-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VJb80O5mTib+JnEHT8VSlUhVSC3iXs+IEKW3aNMsZr7j/B6xttoFXNSaWsXSCBDi ExOFTwk0esX1eSTZtEmD/Q== 0000903423-07-000015.txt : 20070105 0000903423-07-000015.hdr.sgml : 20070105 20070105195020 ACCESSION NUMBER: 0000903423-07-000015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20070103 FILED AS OF DATE: 20070105 DATE AS OF CHANGE: 20070105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: INMOBILIARIA CARSO S A DE C V CENTRAL INDEX KEY: 0001273693 STATE OF INCORPORATION: O5 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13113 FILM NUMBER: 07515747 MAIL ADDRESS: STREET 1: INSURGENLES SUR#3500 STREET 2: PB-4 COL. PENA POBRE CITY: MEXICO STATE: O5 ZIP: 14060 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SAKS INC CENTRAL INDEX KEY: 0000812900 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311] IRS NUMBER: 620331040 STATE OF INCORPORATION: TN FISCAL YEAR END: 0201 BUSINESS ADDRESS: STREET 1: 750 LAKESHORE PARKWAY CITY: BIRMINGHAM STATE: AL ZIP: 35211 BUSINESS PHONE: 2059404000 FORMER COMPANY: FORMER CONFORMED NAME: PROFFITTS INC DATE OF NAME CHANGE: 19920703 4 1 imsocarsosaks-f4_0105ex.xml X0202 4 2007-01-03 0 0000812900 SAKS INC SKS 0001273693 INMOBILIARIA CARSO S A DE C V AVENIDA INSURGENTES SUR # 3500, PB COLONIA PENA POBRE DELEGACION TLALPAN MEXICO D.F. O5 14060 MEXICO 0 0 1 1 Affiliates - see Exhibit 99-1 Common Stock, par value $0.10 per share ("Saks Shares") 2007-01-03 4 S 0 1200 17.72 D 18048800 D Saks Shares 2007-01-03 4 S 0 1300 17.73 D 18047500 D Saks Shares 2007-01-03 4 S 0 6600 17.74 D 18040900 D Saks Shares 2007-01-03 4 S 0 5700 17.75 D 18035200 D Saks Shares 2007-01-03 4 S 0 5100 17.76 D 18030100 D Saks Shares 2007-01-03 4 S 0 1900 17.77 D 18028200 D Saks Shares 2007-01-03 4 S 0 1900 17.78 D 18026300 D Saks Shares 2007-01-03 4 S 0 400 17.79 D 18025900 D Saks Shares 2007-01-03 4 S 0 1100 17.80 D 18024800 D Saks Shares 2007-01-03 4 S 0 600 17.81 D 18024200 D Saks Shares 2007-01-03 4 S 0 1700 17.82 D 18022500 D Saks Shares 2007-01-03 4 S 0 3100 17.83 D 18019400 D Saks Shares 2007-01-03 4 S 0 8100 17.84 D 18011300 D Saks Shares 2007-01-03 4 S 0 10800 17.85 D 18000500 D Saks Shares 2007-01-03 4 S 0 500 17.86 D 18000000 D Saks Shares 2007-01-03 4 S 0 700 17.87 D 17999300 D Saks Shares 2007-01-03 4 S 0 600 17.88 D 17998700 D Saks Shares 2007-01-03 4 S 0 200 17.89 D 17998500 D Saks Shares 2007-01-03 4 S 0 400 17.91 D 17998100 D Saks Shares 2007-01-03 4 S 0 200 17.92 D 17997900 D Saks Shares 2007-01-03 4 S 0 500 17.93 D 17997400 D Saks Shares 2007-01-03 4 S 0 100 17.94 D 17997300 D Saks Shares 2007-01-03 4 S 0 600 17.98 D 17996700 D Saks Shares 2007-01-03 4 S 0 400 18.00 D 17996300 D Saks Shares 2007-01-03 4 S 0 400 18.02 D 17995900 D Saks Shares 2007-01-03 4 S 0 5300 18.03 D 17990600 D Saks Shares 2007-01-03 4 S 0 100 18.04 D 17990500 D Saks Shares 2007-01-03 4 S 0 9100 18.05 D 17981400 D Saks Shares 2007-01-03 4 S 0 23300 18.06 D 17958100 D Saks Shares 2007-01-03 4 S 0 3700 18.07 D 17954400 D This is the first part of a two - part filing on Form 4 by the Reporting Persons. See attached Exhibit 99-1 to Form 4, which is hereby incorporated herein by reference. Exhibits: 99.1 Explanation of Responses Eduardo Valdes Acra, Attorney-in-Fact 2007-01-05 EX-99.1 2 imsocarsosaks-ex991.htm

 

Exhibit 99.1

 

 

Name and Address of Additional Reporting Persons:

 

Mr. Carlos Slim Helú, Mr. Carlos Slim Domit, Mr. Marco Antonio Slim Domit, Mr. Patrick Slim Domit, Ms. María Soumaya Slim Domit, Ms. Vanessa Paola Slim Domit and Ms. Johanna Monique Slim Domit (collectively, the “Slim Family”), each with the following address:

 

Paseo de Las Palmas #736

Colonia Lomas de Chapultepec

11000 México D.F., México

 

Explanation of Responses:

 

Inmobiliaria beneficially owns directly 17,850,000 Saks Shares as of January 3, 2007.

 

The members of the Slim Family are beneficiaries of a Mexican trust which in turn owns substantially all of the issued and outstanding voting securities of Inmobiliaria. As a result, each member of the Slim Family may be deemed to have indirect beneficial ownership of the 17,850,000 Saks Shares beneficially owned directly by Inmobiliaria.

 

 

 

 

 

 

 

 

 

 


 

 

Signature Page

 

 

 

 

                                                                

Carlos Slim Helú

 

                                                                

 

Carlos Slim Domit

By:   /s/ Eduardo Valdés Acra          

                                                                

Eduardo Valdés Acra

Marco Antonio Slim Domit

Attorney-in-Fact*

                                                                

January 5, 2007

Patrick Slim Domit

 

                                                                

 

María Soumaya Slim Domit

 

                                                                

 

Vanessa Paola Slim Domit

 

                                                                

 

Johanna Monique Slim Domit

 

 

 

INMOBILIARIA CARSO, S.A. DE C.V.

 

                                                                

 

By: Armando Ibáñez Vázquez

Title: Attorney-in-Fact

 

* See the Powers of Attorney for the members of the Slim Family and Inmobiliaria, filed as an exhibit to the Amendment Number 7 to Schedule 13G filed by Inmobiliaria and the members of the Slim Family with the U.S. Securities and Exchange Commission on February 14, 2005, and the Joint Filing Agreement among the Slim Family, Inmobiliaria and Orient Star Holdings LLC (which has been subsequently merged into Inmobiliaria), filed as an exhibit to the Form 4 filed by Orient Star Holdings LLC, Inmobiliaria and the members of the Slim Family on May 4, 2005 which are hereby incorporated herein by reference.

 

 

 

 

 

2

 

 

 

 

 

 -----END PRIVACY-ENHANCED MESSAGE-----