0001209191-23-015046.txt : 20230302 0001209191-23-015046.hdr.sgml : 20230302 20230302204148 ACCESSION NUMBER: 0001209191-23-015046 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230228 FILED AS OF DATE: 20230302 DATE AS OF CHANGE: 20230302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMPSON ROGER MJ CENTRAL INDEX KEY: 0001899151 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38103 FILM NUMBER: 23701401 MAIL ADDRESS: STREET 1: 201 BISHOPSGATE CITY: LONDON STATE: X0 ZIP: EC2M3AE ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JANUS HENDERSON GROUP PLC CENTRAL INDEX KEY: 0001274173 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 000000000 STATE OF INCORPORATION: Y9 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 BISHOPSGATE CITY: LONDON STATE: X0 ZIP: EC2M 3AE BUSINESS PHONE: 442078181818 MAIL ADDRESS: STREET 1: 201 BISHOPSGATE CITY: LONDON STATE: X0 ZIP: EC2M 3AE FORMER COMPANY: FORMER CONFORMED NAME: HENDERSON GROUP PLC DATE OF NAME CHANGE: 20050511 FORMER COMPANY: FORMER CONFORMED NAME: HHG PLC DATE OF NAME CHANGE: 20031223 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-02-28 0 0001274173 JANUS HENDERSON GROUP PLC JHG 0001899151 THOMPSON ROGER MJ 201 BISHOPSGATE LONDON X0 EC2M 3AE UNITED KINGDOM 0 1 0 0 Chief Financial Officer Common Stock 2023-02-28 4 A 0 25560 0.00 A 164928.58 D Common Stock 2023-02-28 4 F 0 2935 27.4272 D 161993.58 D Common Stock 2023-03-01 4 F 0 6327 27.3673 D 155666.58 D Represents a grant of restricted stock units which vests in three equal annual installments beginning one year after the date of grant. Includes shares purchased under the Issuer's Buy As You Earn plan. Represents the number of shares sold by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units. /s/ Roger Thompson 2023-03-02