0001209191-23-015046.txt : 20230302
0001209191-23-015046.hdr.sgml : 20230302
20230302204148
ACCESSION NUMBER: 0001209191-23-015046
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230228
FILED AS OF DATE: 20230302
DATE AS OF CHANGE: 20230302
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THOMPSON ROGER MJ
CENTRAL INDEX KEY: 0001899151
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38103
FILM NUMBER: 23701401
MAIL ADDRESS:
STREET 1: 201 BISHOPSGATE
CITY: LONDON
STATE: X0
ZIP: EC2M3AE
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: JANUS HENDERSON GROUP PLC
CENTRAL INDEX KEY: 0001274173
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 000000000
STATE OF INCORPORATION: Y9
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 201 BISHOPSGATE
CITY: LONDON
STATE: X0
ZIP: EC2M 3AE
BUSINESS PHONE: 442078181818
MAIL ADDRESS:
STREET 1: 201 BISHOPSGATE
CITY: LONDON
STATE: X0
ZIP: EC2M 3AE
FORMER COMPANY:
FORMER CONFORMED NAME: HENDERSON GROUP PLC
DATE OF NAME CHANGE: 20050511
FORMER COMPANY:
FORMER CONFORMED NAME: HHG PLC
DATE OF NAME CHANGE: 20031223
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2023-02-28
0
0001274173
JANUS HENDERSON GROUP PLC
JHG
0001899151
THOMPSON ROGER MJ
201 BISHOPSGATE
LONDON
X0
EC2M 3AE
UNITED KINGDOM
0
1
0
0
Chief Financial Officer
Common Stock
2023-02-28
4
A
0
25560
0.00
A
164928.58
D
Common Stock
2023-02-28
4
F
0
2935
27.4272
D
161993.58
D
Common Stock
2023-03-01
4
F
0
6327
27.3673
D
155666.58
D
Represents a grant of restricted stock units which vests in three equal annual installments beginning one year after the date of grant.
Includes shares purchased under the Issuer's Buy As You Earn plan.
Represents the number of shares sold by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units.
/s/ Roger Thompson
2023-03-02