (ACPR) I0 European Central Bank (ECB) 2M 06-05-2024 NATIXIS ELIZABETH KIM GUILLAUME LOEUILLE CHIEF COMPLIANCE OFFICER