0001437749-24-006319.txt : 20240301 0001437749-24-006319.hdr.sgml : 20240301 20240301170932 ACCESSION NUMBER: 0001437749-24-006319 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240228 FILED AS OF DATE: 20240301 DATE AS OF CHANGE: 20240301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMPSON ROGER MJ CENTRAL INDEX KEY: 0001899151 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38103 FILM NUMBER: 24711459 MAIL ADDRESS: STREET 1: 201 BISHOPSGATE CITY: LONDON STATE: X0 ZIP: EC2M3AE ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JANUS HENDERSON GROUP PLC CENTRAL INDEX KEY: 0001274173 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] ORGANIZATION NAME: 02 Finance IRS NUMBER: 000000000 STATE OF INCORPORATION: Y9 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 BISHOPSGATE CITY: LONDON STATE: X0 ZIP: EC2M 3AE BUSINESS PHONE: 442078181818 MAIL ADDRESS: STREET 1: 201 BISHOPSGATE CITY: LONDON STATE: X0 ZIP: EC2M 3AE FORMER COMPANY: FORMER CONFORMED NAME: HENDERSON GROUP PLC DATE OF NAME CHANGE: 20050511 FORMER COMPANY: FORMER CONFORMED NAME: HHG PLC DATE OF NAME CHANGE: 20031223 4 1 rdgdoc.xml FORM 4 THOMPSON X0508 4 2024-02-28 0001274173 JANUS HENDERSON GROUP PLC JHG 0001899151 THOMPSON ROGER MJ 201 BISHOPGATE LONDON X0 EC2M 3AE UNITED KINGDOM 1 CHIEF FINANCIAL OFFICER 0 Common Stock 2024-02-28 4 S 0 30656 30.9326 D 126439.35 D Common Stock 2024-02-29 4 A 0 21659 31.10 A 148110.35 D Represents the number of shares sold by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units. Includes shares purchased under the Issuer's Buy As You Earn and Save As Your Earn plans. Represents a grant of restricted stock units which vests in three equal annual installments beginning one year after the date of grant. Includes shares purchased under the Issuer's Buy As You Earn plan. /s/ Lisa Kish, by Power of Attorney for Roger Thompson 2024-03-01