0001571049-15-002634.txt : 20150403
0001571049-15-002634.hdr.sgml : 20150403
20150403210110
ACCESSION NUMBER: 0001571049-15-002634
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150402
FILED AS OF DATE: 20150403
DATE AS OF CHANGE: 20150403
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHSTAR REALTY FINANCE CORP.
CENTRAL INDEX KEY: 0001273801
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0701
BUSINESS ADDRESS:
STREET 1: 399 PARK AVENUE,
STREET 2: 18TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-547-2640
MAIL ADDRESS:
STREET 1: 399 PARK AVENUE,
STREET 2: 18TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: NORTHSTAR REALTY
DATE OF NAME CHANGE: 20031218
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gilbert Daniel R
CENTRAL INDEX KEY: 0001306762
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32330
FILM NUMBER: 15752331
MAIL ADDRESS:
STREET 1: C/O NORTHSTAR REALTY FINANCE CORP.
STREET 2: 399 PARK AVENUE, 18TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
t1500773_gilbert-f4x3.xml
OWNERSHIP DOCUMENT
X0306
4
2015-04-02
0
0001273801
NORTHSTAR REALTY FINANCE CORP.
NRF
0001306762
Gilbert Daniel R
C/O NORTHSTAR REALTY FINANCE CORP.
399 PARK AVENUE, 18TH FLOOR
NEW YORK
NY
10022
0
1
0
0
Chief Inv. and Op. Officer
Common Stock
2015-04-02
4
S
0
450000
18.2159
D
322048
D
The sales reported were effected pursuant to a 10b5-1 sales plan (the "10b5-1 Plan") previously adopted by the reporting person on March 5, 2015. No shares remain available for sale under the 10b5-1 Plan.
Represents a weighted average price per share. These shares were sold in multiple transactions ranging from $18.12 to $18.365, inclusive. The reporting person undertakes to provide upon request by the staff of the U.S. Securities and Exchange Commission, NorthStar Realty Finance Corp. (the "Company") or a security holder of the Company, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Excludes: (i) 646,191 LTIP Units; and (ii) 464,052 shares of common stock (or LTIP Units, to the extent available) of the Company to be issued to the extent performance conditions are met on restricted stock units ("RSUs"). "LTIP Units" are units of limited partnership interest structured as profits interests in NorthStar Realty Finance Limited Partnership ("NRFLP"), the operating partnership of the Company. Conditioned on minimum allocations to the capital accounts of the LTIP Unit for federal income tax purposes, each LTIP Unit may be converted, at the election of the holder, into one OP Unit in NRFLP, which may then be redeemed for cash equal to the then fair market value of one share of common stock or, at the option of the Company, one share of the Company's common stock.
/s/ Ronald J. Lieberman, as Attorney-in-Fact for Daniel R. Gilbert
2015-04-03