0001274644-14-000031.txt : 20141204 0001274644-14-000031.hdr.sgml : 20141204 20141204162202 ACCESSION NUMBER: 0001274644-14-000031 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141202 FILED AS OF DATE: 20141204 DATE AS OF CHANGE: 20141204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ocera Therapeutics, Inc. CENTRAL INDEX KEY: 0001274644 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 631192270 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 525 UNIVERSITY AVENUE STREET 2: SUITE 610 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 6504625800 MAIL ADDRESS: STREET 1: 525 UNIVERSITY AVENUE STREET 2: SUITE 610 CITY: PALO ALTO STATE: CA ZIP: 94301 FORMER COMPANY: FORMER CONFORMED NAME: TRANZYME INC DATE OF NAME CHANGE: 20031230 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Byrnes Michael CENTRAL INDEX KEY: 0001619893 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35119 FILM NUMBER: 141266684 MAIL ADDRESS: STREET 1: C/O OCERA THERAPEUTICS, INC. STREET 2: 525 UNIVERSITY AVENUE, SUITE 610 CITY: PALO ALTO STATE: CA ZIP: 94301 4 1 wf-form4_141772811223843.xml FORM 4 X0306 4 2014-12-02 0 0001274644 Ocera Therapeutics, Inc. OCRX 0001619893 Byrnes Michael C/O OCERA THERAPEUTICS, INC. 525 UNIVERSITY AVENUE, SUITE 610 PALO ALTO CA 94301 0 1 0 0 CFO and Treasurer Stock Option (Right to Buy) 7.5 2014-12-02 4 A 0 70000 0 A 2024-12-02 Common Stock 70000.0 70000 D Option to purchase Common Stock granted by the Issuer pursuant to the Issuer's Second Amended and Restated 2011 Stock Option and Incentive Plan, qualified under Rule 16b-3(d). The option shall vest and become exercisable with respect to 25% of the shares covered by the grant on December 2, 2015, subject to the Reporting Person's continued service to the Issuer through such date, with the balance to vest in equal monthly installments over the next succeeding three year period, subject to the Reporting Person's continued service to the Issuer through each such date. /s/ Michael Byrnes 2014-12-04