0001209191-16-148942.txt : 20161108 0001209191-16-148942.hdr.sgml : 20161108 20161108190840 ACCESSION NUMBER: 0001209191-16-148942 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161107 FILED AS OF DATE: 20161108 DATE AS OF CHANGE: 20161108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASSURED GUARANTY LTD CENTRAL INDEX KEY: 0001273813 STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351] IRS NUMBER: 000000000 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30 WOOD BOURNE AVE CITY: HAMILTON BERMUDA STATE: D0 ZIP: 0000 BUSINESS PHONE: 441-279-5700 MAIL ADDRESS: STREET 1: 30 WOOD BOURNE AVE CITY: HAMILTON BERMUDA STATE: D0 ZIP: 0000 FORMER COMPANY: FORMER CONFORMED NAME: AGR LTD DATE OF NAME CHANGE: 20040122 FORMER COMPANY: FORMER CONFORMED NAME: AGC HOLDINGS LTD DATE OF NAME CHANGE: 20031218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Albert Howard CENTRAL INDEX KEY: 0001539875 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32141 FILM NUMBER: 161982477 MAIL ADDRESS: STREET 1: 31 WEST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10019 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-11-07 0 0001273813 ASSURED GUARANTY LTD AGO 0001539875 Albert Howard 31 WEST 52ND STREET NEW YORK NY 10019 0 1 0 0 Chief Risk Officer Common Shares 2016-11-07 4 M 0 16000 26.70 A 161739.4953 D Comnmon Shares 2016-11-07 4 S 0 16000 32.00 D 146231.4953 D Options to acquire Common Shares 26.70 2016-11-07 4 M 0 16000 0.00 D 2017-02-08 Common Shares 16000 0 D The sale price reported above has been rounded to the nearest cent. Total includes 492 shares purchased on 06/30/2016 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3. Options vested as follows: 1/3 on 02/08/2008, 1/3 on 02/08/2009 and 1/3 on 02/08/2010. All options of this tranche have been exercised. The total number of options from other tranches with different exercise prices, vesting terms and expiration dates is 42,297 (after taking into account 16,000 options exercised on 11/7/2016). The total number of performance share units from tranches with different performance measures, performance periods and vesting dates is 32,745 . /s/Ling Chow, Attorney-in-fact 2016-11-08