0001437749-15-011659.txt : 20150602 0001437749-15-011659.hdr.sgml : 20150602 20150602162243 ACCESSION NUMBER: 0001437749-15-011659 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150601 FILED AS OF DATE: 20150602 DATE AS OF CHANGE: 20150602 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEW YORK MORTGAGE TRUST INC CENTRAL INDEX KEY: 0001273685 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 470934168 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 275 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: (212) 792-0107 MAIL ADDRESS: STREET 1: 275 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10016 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hainey Alan L CENTRAL INDEX KEY: 0001295229 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32216 FILM NUMBER: 15907144 MAIL ADDRESS: STREET 1: 1301 AVENUE OF THE AMERICAS STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 4 1 rdgdoc.xml FORM 4 X0306 4 2015-06-01 0001273685 NEW YORK MORTGAGE TRUST INC NYMT 0001295229 Hainey Alan L C/O NEW YORK MORTGAGE TRUST, INC. 275 MADISON AVE. NEW YORK NY 10016 1 Common Stock, par value $.01 per share 2015-06-01 4 A 0 8906 0 A 70174 D Represents annual stock grant for non-employee directors. Shares of common stock were issued pursuant to the New York Mortgage Trust, Inc. 2010 Stock Incentive Plan. The ending balance includes shares acquired under a dividend reinvestment plan. /s/ Steven R. Mumma, as attorney-in-fact 2015-06-02