0001144204-15-066420.txt : 20151117 0001144204-15-066420.hdr.sgml : 20151117 20151117160119 ACCESSION NUMBER: 0001144204-15-066420 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151113 FILED AS OF DATE: 20151117 DATE AS OF CHANGE: 20151117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ideal Power Inc. CENTRAL INDEX KEY: 0001507957 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 141999058 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5004 BEE CREEK RD. STREET 2: SUITE 600 CITY: SPICEWOOD STATE: TX ZIP: 78669 BUSINESS PHONE: 512-264-1542 MAIL ADDRESS: STREET 1: 5004 BEE CREEK RD. STREET 2: SUITE 600 CITY: SPICEWOOD STATE: TX ZIP: 78669 FORMER COMPANY: FORMER CONFORMED NAME: Ideal Power Converters, Inc. DATE OF NAME CHANGE: 20101215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAUM MARK L CENTRAL INDEX KEY: 0001274282 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36216 FILM NUMBER: 151238207 MAIL ADDRESS: STREET 1: C/O IMPRIMIS PHARMACEUTICALS, INC STREET 2: 12264 EL CAMINO REAL, SUITE 350 CITY: SAN DIEGO STATE: CA ZIP: 92130 4 1 v425001_form4.xml FORM 4 X0306 4 2015-11-13 0 0001507957 Ideal Power Inc. IPWR 0001274282 BAUM MARK L 4120 FREIDRICH LANE SUITE 100 AUSTIN TX 78744 1 0 0 0 Common Stock 2015-11-13 4 S 0 29063 7.535 D 25898 D Common Stock 29063 I See footnote The securities are owned by Series E-1 of Larrem Smitty, LLC. The reporting person has voting and investment control over the securities. /s/ Mark Baum 2015-11-17