0001273685-22-000003.txt : 20220104 0001273685-22-000003.hdr.sgml : 20220104 20220104165853 ACCESSION NUMBER: 0001273685-22-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220101 FILED AS OF DATE: 20220104 DATE AS OF CHANGE: 20220104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nario-Eng Kristine Rimando CENTRAL INDEX KEY: 0001608612 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32216 FILM NUMBER: 22507084 MAIL ADDRESS: STREET 1: 275 MADISON AVENUE STREET 2: SUITE 3200 CITY: NEW YORK STATE: NY ZIP: 10016 FORMER NAME: FORMER CONFORMED NAME: Nario Kristine Rimando DATE OF NAME CHANGE: 20140520 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEW YORK MORTGAGE TRUST INC CENTRAL INDEX KEY: 0001273685 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 470934168 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 90 PARK AVENUE. 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: (212) 792-0107 MAIL ADDRESS: STREET 1: 90 PARK AVENUE. 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 4 1 wf-form4_164133350984937.xml FORM 4 X0306 4 2022-01-01 0 0001273685 NEW YORK MORTGAGE TRUST INC NYMT 0001608612 Nario-Eng Kristine Rimando C/O NEW YORK MORTGAGE TRUST, INC. 90 PARK AVENUE NEW YORK NY 10016 0 1 0 0 Chief Financial Officer Common Stock, par value $0.01 per share 2022-01-01 4 M 0 10032 0 A 258388 D Common Stock, par value $0.01 per share 2022-01-01 4 M 0 16938 0 A 275326 D Restricted Stock Units 2022-01-01 4 M 0 10032 0 D Common Stock, par value $0.01 per share 10032.0 60845 D Restricted Stock Units 2022-01-01 4 M 0 16938 0 D Common Stock, par value $0.01 per share 16938.0 43907 D Shares acquired pursuant to the settlement of restricted stock units ("RSUs") granted to the Reporting Person in January 2020. Each RSU is the economic equivalent of one share of common stock of New York Mortgage Trust ("NYMT"). Each RSU was settled in one share of common stock of NYMT. Shares acquired pursuant to the settlement of RSUs granted to the Reporting Person in January 2021. On January 1, 2020, the Reporting Person was granted 30,096 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. On January 27, 2021, the Reporting Person was granted 50,813 RSUs, vesting in three equal annual installments beginning on January 1, 2022. /s/ Kristine R. Nario-Eng 2022-01-04