0001273685-22-000002.txt : 20220104 0001273685-22-000002.hdr.sgml : 20220104 20220104165824 ACCESSION NUMBER: 0001273685-22-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220101 FILED AS OF DATE: 20220104 DATE AS OF CHANGE: 20220104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Reese Nathan R CENTRAL INDEX KEY: 0001462291 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32216 FILM NUMBER: 22507080 MAIL ADDRESS: STREET 1: C/O NEW YORK MORTGAGE TRUST, INC. STREET 2: 52 VANDERBILT AVENUE, SUITE 403 CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEW YORK MORTGAGE TRUST INC CENTRAL INDEX KEY: 0001273685 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 470934168 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 90 PARK AVENUE. 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: (212) 792-0107 MAIL ADDRESS: STREET 1: 90 PARK AVENUE. 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 4 1 wf-form4_164133348570171.xml FORM 4 X0306 4 2022-01-01 0 0001273685 NEW YORK MORTGAGE TRUST INC NYMT 0001462291 Reese Nathan R C/O NEW YORK MORTGAGE TRUST, INC. 90 PARK AVENUE NEW YORK NY 10016 0 1 0 0 Chief Operating Officer Common Stock, par value $0.01 per share 2022-01-01 4 M 0 8917 0 A 202735 D Common Stock, par value $0.01 per share 2022-01-01 4 M 0 15056 0 A 217791 D Restricted Stock Units 2022-01-01 4 M 0 8917 0 D Common Stock, par value $0.01 per share 8917.0 54084 D Restricted Stock Units 2022-01-01 4 M 0 15056 0 D Common Stock, par value $0.01 per share 15056.0 39028 D Shares acquired pursuant to the settlement of restricted stock units ("RSUs") granted to the Reporting Person in January 2020. Each RSU is the economic equivalent of one share of common stock of New York Mortgage Trust ("NYMT"). Each RSU was settled in one share of common stock of NYMT. Shares acquired pursuant to the settlement of RSUs granted to the Reporting Person in January 2021. On January 1, 2020, the Reporting Person was granted 26,752 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. On January 27, 2021, the Reporting Person was granted 45,167 RSUs, vesting in three equal annual installments beginning on January 1, 2022. /s/ Nathan R. Reese 2022-01-04