0001274644-14-000031.txt : 20141204
0001274644-14-000031.hdr.sgml : 20141204
20141204162202
ACCESSION NUMBER: 0001274644-14-000031
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141202
FILED AS OF DATE: 20141204
DATE AS OF CHANGE: 20141204
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ocera Therapeutics, Inc.
CENTRAL INDEX KEY: 0001274644
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 631192270
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 525 UNIVERSITY AVENUE
STREET 2: SUITE 610
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 6504625800
MAIL ADDRESS:
STREET 1: 525 UNIVERSITY AVENUE
STREET 2: SUITE 610
CITY: PALO ALTO
STATE: CA
ZIP: 94301
FORMER COMPANY:
FORMER CONFORMED NAME: TRANZYME INC
DATE OF NAME CHANGE: 20031230
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Byrnes Michael
CENTRAL INDEX KEY: 0001619893
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35119
FILM NUMBER: 141266684
MAIL ADDRESS:
STREET 1: C/O OCERA THERAPEUTICS, INC.
STREET 2: 525 UNIVERSITY AVENUE, SUITE 610
CITY: PALO ALTO
STATE: CA
ZIP: 94301
4
1
wf-form4_141772811223843.xml
FORM 4
X0306
4
2014-12-02
0
0001274644
Ocera Therapeutics, Inc.
OCRX
0001619893
Byrnes Michael
C/O OCERA THERAPEUTICS, INC.
525 UNIVERSITY AVENUE, SUITE 610
PALO ALTO
CA
94301
0
1
0
0
CFO and Treasurer
Stock Option (Right to Buy)
7.5
2014-12-02
4
A
0
70000
0
A
2024-12-02
Common Stock
70000.0
70000
D
Option to purchase Common Stock granted by the Issuer pursuant to the Issuer's Second Amended and Restated 2011 Stock Option and Incentive Plan, qualified under Rule 16b-3(d).
The option shall vest and become exercisable with respect to 25% of the shares covered by the grant on December 2, 2015, subject to the Reporting Person's continued service to the Issuer through such date, with the balance to vest in equal monthly installments over the next succeeding three year period, subject to the Reporting Person's continued service to the Issuer through each such date.
/s/ Michael Byrnes
2014-12-04