0000899243-21-017113.txt : 20210427
0000899243-21-017113.hdr.sgml : 20210427
20210427170545
ACCESSION NUMBER: 0000899243-21-017113
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210423
FILED AS OF DATE: 20210427
DATE AS OF CHANGE: 20210427
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BERGER FRANKLIN M
CENTRAL INDEX KEY: 0001273885
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40356
FILM NUMBER: 21859924
MAIL ADDRESS:
STREET 1: 1000 MARINA BLVD
STREET 2: STE 200
CITY: BRISBANE
STATE: CA
ZIP: 94005
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rain Therapeutics Inc.
CENTRAL INDEX KEY: 0001724979
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 821130967
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8000 JARVIS AVENUE
STREET 2: SUITE 204
CITY: NEWARK
STATE: CA
ZIP: 94560
BUSINESS PHONE: (510) 953-5559
MAIL ADDRESS:
STREET 1: 8000 JARVIS AVENUE
STREET 2: SUITE 204
CITY: NEWARK
STATE: CA
ZIP: 94560
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-04-23
0
0001724979
Rain Therapeutics Inc.
RAIN
0001273885
BERGER FRANKLIN M
C/O RAIN THERAPEUTICS INC.
8000 JARVIS AVENUE, SUITE 204
NEWARK
CA
94560
1
0
0
0
Common Stock
2021-04-23
4
P
0
120000
17.00
A
120000
D
Common Stock
2021-04-23
4
P
0
5000
15.78
A
125000
D
Common Stock
2021-04-27
4
C
0
175939
A
300939
D
Common Stock
2021-04-27
4
C
0
535601
A
836540
D
Series A Preferred Stock
2021-04-27
4
C
0
189998
0.00
D
Common Stock
175939
0
D
Series B Preferred Stock
2021-04-27
4
C
0
578397
0.00
D
Common Stock
535601
0
D
The Series A Preferred Stock automatically converted into shares of the Issuer's common stock on a one-for-1.0799 basis upon the closing of the Issuer's initial public offering and had no expiration date.
The Series B Preferred Stock automatically converted into shares of the Issuer's common stock on a one-for-1.0799 basis upon the closing of the Issuer's initial public offering and had no expiration date.
/s/ Nelson Cabatuan, Attorney-in-fact for Franklin Berger
2021-04-27