0001273685-23-000017.txt : 20230104
0001273685-23-000017.hdr.sgml : 20230104
20230104171826
ACCESSION NUMBER: 0001273685-23-000017
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230101
FILED AS OF DATE: 20230104
DATE AS OF CHANGE: 20230104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mumma Steven R
CENTRAL INDEX KEY: 0001294797
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32216
FILM NUMBER: 23507955
MAIL ADDRESS:
STREET 1: 1301 AVENUE OF THE AMERICAS
STREET 2: 7TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEW YORK MORTGAGE TRUST INC
CENTRAL INDEX KEY: 0001273685
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 470934168
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 90 PARK AVENUE. 23RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: (212) 792-0107
MAIL ADDRESS:
STREET 1: 90 PARK AVENUE. 23RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
4
1
wf-form4_167287066705374.xml
FORM 4
X0306
4
2023-01-01
0
0001273685
NEW YORK MORTGAGE TRUST INC
NYMT
0001294797
Mumma Steven R
C/O NEW YORK MORTGAGE TRUST, INC.
90 PARK AVENUE
NEW YORK
NY
10016
1
0
0
0
Common Stock, par value $0.01 per share
2023-01-01
4
M
0
32102
0
A
1771626
D
Common Stock, par value $0.01 per share
2023-01-01
4
F
0
13420
2.56
D
1758206
D
Common Stock, par value $0.01 per share
2023-01-01
4
M
0
54201
0
A
1812407
D
Common Stock, par value $0.01 per share
2023-01-01
4
F
0
21025
2.56
D
1791382
D
Restricted Stock Units
2023-01-01
4
M
0
32102
0
D
Common Stock, par value $0.01 per share
32102.0
108401
D
Restricted Stock Units
2023-01-01
4
M
0
54201
0
D
Common Stock, par value $0.01 per share
54201.0
54200
D
Shares acquired pursuant to the settlement of restricted stock units ("RSUs") granted to the Reporting Person in January 2020.
Each RSU is the economic equivalent of one share of common stock of New York Mortgage Trust ("NYMT"). Each RSU was settled in one share of common stock of NYMT.
Surrendered to satisfy tax liability incident to the settlement of RSUs described in Note 1 above.
Shares acquired pursuant to the settlement of RSUs granted to the Reporting Person in January 2021.
Surrendered to satisfy tax liability incident to the settlement of RSUs described in Note 4 above.
On January 1, 2020, the Reporting Person was granted 96,308 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date.
On January 27, 2021, the Reporting Person was granted 162,202 RSUs, vesting in three equal annual installments beginning on January 1, 2022.
/s/ Kristine R. Nario-Eng, as attorney-in-fact
2023-01-04